HA

Herold Advisors Portfolio holdings

AUM $447M
1-Year Est. Return 21.02%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+21.02%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$221M
AUM Growth
-$60.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
725
New
Increased
Reduced
Closed

Top Buys

1
+$722K
2
+$417K
3
+$408K
4
CL icon
Colgate-Palmolive
CL
+$256K
5
TDTT icon
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
+$236K

Top Sells

1
+$2.59M
2
+$1.13M
3
+$678K
4
T icon
AT&T
T
+$592K
5
ARKK icon
ARK Innovation ETF
ARKK
+$335K

Sector Composition

1 Technology 16.7%
2 Healthcare 14.59%
3 Financials 12.95%
4 Consumer Discretionary 7.03%
5 Industrials 6.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
251
– –
-100
252
– –
-1,350
253
– –
-100
254
– –
-278
255
– –
-100
256
– –
-275
257
– –
-785
258
– –
-1,000
259
– –
-100
260
– –
-435
261
– –
-126
262
– –
-2,285
263
– –
-75
264
– –
-7,293
265
– –
-595
266
– –
-144
267
– –
-1,250
268
– –
-543
269
– –
-25
270
– –
-10,060
271
– –
-50
272
– –
-350
273
– –
-66
274
– –
-155
275
– –
-300
9 10
11
12 13