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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
-4.81%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$659M
AUM Growth
-$383M
Cap. Flow
-$356M
Cap. Flow %
-54%
Top 10 Hldgs %
15.19%
Holding
434
New
108
Increased
53
Reduced
69
Closed
152

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.4M
2
FSAC
Federal Street Acquisition Corp. Common Stock
FSAC
+$8.03M
3
CFFAU
CF Finance Acquisition Corp. Unit
CFFAU
+$8.01M
4
FTACU
FinTech Acquisition Corp. III Unit
FTACU
+$7.52M
5
VVC
Vectren Corporation
VVC
+$6.11M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$23M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$20.6M
3
COL
Rockwell Collins
COL
+$19.1M
4
NRCG
NRC Group Holdings Corp.
NRCG
+$18.6M
5
EACQ
Easterly Acquisition Corp
EACQ
+$16.3M

Sector Composition

Rank Sector Weight
1 Financials 7.89%
2 Technology 7.77%
3 Communication Services 6.55%
4 Consumer Discretionary 4.47%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STBZ
26
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
$5.7M 0.87%
264,127
+241,975
+1,092% +$6.03M
P
27
DELISTED
Pandora Media Inc
P
$5.36M 0.81%
+662,600
New +$5.72M
CTACU
28
DELISTED
ChaSerg Technology Acquisition Corp. Unit
CTACU
$5.25M 0.8%
+525,000
New +$5.25M
GOOGL icon
29
PUT
Alphabet (Google) Class A
GOOGL
$3.91T
$5.22M 0.79%
100,000
-128,000
-56% -$6.92M
LTRPA
30
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$5.18M 0.79%
326,226
+135,564
+71% +$2.17M
GOOG icon
31
CALL
Alphabet (Google) Class C
GOOG
$3.9T
$5.18M 0.79%
+100,000
New +$5.35M
VALE icon
32
PUT
Vale
VALE
$62.9B
$5.14M 0.78%
390,000
-116,200
-23% -$1.66M
MFAC.U
33
DELISTED
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
$4.98M 0.76%
494,050
– –
AMCIU
34
DELISTED
AMCI Acquisition Corp Unit
AMCIU
$4.97M 0.75%
+500,000
New +$4.99M
LGC.U
35
DELISTED
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
$4.97M 0.75%
488,020
-2,800
-0.6% -$28.5K
RHT
36
DELISTED
Red Hat Inc
RHT
$4.83M 0.73%
+27,500
New +$4.36M
TMCXU
37
DELISTED
Trinity Merger Corp. Unit
TMCXU
$4.64M 0.7%
449,899
+54,100
+14% +$555K
TKKSU
38
DELISTED
TKK Symphony Acquisition Corporation Unit
TKKSU
$4.6M 0.7%
455,759
-1,631
-0.4% -$16.5K
GRSHU
39
DELISTED
Gores Holdings III, Inc. Units
GRSHU
$4.58M 0.69%
455,546
+5
+0% +$51
SIRI icon
40
PUT
SiriusXM
SIRI
$10B
$4.55M 0.69%
+79,650
New +$4.84M
TIBRU
41
DELISTED
Tiberius Acquisition Corporation Units
TIBRU
$4.54M 0.69%
445,820
-1,000
-0.2% -$10.2K
SMH icon
42
PUT
VanEck Semiconductor ETF
SMH
$67.6B
$4.36M 0.66%
100,000
-290,000
-74% -$13.6M
TRCO
43
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$4.28M 0.65%
+94,200
New +$3.81M
AAPL icon
44
Apple
AAPL
$4.89T
$4.26M 0.65%
108,000
+28,400
+36% +$1.38M
DISCK
45
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$4.24M 0.64%
183,515
– –
BFI
46
DELISTED
BurgerFi International, Inc. Common Stock
BFI
$4.17M 0.63%
419,877
+1,177
+0.3% +$11.7K
FANG icon
47
Diamondback Energy
FANG
$57.6B
$4.16M 0.63%
+44,844
New +$5.01M
AAPL icon
48
PUT
Apple
AAPL
$4.89T
$4.1M 0.62%
104,000
+14,000
+16% +$679K
HEI.A icon
49
HEICO Corp Class A
HEI.A
$35.4B
$4.09M 0.62%
64,925
– –
ARYAU
50
DELISTED
ARYA Sciences Acquisiton Corp. Unit
ARYAU
$4.05M 0.61%
+391,875
New +$4.03M
1
2
3 4 5

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K2 Principal Fund's Q4 2018 Portfolio in Review

As of Q4 2018, K2 Principal Fund held 434 positions worth $659M, down 37% from $1.04B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

K2 Principal Fund withdrew a net $356M in Q4 2018, closing 152 positions and reducing 69 holdings. Its most notable exit was Aetna Inc, an estimated $23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.9% of assets, down from 8.8% a quarter earlier, followed by Technology and Communication Services.

Against the trend, K2 Principal Fund opened a new position in Alphabet (Google) Class C worth $10M.

  • K2 Principal Fund's largest Q4 2018 buy was Alphabet (Google) Class C: 194,020 shares worth $10M.
  • K2 Principal Fund added most to Federal Street Acquisition Corp. Common Stock in Q4 2018, an estimated $8.03M increase.
  • K2 Principal Fund's biggest Q4 2018 reduction was Twenty-First Century Fox, Inc. Class B, cutting an estimated $6.42M.
  • K2 Principal Fund fully exited Aetna Inc in Q4 2018, selling an estimated $23M.
  • K2 Principal Fund's ten largest holdings make up 15% of its $659M portfolio in Q4 2018.
  • K2 Principal Fund opened 108 new positions and closed 152 in Q4 2018.
  • K2 Principal Fund's portfolio value fell 37% quarter-over-quarter to $659M.

Based on K2 Principal Fund's 13F filing for Q4 2018, filed 13 Feb 2019.