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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.04B
AUM Growth
-$251M
Cap. Flow
-$317M
Cap. Flow %
-30.46%
Top 10 Hldgs %
19.43%
Holding
449
New
137
Increased
69
Reduced
76
Closed
122

Top Buys

Rank Stock Value
1
NRCG
NRC Group Holdings Corp.
NRCG
+$11M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.9M
3
SPAQ.U
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
+$10.4M
4
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$9.85M
5
CA
CA, Inc.
CA
+$8.12M

Top Sells

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$25M
2
AABA
Altaba Inc
AABA
+$23.1M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.2M
4
LGC.U
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
+$10.4M
5
PACQU
Pure Acquisition Corp. Unit
PACQU
+$10.4M

Sector Composition

Rank Sector Weight
1 Technology 9.34%
2 Financials 8.83%
3 Industrials 5.23%
4 Communication Services 4.39%
5 Healthcare 4.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMZN icon
26
Amazon
AMZN
$2.5T
$8.01M 0.77%
80,000
+58,000
+264% +$5.45M
MERC icon
27
Mercer International
MERC
$44.9M
$7.98M 0.77%
475,000
-120,000
-20% -$2.09M
DFBHU
28
DELISTED
DFB Healthcare Acquisitions Corp. Unit
DFBHU
$7.79M 0.75%
764,253
– –
CY
29
DELISTED
Cypress Semiconductor
CY
$7.68M 0.74%
530,000
-370,000
-41% -$6.09M
WTTR icon
30
Select Water Solutions
WTTR
$2.51B
$7.56M 0.73%
638,180
+67,960
+12% +$935K
AVA icon
31
Avista
AVA
$3.47B
$7.52M 0.72%
148,652
+116,852
+367% +$5.97M
VALE icon
32
PUT
Vale
VALE
$62.9B
$7.51M 0.72%
506,200
+50,000
+11% +$675K
TFCF
33
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$7.38M 0.71%
161,107
-61,800
-28% -$2.8M
ATHN
34
DELISTED
Athenahealth, Inc.
ATHN
$7.38M 0.71%
55,200
– –
ATHN
35
PUT
DELISTED
Athenahealth, Inc.
ATHN
$7.38M 0.71%
55,200
+4,500
+9% +$674K
VRRM icon
36
Verra Mobility
VRRM
$615M
$7.21M 0.69%
678,517
+130,517
+24% +$1.35M
NXPI icon
37
NXP Semiconductors
NXPI
$68B
$7.18M 0.69%
84,000
-261,000
-76% -$25M
GPT
38
DELISTED
Gramercy Property Trust
GPT
$7.17M 0.69%
261,389
+124,910
+92% +$3.42M
HYACU
39
DELISTED
Haymaker Acquisition Corp. Unit
HYACU
$7.03M 0.67%
677,310
-197,854
-23% -$2.04M
MS icon
40
Morgan Stanley
MS
$337B
$6.99M 0.67%
150,000
-21,343
-12% -$1.04M
HWM icon
41
CALL
Howmet Aerospace
HWM
$116B
$6.82M 0.66%
+404,240
New +$6.43M
FEZ icon
42
CALL
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$6.7M 0.64%
+175,000
New +$6.77M
SCAC
43
DELISTED
Saban Capital Acquisition Corp. Class A Ordinary Share
SCAC
$6.57M 0.63%
648,952
+222,616
+52% +$2.25M
C icon
44
Citigroup
C
$222B
$6.46M 0.62%
90,000
+45,000
+100% +$3.18M
DMTK
45
DELISTED
DermTech, Inc. Common Stock
DMTK
$6.46M 0.62%
318,952
– –
ORGO icon
46
Organogenesis Holdings
ORGO
$308M
$6.24M 0.6%
616,020
+296,199
+93% +$2.99M
CMSSU
47
DELISTED
CM Seven Star Acquisition Corporation Unit
CMSSU
$6.22M 0.6%
578,700
– –
ESRX
48
PUT
DELISTED
Express Scripts Holding Company
ESRX
$6.18M 0.59%
65,000
– –
KNTK icon
49
Kinetik
KNTK
$3.71B
$6.14M 0.59%
60,460
-4,480
-7% -$454K
CVG
50
DELISTED
Convergys
CVG
$5.93M 0.57%
+249,923
New +$6.18M
1
2
3 4 5

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WIM
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LCG
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CCM
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SMA
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SCA
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K2 Principal Fund's Q3 2018 Portfolio in Review

As of Q3 2018, K2 Principal Fund held 449 positions worth $1.04B, down 19% from $1.29B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

K2 Principal Fund withdrew a net $317M in Q3 2018, closing 122 positions and reducing 76 holdings. Its most notable exit was Altaba Inc, an estimated $23.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 14% a quarter earlier, followed by Financials and Industrials.

Against the trend, K2 Principal Fund opened a new position in Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of worth $10.5M.

  • K2 Principal Fund's largest Q3 2018 buy was Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of: 1,031,500 shares worth $10.5M.
  • K2 Principal Fund added most to NRC Group Holdings Corp. in Q3 2018, an estimated $11M increase.
  • K2 Principal Fund's biggest Q3 2018 reduction was NXP Semiconductors, cutting an estimated $25M.
  • K2 Principal Fund fully exited Altaba Inc in Q3 2018, selling an estimated $23.1M.
  • K2 Principal Fund's ten largest holdings make up 19% of its $1.04B portfolio in Q3 2018.
  • K2 Principal Fund opened 137 new positions and closed 122 in Q3 2018.
  • K2 Principal Fund's portfolio value fell 19% quarter-over-quarter to $1.04B.

Based on K2 Principal Fund's 13F filing for Q3 2018, filed 13 Nov 2018.