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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.04B
AUM Growth
-$251M
Cap. Flow
-$317M
Cap. Flow %
-30.46%
Top 10 Hldgs %
19.43%
Holding
449
New
137
Increased
69
Reduced
76
Closed
122

Top Buys

Rank Stock Value
1
NRCG
NRC Group Holdings Corp.
NRCG
+$11M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.9M
3
SPAQ.U
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
+$10.4M
4
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$9.85M
5
CA
CA, Inc.
CA
+$8.12M

Top Sells

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$25M
2
AABA
Altaba Inc
AABA
+$23.1M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.2M
4
LGC.U
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
+$10.4M
5
PACQU
Pure Acquisition Corp. Unit
PACQU
+$10.4M

Sector Composition

Rank Sector Weight
1 Technology 9.34%
2 Financials 8.83%
3 Industrials 5.23%
4 Communication Services 4.39%
5 Healthcare 4.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
76
Intel
INTC
$466B
$4.26M 0.41%
+90,000
New +$4.38M
NUGT icon
77
PUT
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$863M
$4.2M 0.4%
+64,780
New +$5.63M
BFI
78
DELISTED
BurgerFi International, Inc. Common Stock
BFI
$4.12M 0.4%
418,700
– –
DNB
79
DELISTED
Dun & Bradstreet
DNB
$4.08M 0.39%
+28,600
New +$3.89M
CCC.U
80
DELISTED
Churchill Capital Corp
CCC.U
$4.05M 0.39%
+400,000
New +$4.05M
TMCXU
81
DELISTED
Trinity Merger Corp. Unit
TMCXU
$4.05M 0.39%
395,799
+22,999
+6% +$235K
FMCIU
82
DELISTED
Forum Merger II Corporation Unit
FMCIU
$4.04M 0.39%
+400,000
New +$4.01M
KXIN icon
83
Kaixin Holdings
KXIN
$8.95M
$4.03M 0.39%
+1
New +$4.05M
ASAP
84
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$3.9M 0.37%
17,984
+3,861
+27% +$788K
SWIR
85
PUT
DELISTED
Sierra Wireless
SWIR
$3.8M 0.36%
+188,900
New +$3.51M
LTN.U
86
DELISTED
Union Acquisition Corp.
LTN.U
$3.79M 0.36%
362,400
-101,100
-22% -$1.05M
TZACU
87
DELISTED
Tenzing Acquisition Corp. Units
TZACU
$3.77M 0.36%
+375,000
New +$3.77M
DAY
88
DELISTED
Dayforce
DAY
$3.68M 0.35%
87,559
– –
CY
89
CALL
DELISTED
Cypress Semiconductor
CY
$3.64M 0.35%
+251,400
New +$4.14M
B
90
Barrick Mining
B
$62.2B
$3.64M 0.35%
+328,241
New +$3.65M
QCOM icon
91
CALL
Qualcomm
QCOM
$176B
$3.6M 0.35%
50,000
-125,000
-71% -$8.23M
WRD
92
DELISTED
WildHorse Resource Development
WRD
$3.58M 0.34%
151,667
-48,333
-24% -$1.04M
LHC.U
93
DELISTED
Leo Holdings Corp. II Units, each consisting of one Class A ordinary share and one-quarter of one redeemable warrant
LHC.U
$3.57M 0.34%
348,704
– –
SHPG
94
DELISTED
Shire pic
SHPG
$3.51M 0.34%
19,381
+6,555
+51% +$1.13M
FWONA icon
95
Liberty Media Series A
FWONA
$22.3B
$3.5M 0.34%
102,669
+8,667
+9% +$287K
KTWO
96
DELISTED
K2M Group Holdings, Inc
KTWO
$3.38M 0.32%
+123,468
New +$2.89M
XRX icon
97
CALL
Xerox
XRX
$337M
$3.37M 0.32%
125,000
-110,000
-47% -$2.91M
BGC icon
98
BGC Group
BGC
$5.58B
$3.37M 0.32%
443,279
+26,435
+6% +$196K
MMDM
99
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$3.36M 0.32%
332,415
– –
LFACU
100
DELISTED
LF Capital Acquistion Corp. Unit
LFACU
$3.35M 0.32%
331,300
-47,600
-13% -$481K
2 3
4
5 6

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WIM
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LCG
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SMA
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SCA
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K2 Principal Fund's Q3 2018 Portfolio in Review

As of Q3 2018, K2 Principal Fund held 449 positions worth $1.04B, down 19% from $1.29B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

K2 Principal Fund withdrew a net $317M in Q3 2018, closing 122 positions and reducing 76 holdings. Its most notable exit was Altaba Inc, an estimated $23.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 14% a quarter earlier, followed by Financials and Industrials.

Against the trend, K2 Principal Fund opened a new position in Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of worth $10.5M.

  • K2 Principal Fund's largest Q3 2018 buy was Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of: 1,031,500 shares worth $10.5M.
  • K2 Principal Fund added most to NRC Group Holdings Corp. in Q3 2018, an estimated $11M increase.
  • K2 Principal Fund's biggest Q3 2018 reduction was NXP Semiconductors, cutting an estimated $25M.
  • K2 Principal Fund fully exited Altaba Inc in Q3 2018, selling an estimated $23.1M.
  • K2 Principal Fund's ten largest holdings make up 19% of its $1.04B portfolio in Q3 2018.
  • K2 Principal Fund opened 137 new positions and closed 122 in Q3 2018.
  • K2 Principal Fund's portfolio value fell 19% quarter-over-quarter to $1.04B.

Based on K2 Principal Fund's 13F filing for Q3 2018, filed 13 Nov 2018.