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John Rogers Ariel Investments
AUM
$10B
Turnover
14.04%
1-Year Est. Return
42.59%
John W. Rogers Jr. is the founder of Ariel Investments, one of the best-known minority-owned investment firms in the United States. Ariel is associated with patient, value-oriented investing and a long-term “slow and steady” culture. Rogers is also a prominent voice on markets, corporate leadership, and inclusive capitalism.
This Fund
S&P 500
This Quarter Est. Return
+9.19%
1 Year Est. Return
+42.59%
3 Year Est. Return
+78.13%
5 Year Est. Return
+79.56%
10 Year Est. Return
+301.99%
AUM
$8.27B
AUM Growth
+$302M
(+3.8%)
Cap. Flow
-$312M
Cap. Flow % of AUM
Cap. Flow %
-3.77%
Top 10 Holdings %
Top 10 Hldgs %
23.52%
Holding
200
New
8
Increased
72
Reduced
83
Closed
15
Avg Time Held
2.5
years
Top 10 Avg Time Held
1.5
years
Top 20 Avg Time Held
1.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Berkshire Hathaway Class B
BRK.B
|
+$36.6M |
| 2 |
COL
Rockwell Collins
COL
|
+$24.4M |
| 3 |
Nokia
NOK
|
+$21.4M |
| 4 |
BOK Financial
BOKF
|
+$16.2M |
| 5 |
CBRE Group
CBRE
|
+$16.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
STJ
St Jude Medical
STJ
|
+$69.9M |
| 2 |
TUMI
TUMI HLDGS INC COM
TUMI
|
+$52.7M |
| 3 |
Kennametal
KMT
|
+$27.8M |
| 4 |
U.S. SILICA HOLDINGS, INC.
SLCA
|
+$27.6M |
| 5 |
Zimmer Biomet
ZBH
|
+$27.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 21.8% |
| 2 | Industrials | 17.72% |
| 3 | Communication Services | 14.71% |
| 4 | Healthcare | 13.26% |
| 5 | Technology | 11.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
Kennametal
KMT
$2.25B
| $271M | 3.28% |
9,339,969
-1,050,786
| -10% | -$27.8M |
2014 Q2
9 quarters
|
|
2
Lazard
LAZ
$3.63B
| $238M | 2.88% |
6,541,286
+1,764
| +0% | +$61.7K |
2013 Q2
13 quarters
|
|
3
First American
FAF
$6.61B
| $216M | 2.62% |
5,508,306
-158,518
| -3% | -$6.58M |
2013 Q2
13 quarters
|
|
4
Labcorp
LH
$26.7B
| $198M | 2.39% |
1,674,761
-88,612
| -5% | -$10.4M |
2014 Q1
10 quarters
|
|
5
Baidu
BIDU
$26.3B
| $180M | 2.18% |
988,668
+60,431
| +7% | +$10.5M |
2013 Q2
13 quarters
|
|
6
DELISTED
Interpublic Group of Companies
IPG
| $172M | 2.08% |
7,677,162
-216,715
| -3% | -$4.98M |
2013 Q2
13 quarters
|
|
|
AXE
7
DELISTED
Anixter International Inc
AXE
| $171M | 2.06% |
2,645,472
-260,301
| -9% | -$15.7M |
2013 Q2
13 quarters
|
|
8
Jones Lang LaSalle
JLL
$13.8B
| $169M | 2.05% |
1,488,867
+23,934
| +2% | +$2.67M |
2013 Q2
13 quarters
|
|
9
Northern Trust
NTRS
$30.7B
| $169M | 2.05% |
2,488,981
-52,871
| -2% | -$3.59M |
2013 Q2
13 quarters
|
|
10
Zebra Technologies
ZBRA
$18.3B
| $160M | 1.94% |
2,301,441
+100,047
| +5% | +$6.15M |
2013 Q4
11 quarters
|
|
11
Bio-Rad Laboratories Class A
BIO
$9.9B
| $157M | 1.9% |
958,046
-22,805
| -2% | -$3.46M |
2013 Q2
13 quarters
|
|
12
KKR & Co
KKR
$82B
| $152M | 1.84% |
10,660,683
-6,448
| -0.1% | -$91.4K |
2013 Q2
13 quarters
|
|
13
J.M. Smucker
SJM
$13.9B
| $148M | 1.79% |
1,089,815
-77,857
| -7% | -$11.4M |
2013 Q2
13 quarters
|
|
|
BRS
14
DELISTED
Bristow Group, Inc.
