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MSL

Mackay Shields LLC Portfolio holdings

AUM $2.73B
1-Year Est. Return 2.13%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+2.13%
3 Year Est. Return
+7.81%
5 Year Est. Return
+19%
10 Year Est. Return
+113.23%
AUM
$12B
AUM Growth
+$1.43B
Cap. Flow
-$2.83B
Cap. Flow %
-23.52%
Top 10 Hldgs %
25.06%
Holding
734
New
18
Increased
28
Reduced
483
Closed
17

Top Buys

Rank Stock Value
1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$149M
2
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$58.3M
3
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$51.4M
4
MMCA icon
IQ MacKay California Municipal Intermediate ETF
MMCA
+$49.5M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$47.7M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$11.4M
2
TSM icon
TSMC
TSM
+$10.6M
3
MSFT icon
Microsoft
MSFT
+$8.86M
4
VST icon
Vistra
VST
+$6.14M
5
AMZN icon
Amazon
AMZN
+$4.92M

Sector Composition

Rank Sector Weight
1 Technology 13.6%
2 Healthcare 6.46%
3 Financials 6.42%
4 Consumer Discretionary 6.05%
5 Communication Services 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVA icon
526
DaVita
DVA
$15.1B
$1.09M 0.01%
9,561
-934
-9% -$100K
DISCK
527
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$1.06M 0.01%
46,288
-632
-1% -$15.2K
VNO icon
528
Vornado Realty Trust
VNO
$7.47B
$975K 0.01%
23,286
-244
-1% -$10.5K
ALK icon
529
Alaska Air
ALK
$5.15B
$956K 0.01%
18,353
-271
-1% -$14.7K
IPGP icon
530
IPG Photonics
IPGP
$3.89B
$901K 0.01%
5,234
-143
-3% -$23.6K
BFZ
531
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$883K 0.01%
60,663
– –
RL icon
532
Ralph Lauren
RL
$22.2B
$849K 0.01%
7,139
-95
-1% -$11.4K
EIM
533
Eaton Vance Municipal Bond Fund
EIM
$492M
$818K 0.01%
60,261
– –
FOX icon
534
Fox Class B
FOX
$20.7B
$739K 0.01%
21,576
-3,327
-13% -$122K
UAA icon
535
Under Armour
UAA
$3B
$586K ﹤0.01%
27,642
-639
-2% -$14.5K
WBD icon
536
Warner Bros
WBD
$64.6B
$584K ﹤0.01%
24,792
-536
-2% -$13.3K
UA icon
537
Under Armour Class C
UA
$2.92B
$569K ﹤0.01%
31,532
+2,313
+8% +$44.9K
GAP
538
The Gap Inc
GAP
$6.84B
$554K ﹤0.01%
31,375
+183
+0.6% +$3.83K
ACWI icon
539
iShares MSCI ACWI ETF
ACWI
$32.6B
$499K ﹤0.01%
4,713
+1,559
+49% +$163K
QYLD icon
540
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$453K ﹤0.01%
20,422
– –
LQD icon
541
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$437K ﹤0.01%
3,300
– –
NWS icon
542
News Corp Class B
NWS
$16.4B
$402K ﹤0.01%
17,843
-415
-2% -$9.51K
BSX.PRA
543
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$388K ﹤0.01%
+3,400
New +$388K
BYM
544
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$343K ﹤0.01%
21,958
– –
NBO
545
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$335K ﹤0.01%
25,745
– –
VST icon
546
Vistra
VST
$55.1B
$317K ﹤0.01%
13,918
-306,057
-96% -$6.14M
MBB icon
547
iShares MBS ETF
MBB
$39B
$294K ﹤0.01%
2,737
– –
JD icon
548
JD.com
JD
$40.8B
$259K ﹤0.01%
3,699
– –
TPB icon
549
Turning Point Brands
TPB
$1.47B
$257K ﹤0.01%
6,802
– –
BX icon
550
Blackstone
BX
$104B
$246K ﹤0.01%
1,900
– –
19 20 21
22
23

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GC
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PA
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MASUI
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LMIM
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XL
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PCM
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CIAS
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CA
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Mackay Shields LLC's Q4 2021 Portfolio in Review

As of Q4 2021, Mackay Shields LLC held 734 positions worth $12B, up 13% from $10.6B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Mackay Shields LLC withdrew a net $2.83B in Q4 2021, closing 17 positions and reducing 483 holdings. Its most notable exit was Kansas City Southern, an estimated $3.81M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Mackay Shields LLC opened a new position in Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A worth $157M.

  • Mackay Shields LLC's largest Q4 2021 buy was Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A: 71,691 shares worth $157M.
  • Mackay Shields LLC added most to Vanguard S&P 500 ETF in Q4 2021, an estimated $3.48M increase.
  • Mackay Shields LLC's biggest Q4 2021 reduction was Apple, cutting an estimated $11.4M.
  • Mackay Shields LLC fully exited Kansas City Southern in Q4 2021, selling an estimated $3.81M.
  • Mackay Shields LLC's ten largest holdings make up 25% of its $12B portfolio in Q4 2021.
  • Mackay Shields LLC opened 18 new positions and closed 17 in Q4 2021.
  • Mackay Shields LLC's portfolio value rose 13% quarter-over-quarter to $12B.

Based on Mackay Shields LLC's 13F filing for Q4 2021, filed 4 Feb 2022.