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MSL

Mackay Shields LLC Portfolio holdings

AUM $2.73B
1-Year Est. Return 2.13%
This Fund
S&P 500
This Quarter Est. Return
+0.05%
1 Year Est. Return
+2.13%
3 Year Est. Return
+7.81%
5 Year Est. Return
+19%
10 Year Est. Return
+113.23%
AUM
$3.95B
AUM Growth
-$167M
Cap. Flow
-$3B
Cap. Flow %
-75.87%
Top 10 Hldgs %
28.36%
Holding
247
New
4
Increased
5
Reduced
26
Closed
6

Top Buys

Rank Stock Value
1
CHRD icon
Chord Energy
CHRD
+$18.9M
2
ACWX icon
iShares MSCI ACWI ex US ETF
ACWX
+$15.1M
3
AVGO icon
Broadcom
AVGO
+$9.59M
4
KOS icon
Kosmos Energy
KOS
+$2.86M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$402K

Top Sells

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$44.5M
2
WLL
Whiting Petroleum Corporation
WLL
+$18.3M
3
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$3.29M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$2.46M
5
GPOR icon
Gulfport Energy Corp
GPOR
+$2.38M

Sector Composition

Rank Sector Weight
1 Energy 7.15%
2 Technology 1.13%
3 Financials 0.51%
4 Utilities 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QYLD icon
51
Global X NASDAQ-100 Covered Call ETF
QYLD
$8B
$301K 0.01%
19,246
– –
VST icon
52
Vistra
VST
$57B
$292K 0.01%
13,918
– –
VVR icon
53
Invesco Senior Income Trust
VVR
$457M
$273K 0.01%
73,504
– –
BAB icon
54
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$271K 0.01%
10,580
– –
JQC icon
55
Nuveen Credit Strategies Income Fund
JQC
$702M
$257K 0.01%
50,228
– –
AWF
56
AllianceBernstein Global High Income Fund
AWF
$869M
$246K 0.01%
27,704
– –
GHY
57
PGIM Global High Yield Fund
GHY
$486M
$244K 0.01%
23,084
– –
BYM
58
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$241K 0.01%
21,958
– –
NBO
59
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$238K 0.01%
25,745
– –
BTZ icon
60
BlackRock Credit Allocation Income Trust
BTZ
$930M
$235K 0.01%
24,596
– –
DSL
61
DoubleLine Income Solutions Fund
DSL
$1.22B
$232K 0.01%
21,480
– –
BFZ
62
DELISTED
BlackRock CA Municipal Income Trust
BFZ
– –
-60,663
Closed -$687K
GLDI icon
63
Credit Suisse X-Links Gold Shares Covered Call ETNs due February 2 2033
GLDI
$31M
– –
-698
Closed -$109K
HYG icon
64
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
– –
-4,820
Closed -$355K
RBCP
65
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
– –
-34,465
Closed -$3.29M
AVGOP
66
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
– –
-29,336
Closed -$44.5M
WLL
67
DELISTED
Whiting Petroleum Corporation
WLL
– –
-269,285
Closed -$18.3M
1 2
3

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MASUI
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LMIM
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XL
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Mackay Shields LLC's Q3 2022 Portfolio in Review

As of Q3 2022, Mackay Shields LLC held 247 positions worth $3.95B, down 4% from $4.12B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Mackay Shields LLC withdrew a net $3B in Q3 2022, closing 6 positions and reducing 26 holdings. Its most notable exit was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A, an estimated $44.5M position sold in full.

By sector, the portfolio is most concentrated in Energy at 7.1% of assets, up from 6.3% a quarter earlier, followed by Technology and Financials.

Against the trend, Mackay Shields LLC opened a new position in Chord Energy worth $20.1M.

  • Mackay Shields LLC's largest Q3 2022 buy was Chord Energy: 147,062 shares worth $20.1M.
  • Mackay Shields LLC added most to Kosmos Energy in Q3 2022, an estimated $2.86M increase.
  • Mackay Shields LLC's biggest Q3 2022 reduction was BlackRock MuniHoldings California Quality Fund, cutting an estimated $2.46M.
  • Mackay Shields LLC fully exited Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A in Q3 2022, selling an estimated $44.5M.
  • Mackay Shields LLC's ten largest holdings make up 28% of its $3.95B portfolio in Q3 2022.
  • Mackay Shields LLC opened 4 new positions and closed 6 in Q3 2022.
  • Mackay Shields LLC's portfolio value fell 4% quarter-over-quarter to $3.95B.

Based on Mackay Shields LLC's 13F filing for Q3 2022, filed 2 Nov 2022.