MSL

Mackay Shields LLC Portfolio holdings

AUM $3.11B

This Quarter Return

-0.36%

1 Year Return

+0.72%

3 Year Return

+3.33%

5 Year Return

+85.16%

10 Year Return

+107.82%

AUM

$3.11B

AUM Growth

-$283M (-8%)

Cap. Flow

+$42.1M

Cap. Flow % of AUM

1.35%

Top 10 Holdings %Top 10 Hldgs %

20.37%

Holding

158

New

Increased

Reduced

Closed

1	MCHPP Microchip Technology Incorporated Depositary Shares Each Representing a 1/20th Interest in a Share of 7.50% Series A Mandatory Convertible Preferred Stock MCHPP	$25.5M
2	HPE.PRC Hewlett Packard Enterprise Company 7.625% Series C Mandatory Convertible Preferred Stock HPE.PRC	$14.5M
3	NBH Neuberger Berman Municipal Fund NBH	$9.79M
4	BlackRock MuniHoldings California Quality Fund MUC	$9.12M
5	Gulfport Energy Corp GPOR	$6.83M

1	Zillow Z	$17.5M
2	SPDR Bloomberg Convertible Securities ETF CWB	$7.31M
3	Vodafone VOD	$3.75M
4	SPDR Gold Trust GLD	$2.88M
5	MUI BlackRock Municipal Income Fund, Inc. MUI	$2.29M

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
51	MFM 51 MFS Municipal Income Trust MFM $209M	$1.77M	0.06%	333,155	–	–
52	KTF 52 DWS Municipal Income Trust KTF $342M	$1.63M	0.05%	173,963	–	–
53	53 BlackRock Investment Quality Municipal Trust BKN $184M	$1.06M	0.03%	+92,077	New	+$1.06M
54	54 Nuveen New York Quality Municipal Income Fund NAN $349M	$803K	0.03%	70,519	–	–
55	55 BlackRock MuniVest Fund II MVT $211M	$694K	0.02%	+65,678	New	+$694K
56	56 Turning Point Brands TPB $1.41B	$404K	0.01%	6,802	–	–
57	57 Invesco Pennsylvania Value Municipal Income Trust VPV $178M	$153K	﹤0.01%	15,008 -549	-4%	-$5.59K
58	58 Nine Energy Service NINE $34.1M	$136K	﹤0.01%	120,184	–	–
59	59 SPDR Bloomberg Convertible Securities ETF CWB $3.97B	–	–	-93,907	Closed	-$7.31M
60	60 Zillow Z $18.5B	–	–	-236,272	Closed	-$17.5M
61	MUI 61 DELISTED BlackRock Municipal Income Fund, Inc. MUI	–	–	-189,123	Closed	-$2.29M