K2 Principal Fund’s Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of SPAQ.U Stock Holding History

K2 Principal Fund’s Portfolio SPAQ.U Stock Details SPAQ.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-93,947	Closed	-$1.04M	–	346
2020 Q2	$1.04M	Buy	+93,947	New	+$996K	0.17%	130
2020 Q1	–	Sell	-358,900	Closed	-$3.66M	–	381
2019 Q4	$3.66M	Sell	358,900 -450,000	-56%	-$4.63M	0.32%	112
2019 Q3	$8.38M	Sell	808,900 -25,000	-3%	-$257K	0.91%	22
2019 Q2	$8.42M	Sell	833,900 -200,000	-19%	-$2.04M	1.02%	19
2019 Q1	$10.5M	Hold	1,033,900	–	–	1.33%	10
2018 Q4	$10.3M	Buy	1,033,900 +2,400	+0.2%	+$24.3K	1.57%	4
2018 Q3	$10.5M	Buy	+1,031,500	New	+$10.4M	1%	15

Other funds holding SPAQ.U

CAC

Cowen and Company New York $2.97B AUM 105.26% 1-Year Est. Return

CIM

Cowen Investment Management New York $12M AUM 1.47% 1-Year Est. Return

K2 Principal Fund's SPAQ.U Position: Q3 2020 in Review

K2 Principal Fund sold out of Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of (SPAQ.U) in Q3 2020, closing a stake of 93,947 shares — an estimated $1.04M sold.

K2 Principal Fund first reported a position in SPAQ.U in Q3 2018 and held it in 7 quarters. The position peaked at $10.5M in Q3 2018. 3 funds tracked by Wall St. Rank hold SPAQ.U as of Q3 2020.

K2 Principal Fund reported no remaining Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of position as of Q3 2020 after selling out during the quarter.
K2 Principal Fund sold 93,947 Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of shares in Q3 2020, an estimated $1.04M.
K2 Principal Fund first reported a position in Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of in Q3 2018 and held it in 7 quarters.
K2 Principal Fund's Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of position peaked at $10.5M in Q3 2018.
3 funds tracked by Wall St. Rank held Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of as of Q3 2020.

Based on K2 Principal Fund's 13F filing for Q3 2020, filed 13 Nov 2020.