K2 Principal Fund’s DFB Healthcare Acquisitions Corp. Unit DFBHU Stock Holding History

K2 Principal Fund’s Portfolio DFBHU Stock Details DFBHU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-755,853	Closed	-$7.84M	–	378
2019 Q2	$7.84M	Hold	755,853	–	–	0.95%	25
2019 Q1	$7.67M	Hold	755,853	–	–	0.98%	20
2018 Q4	$7.63M	Sell	755,853 -8,400	-1%	-$85.8K	1.16%	14
2018 Q3	$7.79M	Hold	764,253	–	–	0.75%	32
2018 Q2	$7.74M	Buy	764,253 +5,837	+0.8%	+$59.1K	0.6%	48
2018 Q1	$7.62M	Buy	+758,416	New	+$7.64M	0.43%	60

Other funds holding DFBHU

Deerfield Management New York $8.48B AUM 99.04% 1-Year Est. Return

BCM

Basso Capital Management Stamford, Connecticut $163M AUM 21.95% 1-Year Est. Return

CIM

Cowen Investment Management New York $12M AUM 1.47% 1-Year Est. Return

LIM

Longfellow Investment Management Boston, Massachusetts $480M AUM 8% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Horan Securities Cincinnati, United States $284M AUM 12.33% 1-Year Est. Return

K2 Principal Fund's DFBHU Position: Q3 2019 in Review

K2 Principal Fund sold out of DFB Healthcare Acquisitions Corp. Unit (DFBHU) in Q3 2019, closing a stake of 755,853 shares — an estimated $7.84M sold.

K2 Principal Fund first reported a position in DFBHU in Q1 2018 and held it in 6 quarters. The position peaked at $7.84M in Q2 2019. 8 funds tracked by Wall St. Rank hold DFBHU as of Q3 2019.

K2 Principal Fund reported no remaining DFB Healthcare Acquisitions Corp. Unit position as of Q3 2019 after selling out during the quarter.
K2 Principal Fund sold 755,853 DFB Healthcare Acquisitions Corp. Unit shares in Q3 2019, an estimated $7.84M.
K2 Principal Fund first reported a position in DFB Healthcare Acquisitions Corp. Unit in Q1 2018 and held it in 6 quarters.
K2 Principal Fund's DFB Healthcare Acquisitions Corp. Unit position peaked at $7.84M in Q2 2019.
8 funds tracked by Wall St. Rank held DFB Healthcare Acquisitions Corp. Unit as of Q3 2019.

Based on K2 Principal Fund's 13F filing for Q3 2019, filed 15 Nov 2019.