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HFA

Harbert Fund Advisors Portfolio holdings

AUM $3.03M
1-Year Est. Return 40.55%
This Fund
S&P 500
This Quarter Est. Return
+30%
1 Year Est. Return
+40.55%
3 Year Est. Return
+70.8%
5 Year Est. Return
+66.06%
10 Year Est. Return
–
AUM
$15.3M
AUM Growth
-$18M
Cap. Flow
-$21.8M
Cap. Flow %
-142.33%
Top 10 Hldgs %
99.13%
Holding
24
New
4
Increased
–
Reduced
3
Closed
12

Top Buys

1
OCUL icon
Ocular Therapeutix
OCUL
+$598K
2
NTSK
Netskope Inc
NTSK
+$357K
3
TSM icon
TSMC
TSM
+$289K
4
ONCHU
1RT Acquisition Corp Units
ONCHU
+$105K

Top Sells

1
CHYM
Chime Financial
CHYM
+$5.69M
2
INFU icon
InfuSystem Holdings
INFU
+$2.55M
3
LQDA icon
Liquidia Corp
LQDA
+$2.28M
4
LOAR icon
Loar Holdings
LOAR
+$2.15M
5
CAI
Caris Life Sciences
CAI
+$2.14M

Sector Composition

1 Healthcare 37.64%
2 Technology 21.08%
3 Financials 20.75%
4 Industrials 17.68%
5 Consumer Discretionary 2.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQDA icon
1
Liquidia Corp
LQDA
$7.1B
$3.52M 22.97%
154,811
-105,000
-40% -$2.28M
PCSC
2
Perceptive Capital Solutions
PCSC
$124M
$3.18M 20.75%
300,000
– –
INVE icon
3
Identive
INVE
$67.5M
$2.71M 17.68%
785,557
– –
TACT icon
4
Transact Technologies
TACT
$53.4M
$2.26M 14.72%
416,119
-224,049
-35% -$946K
FENC icon
5
Fennec Pharmaceuticals
FENC
$366M
$1.66M 10.86%
177,815
-109,799
-38% -$950K
OCUL icon
6
Ocular Therapeutix
OCUL
$1.98B
$585K 3.81%
+50,000
New +$598K
NTSK
7
Netskope Inc
NTSK
$5.51B
$341K 2.22%
+15,000
New +$357K
AMZN icon
8
Amazon
AMZN
$2.67T
$331K 2.16%
1,507
– –
TSM icon
9
TSMC
TSM
$2.07T
$330K 2.15%
+1,181
New +$289K
MSFT icon
10
Microsoft
MSFT
$2.93T
$277K 1.81%
535
– –
ONCHU
11
1RT Acquisition Corp Units
ONCHU
$156M
$106K 0.69%
+10,000
New +$105K
ILLR
12
Triller Group Inc
ILLR
$26.2M
$27.5K 0.18%
3,318
– –
ARAY icon
13
Accuray
ARAY
$30.8M
– –
-1,448,820
Closed -$1.98M
INFU icon
14
InfuSystem Holdings
INFU
$180M
– –
-409,302
Closed -$2.55M
MELI icon
15
Mercado Libre
MELI
$92.3B
– –
-94
Closed -$246K
SMWB icon
16
Similarweb
SMWB
$611M
– –
-12,323
Closed -$96.6K
STRM
17
DELISTED
Streamline Health Solutions
STRM
– –
-321,614
Closed -$1.67M
LOAR icon
18
Loar Holdings
LOAR
$6.52B
– –
-25,000
Closed -$2.15M
CEPO
19
Cantor Equity Partners I
CEPO
$271M
– –
-50,000
Closed -$595K
HNGE
20
Hinge Health
HNGE
$6.76B
– –
-20,000
Closed -$1.03M
MNTN
21
MNTN Inc
MNTN
$665M
– –
-25,000
Closed -$547K
OMDA
22
Omada Health Inc
OMDA
$1.42B
– –
-15,000
Closed -$275K
CHYM
23
Chime Financial
CHYM
$8.52B
– –
-165,000
Closed -$5.69M
CAI
24
Caris Life Sciences
CAI
$4.67B
– –
-80,000
Closed -$2.14M

Similar funds

KI
Khan Imran $2.93M AUM
1IC
1922 Investment Company Houston, Texas $2.92M AUM 1.93% 1-Year Est. Return
PS
PayPay Securities Tokyo, Japan $2.89M AUM 12.57% 1-Year Est. Return
WH
Wolfswood Holdings New York $2.84M AUM 30.46% 1-Year Est. Return
CGA
Compound Global Advisors Mercer Island, Washington $3.22M AUM 30.08% 1-Year Est. Return
RCP
RPM Capital Partners New York $3.34M AUM 43.17% 1-Year Est. Return
EAMS
Eurizon Asset Management Slovakia Bratislava $3.4M AUM
SRB
Sid R. Bass $2.53M AUM

Harbert Fund Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Harbert Fund Advisors held 24 positions worth $15.3M, down 54% from $33.3M the previous quarter. Its ten largest holdings account for 99% of the portfolio.

Harbert Fund Advisors withdrew a net $21.8M in Q3 2025, closing 12 positions and reducing 3 holdings. Its most notable exit was Chime Financial, an estimated $5.69M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 38% of assets, down from 46% a quarter earlier, followed by Technology and Financials.

Against the trend, Harbert Fund Advisors opened a new position in Ocular Therapeutix worth $585K.

  • Harbert Fund Advisors's largest Q3 2025 buy was Ocular Therapeutix: 50,000 shares worth $585K.
  • Harbert Fund Advisors's biggest Q3 2025 reduction was Liquidia Corp, cutting an estimated $2.28M.
  • Harbert Fund Advisors fully exited Chime Financial in Q3 2025, selling an estimated $5.69M.
  • Harbert Fund Advisors's ten largest holdings make up 99% of its $15.3M portfolio in Q3 2025.
  • Harbert Fund Advisors opened 4 new positions and closed 12 in Q3 2025.
  • Harbert Fund Advisors's portfolio value fell 54% quarter-over-quarter to $15.3M.

Based on Harbert Fund Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.