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HA

Herold Advisors Portfolio holdings

AUM $455M
1-Year Est. Return 22.2%
This Fund
S&P 500
This Quarter Est. Return
+7.85%
1 Year Est. Return
+22.2%
3 Year Est. Return
+70.39%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$432M
AUM Growth
-$45.5M
Cap. Flow
-$73.1M
Cap. Flow %
-16.94%
Top 10 Hldgs %
27.35%
Holding
316
New
5
Increased
94
Reduced
126
Closed
68

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$3.58M
2
MSFT icon
Microsoft
MSFT
+$1.29M
3
DFUS
Dimensional US Equity ETF
DFUS
+$1.16M
4
DFCF icon
Dimensional Core Fixed Income ETF
DFCF
+$987K
5
AVIG icon
Avantis Core Fixed Income ETF
AVIG
+$947K

Top Sells

Rank Stock Value
1
AVUS icon
Avantis US Equity ETF
AVUS
+$8.9M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.21M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.89M
4
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$4.94M
5
BND icon
Vanguard Total Bond Market
BND
+$4.76M

Sector Composition

Rank Sector Weight
1 Technology 20.69%
2 Financials 11.75%
3 Healthcare 8.39%
4 Communication Services 5.69%
5 Industrials 5.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPGI icon
51
S&P Global
SPGI
$133B
$2.35M 0.55%
4,835
+181
+4% +$96.9K
AVLV icon
52
Avantis US Large Cap Value ETF
AVLV
$16.9B
$2.35M 0.54%
32,468
+4,088
+14% +$289K
PSX icon
53
Phillips 66
PSX
$82.9B
$2.24M 0.52%
16,503
+1,031
+7% +$132K
QCOM icon
54
Qualcomm
QCOM
$181B
$2.18M 0.5%
13,092
-199
-1% -$31.6K
COST icon
55
Costco
COST
$417B
$2.16M 0.5%
2,338
+314
+16% +$301K
CB icon
56
Chubb
CB
$137B
$2.15M 0.5%
7,629
+841
+12% +$231K
GOOG icon
57
Alphabet (Google) Class C
GOOG
$4.22T
$2.15M 0.5%
8,830
-6,369
-42% -$1.34M
GLD icon
58
SPDR Gold Trust
GLD
$130B
$2.13M 0.49%
5,984
+269
+5% +$85.7K
DFAU icon
59
Dimensional US Core Equity Market ETF
DFAU
$12.3B
$2.1M 0.49%
46,000
+321
+0.7% +$14.1K
GSLC icon
60
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.4B
$2.09M 0.48%
16,032
-394
-2% -$49.6K
OKE icon
61
Oneok
OKE
$58.9B
$1.98M 0.46%
27,193
-3,496
-11% -$268K
JEPQ icon
62
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$39.1B
$1.98M 0.46%
34,363
+1,086
+3% +$60.3K
CGDV icon
63
Capital Group Dividend Value ETF
CGDV
$36.4B
$1.97M 0.46%
46,754
-11,426
-20% -$470K
SCHG icon
64
Schwab US Large-Cap Growth ETF
SCHG
$59.7B
$1.94M 0.45%
60,779
+6,388
+12% +$195K
JPIE icon
65
JPMorgan Income ETF
JPIE
$9.94B
$1.81M 0.42%
39,040
-3,318
-8% -$154K
PFE icon
66
Pfizer
PFE
$143B
$1.79M 0.41%
70,226
-5,629
-7% -$139K
BAC icon
67
Bank of America
BAC
$430B
$1.78M 0.41%
34,536
-10,388
-23% -$507K
NEE icon
68
NextEra Energy
NEE
$185B
$1.78M 0.41%
23,595
+892
+4% +$65.2K
RTX icon
69
RTX Corp
RTX
$261B
$1.73M 0.4%
10,316
-116
-1% -$18K
ED icon
70
Consolidated Edison
ED
$41.4B
$1.73M 0.4%
17,162
-193
-1% -$19.4K
GS icon
71
Goldman Sachs
GS
$314B
$1.7M 0.4%
2,141
+795
+59% +$589K
BMY icon
72
Bristol-Myers Squibb
BMY
$124B
$1.7M 0.39%
37,767
+558
+1% +$26.1K
ABT icon
73
Abbott
ABT
$175B
$1.7M 0.39%
12,690
+2,050
+19% +$269K
BA icon
74
Boeing
BA
$169B
$1.58M 0.37%
7,331
+1,000
+16% +$225K
LMT icon
75
Lockheed Martin
LMT
$117B
$1.57M 0.36%
3,145
+563
+22% +$255K
1 2
3
4 5

Similar funds

AWM
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WMA
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EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
GSIAS
Garden State Investment Advisory Services Red Bank, New Jersey $455M AUM 25.41% 1-Year Est. Return
AWM
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LC
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Herold Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Herold Advisors held 316 positions worth $432M, down 9.5% from $477M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Herold Advisors withdrew a net $73.1M in Q3 2025, closing 68 positions and reducing 126 holdings. Its most notable exit was Invesco S&P 500 Equal Weight ETF, an estimated $7.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Herold Advisors opened a new position in Avantis International Large Cap Value ETF worth $361K.

  • Herold Advisors's largest Q3 2025 buy was Avantis International Large Cap Value ETF: 5,351 shares worth $361K.
  • Herold Advisors added most to NVIDIA in Q3 2025, an estimated $3.58M increase.
  • Herold Advisors's biggest Q3 2025 reduction was Avantis US Equity ETF, cutting an estimated $8.9M.
  • Herold Advisors fully exited Invesco S&P 500 Equal Weight ETF in Q3 2025, selling an estimated $7.21M.
  • Herold Advisors's ten largest holdings make up 27% of its $432M portfolio in Q3 2025.
  • Herold Advisors opened 5 new positions and closed 68 in Q3 2025.
  • Herold Advisors's portfolio value fell 9.5% quarter-over-quarter to $432M.

Based on Herold Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.