MSL

Mackay Shields LLC Portfolio holdings

AUM $3.12B
1-Year Return 1.89%
This Quarter Return
+1.48%
1 Year Return
+1.89%
3 Year Return
+7.66%
5 Year Return
+55.61%
10 Year Return
+111.39%
AUM
$16.4B
AUM Growth
+$1.73B
Cap. Flow
-$2.39B
Cap. Flow %
-14.59%
Top 10 Hldgs %
17.77%
Holding
1,581
New
167
Increased
522
Reduced
522
Closed
184

Top Buys

1
PLD icon
Prologis
PLD
$32M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
$31M
3
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$30.4M
4
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$28.8M
5
QCOM icon
Qualcomm
QCOM
$27M

Top Sells

1
BA icon
Boeing
BA
$32.2M
2
ORCL icon
Oracle
ORCL
$24.2M
3
PEP icon
PepsiCo
PEP
$22.1M
4
LRCX icon
Lam Research
LRCX
$21.8M
5
LOW icon
Lowe's Companies
LOW
$20.7M

Sector Composition

1 Technology 12.4%
2 Financials 9.45%
3 Consumer Discretionary 7.43%
4 Healthcare 7.4%
5 Industrials 6.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NSTG
1251
DELISTED
NanoString Technologies, Inc.
NSTG
– –
-140,293
Closed -$4.26M
BBBY
1252
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-59,700
Closed -$694K
CSII
1253
DELISTED
Cardiovascular Systems, Inc.
CSII
– –
-92,800
Closed -$3.98M
CLVS
1254
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-61,078
Closed -$908K
CLR
1255
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-124,761
Closed -$5.25M
CFMS
1256
DELISTED
Conformis, Inc. Common Stock
CFMS
– –
-3,680
Closed -$401K
BRG
1257
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
– –
-21,700
Closed -$255K
MANT
1258
DELISTED
Mantech International Corp
MANT
– –
-3,500
Closed -$231K
COHR
1259
DELISTED
Coherent Inc
COHR
– –
-7,832
Closed -$1.07M
APTS
1260
DELISTED
Preferred Apartment Communities, Inc.
APTS
– –
-58,824
Closed -$880K
AFI
1261
DELISTED
Armstrong Flooring, Inc.
AFI
– –
-142,712
Closed -$1.41M
HMHC
1262
DELISTED
Houghton Mifflin Harcourt Company
HMHC
– –
-264,352
Closed -$1.52M
VRS
1263
DELISTED
Verso Corporation
VRS
– –
-43,818
Closed -$834K
INOV
1264
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
– –
-196,200
Closed -$2.85M
CHMA
1265
DELISTED
Chiasma, Inc. Common Stock
CHMA
– –
-65,400
Closed -$488K
CTB
1266
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-13,900
Closed -$438K
CLGX
1267
DELISTED
Corelogic, Inc.
CLGX
– –
-95,023
Closed -$3.97M
TPCO
1268
DELISTED
Tribune Publishing Company Common Stock
TPCO
– –
-25,795
Closed -$205K
GLUU
1269
DELISTED
Glu Mobile Inc.
GLUU
– –
-527,627
Closed -$3.79M
MIK
1270
DELISTED
Michaels Stores, Inc
MIK
– –
-181,720
Closed -$1.58M
TCO
1271
DELISTED
Taubman Centers Inc.
TCO
– –
-23,757
Closed -$970K
HDS
1272
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-25,422
Closed -$1.02M
RTW
1273
DELISTED
RTW Retailwinds, Inc.
RTW
– –
-108,790
Closed -$185K
ARCH
1274
DELISTED
Arch Resources, Inc.
ARCH
– –
-35,000
Closed -$3.3M
OMN
1275
DELISTED
OMNOVA Solutions Inc.
OMN
– –
-127,918
Closed -$797K
49 50
51
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