K2 Principal Fund’s H2O America HTO Stock Holding History

K2 Principal Fund’s Portfolio HTO Stock Details HTO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-67,941	Closed	-$4.5M	–	378
2018 Q2	$4.5M	Buy	67,941 +36,028	+113%	+$2.19M	0.35%	88
2018 Q1	$1.68M	Buy	+31,913	New	+$1.79M	0.1%	186

Other funds holding HTO

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

K2 Principal Fund's HTO Position: Q3 2018 in Review

K2 Principal Fund sold out of H2O America (HTO) in Q3 2018, closing a stake of 67,941 shares — an estimated $4.5M sold.

K2 Principal Fund first reported a position in HTO in Q1 2018 and held it in 2 quarters. The position peaked at $4.5M in Q2 2018. 143 funds tracked by Wall St. Rank hold HTO as of Q3 2018.

K2 Principal Fund reported no remaining H2O America position as of Q3 2018 after selling out during the quarter.
K2 Principal Fund sold 67,941 H2O America shares in Q3 2018, an estimated $4.5M.
K2 Principal Fund first reported a position in H2O America in Q1 2018 and held it in 2 quarters.
K2 Principal Fund's H2O America position peaked at $4.5M in Q2 2018.
143 funds tracked by Wall St. Rank held H2O America as of Q3 2018.

Based on K2 Principal Fund's 13F filing for Q3 2018, filed 13 Nov 2018.