K2 Principal Fund’s ChaSerg Technology Acquisition Corp. Unit CTACU Stock Holding History

K2 Principal Fund’s Portfolio CTACU Stock Details CTACU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-375,000	Closed	-$3.99M	–	406
2019 Q3	$3.99M	Hold	375,000	–	–	0.43%	86
2019 Q2	$3.84M	Sell	375,000 -150,000	-29%	-$1.55M	0.46%	72
2019 Q1	$5.3M	Hold	525,000	–	–	0.68%	42
2018 Q4	$5.25M	Buy	+525,000	New	+$5.25M	0.8%	31

Other funds holding CTACU

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Hudson Bay Capital Management Stamford, Connecticut $29B AUM 30.2% 1-Year Est. Return

MMCAP International Grand Cayman, Cayman Islands $1.16B AUM 77.9% 1-Year Est. Return

Walleye Trading New York $60B AUM 42.19% 1-Year Est. Return

CCM

Context Capital Management Lajolla, California $5.15B AUM 1.28% 1-Year Est. Return

LIM

Longfellow Investment Management Boston, Massachusetts $480M AUM 8% 1-Year Est. Return

NAM

Nexpoint Asset Management Dallas, Texas $1.49B AUM 61.08% 1-Year Est. Return

BCM

Basso Capital Management Stamford, Connecticut $469M AUM 32.23% 1-Year Est. Return

GW & Wade Wellesley, Massachusetts $3.08B AUM 18.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

K2 Principal Fund's CTACU Position: Q4 2019 in Review

K2 Principal Fund sold out of ChaSerg Technology Acquisition Corp. Unit (CTACU) in Q4 2019, closing a stake of 375,000 shares — an estimated $3.99M sold.

K2 Principal Fund first reported a position in CTACU in Q4 2018 and held it in 4 quarters. The position peaked at $5.3M in Q1 2019. 11 funds tracked by Wall St. Rank hold CTACU as of Q4 2019.

K2 Principal Fund reported no remaining ChaSerg Technology Acquisition Corp. Unit position as of Q4 2019 after selling out during the quarter.
K2 Principal Fund sold 375,000 ChaSerg Technology Acquisition Corp. Unit shares in Q4 2019, an estimated $3.99M.
K2 Principal Fund first reported a position in ChaSerg Technology Acquisition Corp. Unit in Q4 2018 and held it in 4 quarters.
K2 Principal Fund's ChaSerg Technology Acquisition Corp. Unit position peaked at $5.3M in Q1 2019.
11 funds tracked by Wall St. Rank held ChaSerg Technology Acquisition Corp. Unit as of Q4 2019.

Based on K2 Principal Fund's 13F filing for Q4 2019, filed 13 Feb 2020.