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MSL

Mackay Shields LLC Portfolio holdings

AUM $2.73B
1-Year Est. Return 2.13%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+2.13%
3 Year Est. Return
+7.81%
5 Year Est. Return
+19%
10 Year Est. Return
+113.23%
AUM
$12B
AUM Growth
+$1.43B
Cap. Flow
-$2.83B
Cap. Flow %
-23.52%
Top 10 Hldgs %
25.06%
Holding
734
New
18
Increased
28
Reduced
483
Closed
17

Top Buys

Rank Stock Value
1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$149M
2
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$58.3M
3
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$51.4M
4
MMCA icon
IQ MacKay California Municipal Intermediate ETF
MMCA
+$49.5M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$47.7M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$11.4M
2
TSM icon
TSMC
TSM
+$10.6M
3
MSFT icon
Microsoft
MSFT
+$8.86M
4
VST icon
Vistra
VST
+$6.14M
5
AMZN icon
Amazon
AMZN
+$4.92M

Sector Composition

Rank Sector Weight
1 Technology 13.6%
2 Healthcare 6.46%
3 Financials 6.42%
4 Consumer Discretionary 6.05%
5 Communication Services 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMP icon
276
Ameriprise Financial
AMP
$46.8B
$5.07M 0.04%
16,805
-659
-4% -$195K
ALL icon
277
Allstate
ALL
$66.9B
$5.06M 0.04%
43,028
-2,327
-5% -$275K
DFS
278
DELISTED
Discover Financial Services
DFS
$5.05M 0.04%
43,680
-1,946
-4% -$230K
PEG icon
279
Public Service Enterprise Group
PEG
$39.8B
$5.03M 0.04%
75,338
-1,718
-2% -$109K
EQUL
280
DELISTED
NYLI Engender Equality ETF
EQUL
$5.01M 0.04%
+200,000
New +$5M
ODFL icon
281
Old Dominion Freight Line
ODFL
$48.5B
$5M 0.04%
27,906
-838
-3% -$141K
TDG icon
282
TransDigm Group
TDG
$69.2B
$4.95M 0.04%
7,777
-177
-2% -$111K
OCEN
283
DELISTED
NYLI Clean Oceans ETF
OCEN
$4.94M 0.04%
+190,000
New +$4.87M
NUE icon
284
Nucor
NUE
$56.4B
$4.91M 0.04%
43,021
-2,138
-5% -$234K
CLNR
285
DELISTED
NYLI Cleaner Transport ETF
CLNR
$4.89M 0.04%
+190,000
New +$4.89M
ANET icon
286
Arista Networks
ANET
$219B
$4.84M 0.04%
134,756
-2,716
-2% -$81K
CPRT icon
287
Copart
CPRT
$25.9B
$4.82M 0.04%
127,144
-2,624
-2% -$97.4K
ZBRA icon
288
Zebra Technologies
ZBRA
$12.4B
$4.78M 0.04%
8,035
-201
-2% -$114K
PSX icon
289
Phillips 66
PSX
$82.9B
$4.75M 0.04%
65,542
-1,518
-2% -$115K
LEN icon
290
Lennar Class A
LEN
$20.4B
$4.75M 0.04%
42,207
-1,607
-4% -$164K
DLTR icon
291
Dollar Tree
DLTR
$23.1B
$4.73M 0.04%
33,676
-1,859
-5% -$226K
WMB icon
292
Williams Companies
WMB
$90.5B
$4.73M 0.04%
181,541
-4,296
-2% -$119K
ARE icon
293
Alexandria Real Estate Equities
ARE
$8.88B
$4.72M 0.04%
21,175
+72
+0.3% +$14.9K
CMI icon
294
Cummins
CMI
$91.7B
$4.67M 0.04%
21,412
-582
-3% -$133K
ES icon
295
Eversource Energy
ES
$28.2B
$4.66M 0.04%
51,207
-1,175
-2% -$101K
BALL icon
296
Ball Corp
BALL
$17B
$4.65M 0.04%
48,287
-1,810
-4% -$167K
VLO icon
297
Valero Energy
VLO
$89.8B
$4.64M 0.04%
61,761
-1,893
-3% -$141K
KR icon
298
Kroger
KR
$34.8B
$4.64M 0.04%
102,439
-2,837
-3% -$119K
WY icon
299
Weyerhaeuser
WY
$17.3B
$4.63M 0.04%
112,321
-2,699
-2% -$102K
KMI icon
300
Kinder Morgan
KMI
$73.1B
$4.62M 0.04%
291,097
-6,589
-2% -$110K
10 11
12
13 14

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GC
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PA
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MASUI
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LMIM
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XL
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PCM
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CIAS
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CA
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Mackay Shields LLC's Q4 2021 Portfolio in Review

As of Q4 2021, Mackay Shields LLC held 734 positions worth $12B, up 13% from $10.6B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Mackay Shields LLC withdrew a net $2.83B in Q4 2021, closing 17 positions and reducing 483 holdings. Its most notable exit was Kansas City Southern, an estimated $3.81M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Mackay Shields LLC opened a new position in Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A worth $157M.

  • Mackay Shields LLC's largest Q4 2021 buy was Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A: 71,691 shares worth $157M.
  • Mackay Shields LLC added most to Vanguard S&P 500 ETF in Q4 2021, an estimated $3.48M increase.
  • Mackay Shields LLC's biggest Q4 2021 reduction was Apple, cutting an estimated $11.4M.
  • Mackay Shields LLC fully exited Kansas City Southern in Q4 2021, selling an estimated $3.81M.
  • Mackay Shields LLC's ten largest holdings make up 25% of its $12B portfolio in Q4 2021.
  • Mackay Shields LLC opened 18 new positions and closed 17 in Q4 2021.
  • Mackay Shields LLC's portfolio value rose 13% quarter-over-quarter to $12B.

Based on Mackay Shields LLC's 13F filing for Q4 2021, filed 4 Feb 2022.