K2 Principal Fund’s Avista AVA Stock Holding History

K2 Principal Fund’s Portfolio AVA Stock Details AVA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-77,885	Closed	-$3.75M	–	241
2019 Q4	$3.75M	Buy	77,885 +6,578	+9%	+$313K	0.32%	110
2019 Q3	$3.45M	Buy	71,307 +1,307	+2%	+$60.7K	0.37%	102
2019 Q2	$3.12M	Buy	70,000 +10,000	+17%	+$426K	0.38%	87
2019 Q1	$2.44M	Buy	60,000 +15,773	+36%	+$648K	0.31%	105
2018 Q4	$1.88M	Sell	44,227 -104,425	-70%	-$5.17M	0.29%	132
2018 Q3	$7.52M	Buy	148,652 +116,852	+367%	+$5.97M	0.72%	35
2018 Q2	$1.68M	Buy	+31,800	New	+$1.66M	0.13%	186
2018 Q1	–	Sell	-14,900	Closed	-$767K	–	321
2017 Q4	$767K	Buy	+14,900	New	+$773K	0.06%	214

Other funds holding AVA

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Mitsubishi UFJ Trust & Banking Tokyo, Japan $40.6B AUM 25.18% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

K2 Principal Fund's AVA Position: Q1 2020 in Review

K2 Principal Fund sold out of Avista (AVA) in Q1 2020, closing a stake of 77,885 shares — an estimated $3.75M sold.

K2 Principal Fund first reported a position in AVA in Q4 2017 and held it in 8 quarters. The position peaked at $7.52M in Q3 2018. 269 funds tracked by Wall St. Rank hold AVA as of Q1 2020.

K2 Principal Fund reported no remaining Avista position as of Q1 2020 after selling out during the quarter.
K2 Principal Fund sold 77,885 Avista shares in Q1 2020, an estimated $3.75M.
K2 Principal Fund first reported a position in Avista in Q4 2017 and held it in 8 quarters.
K2 Principal Fund's Avista position peaked at $7.52M in Q3 2018.
269 funds tracked by Wall St. Rank held Avista as of Q1 2020.

Based on K2 Principal Fund's 13F filing for Q1 2020, filed 15 May 2020.