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MSL

Mackay Shields LLC Portfolio holdings

AUM $2.73B
1-Year Est. Return 2.13%
This Fund
S&P 500
This Quarter Est. Return
+1.03%
1 Year Est. Return
+2.13%
3 Year Est. Return
+7.81%
5 Year Est. Return
+19%
10 Year Est. Return
+113.23%
AUM
$1.86B
AUM Growth
-$11.9M
Cap. Flow
-$1.38B
Cap. Flow %
-74.11%
Top 10 Hldgs %
29.33%
Holding
124
New
3
Increased
6
Reduced
11
Closed
9

Top Buys

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$6.68M
2
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$6.41M
3
GM.PRB
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
+$6.28M
4
WELL.PRI
Welltower Inc.
WELL.PRI
+$5.95M
5
TDW icon
Tidewater
TDW
+$4.13M

Top Sells

Rank Stock Value
1
TMUS icon
T-Mobile US
TMUS
+$58.9M
2
APA.PRD
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
+$58.4M
3
GG
Goldcorp Inc
GG
+$16.6M
4
BTU
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
+$12.4M
5
CIT
CIT Group Inc.
CIT
+$9.7M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.19%
2 Energy 1.9%
3 Financials 1.35%
4 Materials 0.84%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BFO
26
DELISTED
Blackrock Florida Municipal 2020 Term Trust
BFO
$1.76M 0.09%
116,357
– –
NUM
27
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$1.53M 0.08%
119,553
– –
MCA
28
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$1.5M 0.08%
108,437
– –
MYD
29
DELISTED
BlackRock MuniYield Fund
MYD
$1.4M 0.08%
105,041
– –
NXZ
30
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$993K 0.05%
76,535
– –
NCO
31
DELISTED
NUVEEN CALIF MUN MKT OPPOR FD
NCO
$983K 0.05%
70,681
– –
HYMB icon
32
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.08B
$941K 0.05%
36,000
– –
NEE.PRO
33
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$846K 0.05%
15,491
+4,800
+45% +$269K
MET icon
34
MetLife
MET
$60B
$351K 0.02%
+8,395
New +$362K
MUJ icon
35
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$644M
$297K 0.02%
22,040
– –
DYN
36
DELISTED
Dynegy, Inc.
DYN
$253K 0.01%
13,120
– –
NRK icon
37
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$914M
$209K 0.01%
17,036
– –
NAN icon
38
Nuveen New York Quality Municipal Income Fund
NAN
$379M
$166K 0.01%
12,886
– –
LYB icon
39
LyondellBasell Industries
LYB
$20.1B
– –
-66,699
Closed -$4.42M
OMC icon
40
Omnicom Group
OMC
$22.6B
– –
-639
Closed -$40K
TMUS icon
41
T-Mobile US
TMUS
$207B
– –
-2,375,250
Closed -$58.9M
XPO icon
42
XPO
XPO
$25.1B
– –
-206,526
Closed -$1.29M
BTU
43
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-56,667
Closed -$12.4M
APA.PRD
44
DELISTED
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
– –
-1,223,577
Closed -$58.4M
CIT
45
DELISTED
CIT Group Inc.
CIT
– –
-208,001
Closed -$9.7M
1
2

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GC
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PA
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MASUI
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LMIM
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XL
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PCM
Patient Capital Management Baltimore, Maryland $2.74B AUM 43.59% 1-Year Est. Return
CIAS
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CA
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Mackay Shields LLC's Q3 2013 Portfolio in Review

As of Q3 2013, Mackay Shields LLC held 124 positions worth $1.86B, down 0.64% from $1.88B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Mackay Shields LLC withdrew a net $1.38B in Q3 2013, closing 9 positions and reducing 11 holdings. Its most notable exit was T-Mobile US, an estimated $58.9M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.2% of assets, up from 3.9% a quarter earlier, followed by Energy and Financials.

Against the trend, Mackay Shields LLC opened a new position in Bank of America worth $6.46M.

  • Mackay Shields LLC's largest Q3 2013 buy was Bank of America: 467,980 shares worth $6.46M.
  • Mackay Shields LLC added most to METLIFE, INC. COM EQUITY UNIT in Q3 2013, an estimated $6.41M increase.
  • Mackay Shields LLC's biggest Q3 2013 reduction was Goldcorp Inc, cutting an estimated $16.6M.
  • Mackay Shields LLC fully exited T-Mobile US in Q3 2013, selling an estimated $58.9M.
  • Mackay Shields LLC's ten largest holdings make up 29% of its $1.86B portfolio in Q3 2013.
  • Mackay Shields LLC opened 3 new positions and closed 9 in Q3 2013.
  • Mackay Shields LLC's portfolio value fell 0.64% quarter-over-quarter to $1.86B.

Based on Mackay Shields LLC's 13F filing for Q3 2013, filed 1 Nov 2013.