BRS
| $146M | 1.76% |
10,393,910
+881,343
| +9% | +$10.5M |
2013 Q2
13 quarters
|
|
15
Microsoft
MSFT
$3.89T
| $145M | 1.75% |
2,516,316
-7,064
| -0.3% | -$399K |
2013 Q2
13 quarters
|
|
16
DELISTED
TEGNA Inc
TGNA
| $136M | 1.64% |
9,692,013
-204,950
| -2% | -$2.88M |
2013 Q2
13 quarters
|
|
|
17
Zimmer Biomet
ZBH
$18.8B
| $131M | 1.58% |
1,035,305
-222,313
| -18% | -$27.5M |
2013 Q2
13 quarters
|
|
18
Western Union
WU
$1.98B
| $129M | 1.56% |
6,206,933
-782,884
| -11% | -$16.1M |
2013 Q2
13 quarters
|
|
19
Brady Corp
BRC
$3.83B
| $129M | 1.56% |
3,733,043
-447,391
| -11% | -$14.7M |
2013 Q2
13 quarters
|
|
|
ISCA
20
DELISTED
International Speedway Corp
ISCA
| $128M | 1.55% |
3,839,731
-83,499
| -2% | -$2.83M |
2013 Q2
13 quarters
|
|
21
Stanley Black & Decker
SWK
$15B
| $124M | 1.5% |
1,008,738
-47,553
| -5% | -$5.74M |
2013 Q2
13 quarters
|
|
|
VIAB
22
DELISTED
Viacom Inc. Class B
VIAB
| $122M | 1.48% |
3,215,086
+159,132
| +5% | +$6.59M |
2013 Q2
13 quarters
|
|
|
MSGN
23
DELISTED
MSG Networks Inc.
MSGN
| $122M | 1.48% |
6,557,430
+578,524
| +10% | +$9.8M |
2015 Q4
3 quarters
|
|
24
Gilead Sciences
GILD
$193B
| $121M | 1.47% |
1,532,528
+89,223
| +6% | +$7.25M |
2013 Q2
13 quarters
|
|
|
25
Nokia
NOK
$45.6B
| $120M | 1.46% |
20,784,782
+3,773,294
| +22% | +$21.4M |
2013 Q2
13 quarters
|
|
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John Rogers's Q3 2016 Portfolio in Review
As of Q3 2016, John Rogers held 200 positions worth $8.27B, up 3.8% from $7.96B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
John Rogers withdrew a net $312M in Q3 2016, closing 15 positions and reducing 83 holdings. Its most notable exit was TUMI HLDGS INC COM, an estimated $52.7M position sold in full.
By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Industrials and Communication Services.
Against the trend, John Rogers opened a new position in Fluor worth $13.8M.
- John Rogers's largest Q3 2016 buy was Fluor: 269,566 shares worth $13.8M.
- John Rogers added most to Berkshire Hathaway Class B in Q3 2016, an estimated $36.6M increase.
- John Rogers's biggest Q3 2016 reduction was St Jude Medical, cutting an estimated $69.9M.
- John Rogers fully exited TUMI HLDGS INC COM in Q3 2016, selling an estimated $52.7M.
- John Rogers's ten largest holdings make up 24% of its $8.27B portfolio in Q3 2016.
- John Rogers opened 8 new positions and closed 15 in Q3 2016.
- John Rogers's portfolio value rose 3.8% quarter-over-quarter to $8.27B.
Based on Ariel Investments's 13F filing for Q3 2016, filed 14 Nov 2016.