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MSL

Mackay Shields LLC Portfolio holdings

AUM $2.73B
1-Year Est. Return 2.13%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+2.13%
3 Year Est. Return
+7.81%
5 Year Est. Return
+19%
10 Year Est. Return
+113.23%
AUM
$12B
AUM Growth
+$1.43B
Cap. Flow
-$2.83B
Cap. Flow %
-23.52%
Top 10 Hldgs %
25.06%
Holding
734
New
18
Increased
28
Reduced
483
Closed
17

Top Buys

Rank Stock Value
1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$149M
2
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$58.3M
3
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$51.4M
4
MMCA icon
IQ MacKay California Municipal Intermediate ETF
MMCA
+$49.5M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$47.7M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$11.4M
2
TSM icon
TSMC
TSM
+$10.6M
3
MSFT icon
Microsoft
MSFT
+$8.86M
4
VST icon
Vistra
VST
+$6.14M
5
AMZN icon
Amazon
AMZN
+$4.92M

Sector Composition

Rank Sector Weight
1 Technology 13.6%
2 Healthcare 6.46%
3 Financials 6.42%
4 Consumer Discretionary 6.05%
5 Communication Services 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMAT icon
76
Applied Materials
AMAT
$426B
$21.2M 0.18%
134,893
-4,728
-3% -$685K
WLL
77
DELISTED
Whiting Petroleum Corporation
WLL
$21.2M 0.18%
328,042
-50,539
-13% -$3.31M
ORCL icon
78
Oracle
ORCL
$331B
$21.1M 0.18%
241,620
-10,647
-4% -$1,000K
MS icon
79
Morgan Stanley
MS
$337B
$21M 0.17%
213,925
-8,491
-4% -$846K
PM icon
80
Philip Morris
PM
$301B
$20.7M 0.17%
218,055
-5,617
-3% -$525K
BMY icon
81
Bristol-Myers Squibb
BMY
$127B
$20.6M 0.17%
331,134
-7,920
-2% -$465K
SBUX icon
82
Starbucks
SBUX
$118B
$20.6M 0.17%
176,056
-3,955
-2% -$446K
CVS icon
83
CVS Health
CVS
$137B
$20.3M 0.17%
196,890
-4,186
-2% -$387K
AMT icon
84
American Tower
AMT
$77.7B
$19.9M 0.17%
67,921
-1,517
-2% -$414K
MHN
85
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$19.6M 0.16%
1,373,290
-5,398
-0.4% -$77.8K
BLK icon
86
Blackrock
BLK
$164B
$19.5M 0.16%
21,337
-525
-2% -$479K
GS icon
87
Goldman Sachs
GS
$313B
$19.4M 0.16%
50,602
-800
-2% -$317K
NOW icon
88
ServiceNow
NOW
$102B
$19.3M 0.16%
148,385
-2,385
-2% -$313K
RTX icon
89
RTX Corp
RTX
$287B
$19.2M 0.16%
223,484
-6,757
-3% -$589K
ISRG icon
90
Intuitive Surgical
ISRG
$121B
$19.1M 0.16%
53,237
-1,015
-2% -$349K
AMGN icon
91
Amgen
AMGN
$203B
$19M 0.16%
84,599
-2,604
-3% -$550K
BDXB
92
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
$19M 0.16%
+360,358
New +$18.9M
SCHW
93
Charles Schwab
SCHW
$177B
$18.9M 0.16%
224,440
-4,832
-2% -$391K
PLD icon
94
Prologis
PLD
$138B
$18.6M 0.15%
110,696
-2,706
-2% -$404K
C icon
95
Citigroup
C
$222B
$17.9M 0.15%
296,973
-13,128
-4% -$873K
IBM icon
96
IBM
IBM
$202B
$17.9M 0.15%
133,835
-8,988
-6% -$1.13M
MIY icon
97
BlackRock MuniYield Michigan Quality Fund
MIY
$354M
$17.9M 0.15%
1,164,950
-8,341
-0.7% -$127K
MQT
98
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$17.6M 0.15%
1,216,218
-9,768
-0.8% -$141K
ZTS icon
99
Zoetis
ZTS
$31.6B
$17.3M 0.14%
70,768
-1,933
-3% -$423K
SPGI icon
100
S&P Global
SPGI
$126B
$16.9M 0.14%
35,918
-845
-2% -$387K
2 3
4
5 6

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GC
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PA
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MASUI
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LMIM
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XL
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PCM
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CIAS
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CA
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Mackay Shields LLC's Q4 2021 Portfolio in Review

As of Q4 2021, Mackay Shields LLC held 734 positions worth $12B, up 13% from $10.6B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Mackay Shields LLC withdrew a net $2.83B in Q4 2021, closing 17 positions and reducing 483 holdings. Its most notable exit was Kansas City Southern, an estimated $3.81M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Mackay Shields LLC opened a new position in Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A worth $157M.

  • Mackay Shields LLC's largest Q4 2021 buy was Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A: 71,691 shares worth $157M.
  • Mackay Shields LLC added most to Vanguard S&P 500 ETF in Q4 2021, an estimated $3.48M increase.
  • Mackay Shields LLC's biggest Q4 2021 reduction was Apple, cutting an estimated $11.4M.
  • Mackay Shields LLC fully exited Kansas City Southern in Q4 2021, selling an estimated $3.81M.
  • Mackay Shields LLC's ten largest holdings make up 25% of its $12B portfolio in Q4 2021.
  • Mackay Shields LLC opened 18 new positions and closed 17 in Q4 2021.
  • Mackay Shields LLC's portfolio value rose 13% quarter-over-quarter to $12B.

Based on Mackay Shields LLC's 13F filing for Q4 2021, filed 4 Feb 2022.