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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.04B
AUM Growth
-$251M
Cap. Flow
-$317M
Cap. Flow %
-30.46%
Top 10 Hldgs %
19.43%
Holding
449
New
137
Increased
69
Reduced
76
Closed
122

Top Buys

Rank Stock Value
1
NRCG
NRC Group Holdings Corp.
NRCG
+$11M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.9M
3
SPAQ.U
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
+$10.4M
4
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$9.85M
5
CA
CA, Inc.
CA
+$8.12M

Top Sells

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$25M
2
AABA
Altaba Inc
AABA
+$23.1M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.2M
4
LGC.U
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
+$10.4M
5
PACQU
Pure Acquisition Corp. Unit
PACQU
+$10.4M

Sector Composition

Rank Sector Weight
1 Technology 9.34%
2 Financials 8.83%
3 Industrials 5.23%
4 Communication Services 4.39%
5 Healthcare 4.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
351
Lowe's Companies
LOW
$122B
– –
-10,024
Closed -$958K
LPX icon
352
PUT
Louisiana-Pacific
LPX
$5.35B
– –
-198,900
Closed -$5.41M
MJ icon
353
CALL
Amplify Alternative Harvest ETF
MJ
$98.2M
– –
-10,675
Closed -$3.77M
MRVL icon
354
Marvell Technology
MRVL
$157B
– –
-9,633
Closed -$207K
MS icon
355
CALL
Morgan Stanley
MS
$333B
– –
-200,000
Closed -$9.48M
MU icon
356
Micron Technology
MU
$927B
– –
-50,000
Closed -$2.52M
NWS icon
357
News Corp Class B
NWS
$17.2B
– –
-79,790
Closed -$1.26M
OLED icon
358
Universal Display
OLED
$3.85B
– –
-35,000
Closed -$3.01M
OLED icon
359
PUT
Universal Display
OLED
$3.85B
– –
-10,000
Closed -$860K
PEB icon
360
PUT
Pebblebrook Hotel Trust
PEB
$2.2B
– –
-30,000
Closed -$1.16M
PENN icon
361
PENN Entertainment
PENN
$2.82B
– –
-32,583
Closed -$1.09M
PLD icon
362
Prologis
PLD
$137B
– –
-23,118
Closed -$1.52M
PZZA icon
363
CALL
Papa John's
PZZA
$1.02B
– –
-50,000
Closed -$2.54M
QCOM icon
364
Qualcomm
QCOM
$172B
– –
-20,000
Closed -$1.32M
QSR icon
365
Restaurant Brands International
QSR
$26B
– –
-7,400
Closed -$446K
SBUX icon
366
Starbucks
SBUX
$118B
– –
-9,000
Closed -$476K
SENS icon
367
Senseonics Holdings Inc
SENS
$256M
– –
-10,283
Closed -$845K
HTO
368
H2O America
HTO
$2.69B
– –
-67,941
Closed -$4.5M
SPY icon
369
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$783B
– –
-15,000
Closed -$4.07M
STR
370
DELISTED
Sitio Royalties
STR
– –
-217,892
Closed -$8.85M
SYK icon
371
CALL
Stryker
SYK
$133B
– –
-20,000
Closed -$3.38M
TER icon
372
Teradyne
TER
$50.2B
– –
-61,000
Closed -$2.32M
TKR icon
373
Timken Company
TKR
$9.72B
– –
-62,100
Closed -$2.7M
TLT icon
374
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$43.1B
– –
-300,000
Closed -$36.5M
VTRS icon
375
PUT
Viatris
VTRS
$20.8B
– –
-205,000
Closed -$7.41M
13 14
15
16 17

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SC
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WIM
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LCG
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CCM
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SMA
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SCA
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K2 Principal Fund's Q3 2018 Portfolio in Review

As of Q3 2018, K2 Principal Fund held 449 positions worth $1.04B, down 19% from $1.29B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

K2 Principal Fund withdrew a net $317M in Q3 2018, closing 122 positions and reducing 76 holdings. Its most notable exit was Altaba Inc, an estimated $23.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 14% a quarter earlier, followed by Financials and Industrials.

Against the trend, K2 Principal Fund opened a new position in Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of worth $10.5M.

  • K2 Principal Fund's largest Q3 2018 buy was Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of: 1,031,500 shares worth $10.5M.
  • K2 Principal Fund added most to NRC Group Holdings Corp. in Q3 2018, an estimated $11M increase.
  • K2 Principal Fund's biggest Q3 2018 reduction was NXP Semiconductors, cutting an estimated $25M.
  • K2 Principal Fund fully exited Altaba Inc in Q3 2018, selling an estimated $23.1M.
  • K2 Principal Fund's ten largest holdings make up 19% of its $1.04B portfolio in Q3 2018.
  • K2 Principal Fund opened 137 new positions and closed 122 in Q3 2018.
  • K2 Principal Fund's portfolio value fell 19% quarter-over-quarter to $1.04B.

Based on K2 Principal Fund's 13F filing for Q3 2018, filed 13 Nov 2018.