K2 Principal Fund’s Trinity Merger Corp. Unit TMCXU Stock Holding History

K2 Principal Fund’s Portfolio TMCXU Stock Details TMCXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-289,499	Closed	-$3.08M	–	377
2019 Q2	$3.08M	Sell	289,499 -150,400	-34%	-$1.59M	0.37%	90
2019 Q1	$4.6M	Sell	439,899 -10,000	-2%	-$104K	0.59%	51
2018 Q4	$4.64M	Buy	449,899 +54,100	+14%	+$555K	0.7%	40
2018 Q3	$4.05M	Buy	395,799 +22,999	+6%	+$235K	0.39%	87
2018 Q2	$3.75M	Buy	+372,800	New	+$3.76M	0.29%	101

Other funds holding TMCXU

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

CCA

Castle Creek Arbitrage Avon, Colorado $425M AUM 7.4% 1-Year Est. Return

BCM

Basso Capital Management Stamford, Connecticut $469M AUM 32.23% 1-Year Est. Return

State of New Jersey Common Pension Fund D Trenton, New Jersey $25.9B AUM 26.38% 1-Year Est. Return

Walleye Trading New York $60B AUM 42.19% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

K2 Principal Fund's TMCXU Position: Q3 2019 in Review

K2 Principal Fund sold out of Trinity Merger Corp. Unit (TMCXU) in Q3 2019, closing a stake of 289,499 shares — an estimated $3.08M sold.

K2 Principal Fund first reported a position in TMCXU in Q2 2018 and held it in 5 quarters. The position peaked at $4.64M in Q4 2018. 9 funds tracked by Wall St. Rank hold TMCXU as of Q3 2019.

K2 Principal Fund reported no remaining Trinity Merger Corp. Unit position as of Q3 2019 after selling out during the quarter.
K2 Principal Fund sold 289,499 Trinity Merger Corp. Unit shares in Q3 2019, an estimated $3.08M.
K2 Principal Fund first reported a position in Trinity Merger Corp. Unit in Q2 2018 and held it in 5 quarters.
K2 Principal Fund's Trinity Merger Corp. Unit position peaked at $4.64M in Q4 2018.
9 funds tracked by Wall St. Rank held Trinity Merger Corp. Unit as of Q3 2019.

Based on K2 Principal Fund's 13F filing for Q3 2019, filed 15 Nov 2019.