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MSL

Mackay Shields LLC Portfolio holdings

AUM $2.73B
1-Year Est. Return 2.13%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+2.13%
3 Year Est. Return
+7.81%
5 Year Est. Return
+19%
10 Year Est. Return
+113.23%
AUM
$12B
AUM Growth
+$1.43B
Cap. Flow
-$2.83B
Cap. Flow %
-23.52%
Top 10 Hldgs %
25.06%
Holding
734
New
18
Increased
28
Reduced
483
Closed
17

Top Buys

Rank Stock Value
1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$149M
2
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$58.3M
3
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$51.4M
4
MMCA icon
IQ MacKay California Municipal Intermediate ETF
MMCA
+$49.5M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$47.7M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$11.4M
2
TSM icon
TSMC
TSM
+$10.6M
3
MSFT icon
Microsoft
MSFT
+$8.86M
4
VST icon
Vistra
VST
+$6.14M
5
AMZN icon
Amazon
AMZN
+$4.92M

Sector Composition

Rank Sector Weight
1 Technology 13.6%
2 Healthcare 6.46%
3 Financials 6.42%
4 Consumer Discretionary 6.05%
5 Communication Services 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGT icon
101
Target
TGT
$62.1B
$16.8M 0.14%
72,788
-2,746
-4% -$668K
ELV icon
102
Elevance Health
ELV
$81.9B
$16.8M 0.14%
36,263
-990
-3% -$416K
CAT icon
103
Caterpillar
CAT
$409B
$16.7M 0.14%
80,808
-2,960
-4% -$596K
BA icon
104
Boeing
BA
$165B
$16.6M 0.14%
82,417
-1,562
-2% -$330K
NICE icon
105
Nice
NICE
$5.29B
$16.4M 0.14%
54,015
-2,857
-5% -$825K
NEE.PRP
106
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$15.8M 0.13%
273,794
-3,642
-1% -$198K
MU icon
107
Micron Technology
MU
$1.04T
$15.6M 0.13%
167,107
-4,410
-3% -$344K
GE icon
108
GE Aerospace
GE
$367B
$15.5M 0.13%
263,855
-10,321
-4% -$648K
ADP icon
109
Automatic Data Processing
ADP
$100B
$15.5M 0.13%
62,930
-1,688
-3% -$382K
AXP icon
110
American Express
AXP
$223B
$15.3M 0.13%
93,756
-4,549
-5% -$776K
MMM icon
111
3M
MMM
$89B
$15.3M 0.13%
102,842
-3,071
-3% -$458K
LRCX icon
112
Lam Research
LRCX
$382B
$15.2M 0.13%
210,930
-7,760
-4% -$486K
BKNG icon
113
Booking.com
BKNG
$138B
$14.7M 0.12%
153,025
-3,600
-2% -$341K
DE icon
114
Deere & Co
DE
$170B
$14.5M 0.12%
42,193
-1,217
-3% -$423K
MYN icon
115
BlackRock MuniYield New York Quality Fund
MYN
$374M
$14.2M 0.12%
1,011,219
-3,230
-0.3% -$45.5K
COP icon
116
ConocoPhillips
COP
$147B
$14.2M 0.12%
197,351
-7,509
-4% -$547K
ADI icon
117
Analog Devices
ADI
$181B
$14.1M 0.12%
80,297
-1,986
-2% -$352K
MDLZ icon
118
Mondelez International
MDLZ
$77.7B
$13.9M 0.12%
208,969
-5,170
-2% -$319K
GILD icon
119
Gilead Sciences
GILD
$161B
$13.7M 0.11%
188,645
-4,443
-2% -$306K
TJX icon
120
TJX Companies
TJX
$170B
$13.6M 0.11%
179,609
-4,811
-3% -$334K
CCI icon
121
Crown Castle
CCI
$32.7B
$13.4M 0.11%
64,418
-1,539
-2% -$284K
MRNA icon
122
Moderna
MRNA
$21.5B
$13.4M 0.11%
52,697
-966
-2% -$282K
SYK icon
123
Stryker
SYK
$127B
$13.4M 0.11%
50,024
-1,124
-2% -$295K
MRSH
124
Marsh
MRSH
$86.3B
$13.1M 0.11%
75,225
-1,977
-3% -$328K
LMT icon
125
Lockheed Martin
LMT
$134B
$13M 0.11%
36,637
-986
-3% -$341K
3 4
5
6 7

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GC
Giverny Capital Montreal, Quebec, Canada $2.73B AUM 14.09% 1-Year Est. Return
PA
Profund Advisors Bethesda, Maryland $2.72B AUM 47.27% 1-Year Est. Return
MASUI
MIRAE ASSET SECURITIES (USA) INC. New York $2.72B AUM 36.56% 1-Year Est. Return
LMIM
Lockheed Martin Investment Management Bethesda, Maryland $2.73B AUM 28.24% 1-Year Est. Return
XL
XN LP New York $2.72B AUM 46.67% 1-Year Est. Return
PCM
Patient Capital Management Baltimore, Maryland $2.74B AUM 43.59% 1-Year Est. Return
CIAS
CBIZ Investment Advisory Services Independence, Ohio $2.74B AUM 14.19% 1-Year Est. Return
CA
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Mackay Shields LLC's Q4 2021 Portfolio in Review

As of Q4 2021, Mackay Shields LLC held 734 positions worth $12B, up 13% from $10.6B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Mackay Shields LLC withdrew a net $2.83B in Q4 2021, closing 17 positions and reducing 483 holdings. Its most notable exit was Kansas City Southern, an estimated $3.81M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Mackay Shields LLC opened a new position in Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A worth $157M.

  • Mackay Shields LLC's largest Q4 2021 buy was Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A: 71,691 shares worth $157M.
  • Mackay Shields LLC added most to Vanguard S&P 500 ETF in Q4 2021, an estimated $3.48M increase.
  • Mackay Shields LLC's biggest Q4 2021 reduction was Apple, cutting an estimated $11.4M.
  • Mackay Shields LLC fully exited Kansas City Southern in Q4 2021, selling an estimated $3.81M.
  • Mackay Shields LLC's ten largest holdings make up 25% of its $12B portfolio in Q4 2021.
  • Mackay Shields LLC opened 18 new positions and closed 17 in Q4 2021.
  • Mackay Shields LLC's portfolio value rose 13% quarter-over-quarter to $12B.

Based on Mackay Shields LLC's 13F filing for Q4 2021, filed 4 Feb 2022.