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HA

Herold Advisors Portfolio holdings

AUM $455M
1-Year Est. Return 22.2%
This Fund
S&P 500
This Quarter Est. Return
+7.85%
1 Year Est. Return
+22.2%
3 Year Est. Return
+70.39%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$432M
AUM Growth
-$45.5M
Cap. Flow
-$73.1M
Cap. Flow %
-16.94%
Top 10 Hldgs %
27.35%
Holding
316
New
5
Increased
94
Reduced
126
Closed
68

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$3.58M
2
MSFT icon
Microsoft
MSFT
+$1.29M
3
DFUS
Dimensional US Equity ETF
DFUS
+$1.16M
4
DFCF icon
Dimensional Core Fixed Income ETF
DFCF
+$987K
5
AVIG icon
Avantis Core Fixed Income ETF
AVIG
+$947K

Top Sells

Rank Stock Value
1
AVUS icon
Avantis US Equity ETF
AVUS
+$8.9M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.21M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.89M
4
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$4.94M
5
BND icon
Vanguard Total Bond Market
BND
+$4.76M

Sector Composition

Rank Sector Weight
1 Technology 20.69%
2 Financials 11.75%
3 Healthcare 8.39%
4 Communication Services 5.69%
5 Industrials 5.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWB icon
101
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.78B
$1.09M 0.25%
12,075
+317
+3% +$27.3K
HSY icon
102
Hershey
HSY
$34.8B
$1.09M 0.25%
5,812
-1,125
-16% -$204K
NFLX icon
103
Netflix
NFLX
$290B
$1.07M 0.25%
8,910
-6,200
-41% -$757K
LRCX icon
104
Lam Research
LRCX
$392B
$1.05M 0.24%
7,839
-677
-8% -$71.7K
PM icon
105
Philip Morris
PM
$301B
$1.03M 0.24%
6,336
-1,725
-21% -$290K
DGRO icon
106
iShares Core Dividend Growth ETF
DGRO
$42.1B
$1.01M 0.23%
14,843
-49,702
-77% -$3.28M
AMGN icon
107
Amgen
AMGN
$198B
$982K 0.23%
3,478
-263
-7% -$76.3K
GE icon
108
GE Aerospace
GE
$364B
$975K 0.23%
3,241
-29
-0.9% -$7.93K
MMM icon
109
3M
MMM
$83.4B
$970K 0.22%
6,247
-219
-3% -$33.8K
ALLE icon
110
Allegion
ALLE
$11.8B
$964K 0.22%
5,433
+305
+6% +$50.4K
BX icon
111
Blackstone
BX
$155B
$959K 0.22%
5,612
+503
+10% +$86.2K
GLW icon
112
Corning
GLW
$133B
$939K 0.22%
11,444
-1,600
-12% -$105K
C icon
113
Citigroup
C
$217B
$930K 0.22%
9,161
-1,400
-13% -$133K
SLV icon
114
iShares Silver Trust
SLV
$27.1B
$919K 0.21%
21,680
-3,625
-14% -$130K
DUHP icon
115
Dimensional US High Profitability ETF
DUHP
$12.2B
$905K 0.21%
23,969
+1,851
+8% +$67.9K
TSCO icon
116
Tractor Supply
TSCO
$16B
$896K 0.21%
15,751
+6,026
+62% +$355K
SCHW
117
Charles Schwab
SCHW
$177B
$893K 0.21%
9,355
+1,400
+18% +$133K
AVMV icon
118
Avantis US Mid Cap Value ETF
AVMV
$688M
$889K 0.21%
12,912
+6,200
+92% +$421K
QLV icon
119
FlexShares US Quality Low Volatility Index Fund
QLV
$162M
$882K 0.2%
12,266
-2,051
-14% -$143K
IRM icon
120
Iron Mountain
IRM
$36.8B
$882K 0.2%
8,650
-108
-1% -$10.4K
IBN icon
121
ICICI Bank
IBN
$107B
$875K 0.2%
28,950
– –
UNP icon
122
Union Pacific
UNP
$179B
$870K 0.2%
3,680
+930
+34% +$210K
TMUS icon
123
T-Mobile US
TMUS
$208B
$866K 0.2%
3,619
+730
+25% +$177K
ICE icon
124
Intercontinental Exchange
ICE
$79B
$863K 0.2%
5,121
+1,490
+41% +$266K
CMCSA icon
125
Comcast
CMCSA
$85B
$859K 0.2%
27,350
-13,878
-34% -$465K
3 4
5
6 7

Similar funds

AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
WMA
West Michigan Advisors Holland, Michigan $455M AUM 29.42% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
GSIAS
Garden State Investment Advisory Services Red Bank, New Jersey $455M AUM 25.41% 1-Year Est. Return
AWM
Aries Wealth Management Portland, Maine $455M AUM 21.92% 1-Year Est. Return
LC
Landaas & Company Milwaukee, Wisconsin $456M AUM 15.98% 1-Year Est. Return

Herold Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Herold Advisors held 316 positions worth $432M, down 9.5% from $477M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Herold Advisors withdrew a net $73.1M in Q3 2025, closing 68 positions and reducing 126 holdings. Its most notable exit was Invesco S&P 500 Equal Weight ETF, an estimated $7.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Herold Advisors opened a new position in Avantis International Large Cap Value ETF worth $361K.

  • Herold Advisors's largest Q3 2025 buy was Avantis International Large Cap Value ETF: 5,351 shares worth $361K.
  • Herold Advisors added most to NVIDIA in Q3 2025, an estimated $3.58M increase.
  • Herold Advisors's biggest Q3 2025 reduction was Avantis US Equity ETF, cutting an estimated $8.9M.
  • Herold Advisors fully exited Invesco S&P 500 Equal Weight ETF in Q3 2025, selling an estimated $7.21M.
  • Herold Advisors's ten largest holdings make up 27% of its $432M portfolio in Q3 2025.
  • Herold Advisors opened 5 new positions and closed 68 in Q3 2025.
  • Herold Advisors's portfolio value fell 9.5% quarter-over-quarter to $432M.

Based on Herold Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.