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HA

Herold Advisors Portfolio holdings

AUM $455M
1-Year Est. Return 22.2%
This Fund
S&P 500
This Quarter Est. Return
+7.85%
1 Year Est. Return
+22.2%
3 Year Est. Return
+70.39%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$432M
AUM Growth
-$45.5M
Cap. Flow
-$73.1M
Cap. Flow %
-16.94%
Top 10 Hldgs %
27.35%
Holding
316
New
5
Increased
94
Reduced
126
Closed
68

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$3.58M
2
MSFT icon
Microsoft
MSFT
+$1.29M
3
DFUS
Dimensional US Equity ETF
DFUS
+$1.16M
4
DFCF icon
Dimensional Core Fixed Income ETF
DFCF
+$987K
5
AVIG icon
Avantis Core Fixed Income ETF
AVIG
+$947K

Top Sells

Rank Stock Value
1
AVUS icon
Avantis US Equity ETF
AVUS
+$8.9M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.21M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.89M
4
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$4.94M
5
BND icon
Vanguard Total Bond Market
BND
+$4.76M

Sector Composition

Rank Sector Weight
1 Technology 20.69%
2 Financials 11.75%
3 Healthcare 8.39%
4 Communication Services 5.69%
5 Industrials 5.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIG icon
301
Transocean
RIG
$5.69B
– –
-11,450
Closed -$29.7K
RSP icon
302
Invesco S&P 500 Equal Weight ETF
RSP
$96B
– –
-39,696
Closed -$7.21M
SCHD icon
303
Schwab US Dividend Equity ETF
SCHD
$101B
– –
-19,854
Closed -$526K
SCHO icon
304
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
– –
-101,034
Closed -$2.46M
SPHY icon
305
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.4B
– –
-68,594
Closed -$1.63M
SPMO icon
306
Invesco S&P 500 Momentum ETF
SPMO
$20.7B
– –
-2,032
Closed -$229K
SPYV icon
307
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36B
– –
-12,839
Closed -$672K
STPZ icon
308
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$515M
– –
-33,125
Closed -$1.78M
TLT icon
309
iShares 20+ Year Treasury Bond ETF
TLT
$42.8B
– –
-7,245
Closed -$639K
UTF icon
310
Cohen & Steers Infrastructure Fund
UTF
$3.1B
– –
-18,501
Closed -$499K
VB icon
311
Vanguard Small-Cap ETF
VB
$79.7B
– –
-1,233
Closed -$292K
VT icon
312
Vanguard Total World Stock ETF
VT
$76.6B
– –
-3,961
Closed -$509K
VTI icon
313
Vanguard Total Stock Market ETF
VTI
$658B
– –
-1,503
Closed -$457K
WBD icon
314
Warner Bros
WBD
$67.4B
– –
-10,180
Closed -$117K
CGGE
315
Capital Group Global Equity ETF
CGGE
$2.89B
– –
-24,323
Closed -$710K
THRO
316
iShares U.S. Thematic Rotation Active ETF
THRO
$6.36B
– –
-9,143
Closed -$325K
9 10 11 12
13

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WMA
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EGP
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FIM
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HFF
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GSIAS
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AWM
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LC
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Herold Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Herold Advisors held 316 positions worth $432M, down 9.5% from $477M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Herold Advisors withdrew a net $73.1M in Q3 2025, closing 68 positions and reducing 126 holdings. Its most notable exit was Invesco S&P 500 Equal Weight ETF, an estimated $7.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Herold Advisors opened a new position in Avantis International Large Cap Value ETF worth $361K.

  • Herold Advisors's largest Q3 2025 buy was Avantis International Large Cap Value ETF: 5,351 shares worth $361K.
  • Herold Advisors added most to NVIDIA in Q3 2025, an estimated $3.58M increase.
  • Herold Advisors's biggest Q3 2025 reduction was Avantis US Equity ETF, cutting an estimated $8.9M.
  • Herold Advisors fully exited Invesco S&P 500 Equal Weight ETF in Q3 2025, selling an estimated $7.21M.
  • Herold Advisors's ten largest holdings make up 27% of its $432M portfolio in Q3 2025.
  • Herold Advisors opened 5 new positions and closed 68 in Q3 2025.
  • Herold Advisors's portfolio value fell 9.5% quarter-over-quarter to $432M.

Based on Herold Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.