MSL

Mackay Shields LLC Portfolio holdings

AUM $3.12B
This Quarter Return
-0.83%
1 Year Return
+1.89%
3 Year Return
+7.66%
5 Year Return
+55.61%
10 Year Return
+111.39%
AUM
$1.93B
AUM Growth
+$1.93B
Cap. Flow
+$163M
Cap. Flow %
8.43%
Top 10 Hldgs %
28.41%
Holding
147
New
22
Increased
4
Reduced
17
Closed
5

Top Buys

1
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$36.3M
2
F icon
Ford
F
$27.3M
3
CCI.PRA
Crown Castle International Corp.
CCI.PRA
$21.5M
4
SWH
Stanley Black & Decker, Inc.
SWH
$19.1M
5
C icon
Citigroup
C
$18M

Top Sells

1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$18M
2
BAC icon
Bank of America
BAC
$6.92M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
$3.74M
4
TIBX
TIBCO SOFTWARE INC
TIBX
$3.67M
5
ESV
Ensco Rowan plc
ESV
$2.61M

Sector Composition

1 Consumer Discretionary 3.3%
2 Energy 1.59%
3 Financials 0.93%
4 Industrials 0.36%
5 Materials 0.31%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MYC
51
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$284K 0.01%
18,773
-125,780
-87% -$1.9M
MEN
52
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$280K 0.01%
25,000
-129,530
-84% -$1.45M
NRK icon
53
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$824M
$218K 0.01%
+17,036
New +$218K
NAN icon
54
Nuveen New York Quality Municipal Income Fund
NAN
$338M
$172K 0.01%
12,886
– –
AA icon
55
Alcoa
AA
$8.05B
$50K ﹤0.01%
+3,109
New +$50K
CWB icon
56
SPDR Bloomberg Convertible Securities ETF
CWB
$4.39B
$28K ﹤0.01%
+566
New +$28K
VRNT icon
57
Verint Systems
VRNT
$1.23B
$3K ﹤0.01%
+53
New +$3K
ESV
58
DELISTED
Ensco Rowan plc
ESV
– –
-47,000
Closed -$2.61M
TIBX
59
DELISTED
TIBCO SOFTWARE INC
TIBX
– –
-181,948
Closed -$3.67M
OCR.PRB
60
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
– –
-221,090
Closed -$18M
HYD icon
61
VanEck High Yield Muni ETF
HYD
$3.29B
– –
-32,490
Closed -$980K
BAC icon
62
Bank of America
BAC
$371B
– –
-450,000
Closed -$6.92M
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