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HFA

Harbert Fund Advisors Portfolio holdings

AUM $3.03M
1-Year Est. Return 40.55%
This Fund
S&P 500
This Quarter Est. Return
-6.4%
1 Year Est. Return
+40.55%
3 Year Est. Return
+70.8%
5 Year Est. Return
+66.06%
10 Year Est. Return
–
AUM
$67.2M
AUM Growth
-$1.13M
Cap. Flow
+$7.77M
Cap. Flow %
11.56%
Top 10 Hldgs %
93.64%
Holding
12
New
1
Increased
4
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
LFCR icon
Lifecore Biomedical
LFCR
+$2.72M
2
TACT icon
Transact Technologies
TACT
+$2.21M
3
ENZ
Enzo Biochem, Inc.
ENZ
+$1.6M
4
MCHX icon
Marchex
MCHX
+$837K
5
ASYS icon
Amtech Systems
ASYS
+$406K

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Healthcare 44.16%
2 Technology 34.97%
3 Communication Services 4.85%
4 Financials 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENZ
1
DELISTED
Enzo Biochem, Inc.
ENZ
$20.2M 30.1%
5,620,681
+451,344
+9% +$1.6M
IIIV icon
2
i3 Verticals
IIIV
$419M
$14.1M 20.94%
699,672
– –
PRCP
3
DELISTED
Perceptron Inc
PRCP
$4.73M 7.04%
987,091
– –
EEI
4
DELISTED
Ecology and Environment
EEI
$4.36M 6.49%
287,330
– –
QUMU
5
DELISTED
Qumu Corp.
QUMU
$4.13M 6.15%
1,267,522
– –
ASYS icon
6
Amtech Systems
ASYS
$239M
$3.54M 5.27%
667,952
+74,055
+12% +$406K
DZSI
7
DELISTED
DZS Inc. Common Stock
DZSI
$3.44M 5.12%
375,285
– –
MCHX icon
8
Marchex
MCHX
$78M
$3.26M 4.85%
1,037,455
+217,441
+27% +$837K
LFCR icon
9
Lifecore Biomedical
LFCR
$162M
$2.72M 4.04%
+249,879
New +$2.72M
TACT icon
10
Transact Technologies
TACT
$50.5M
$2.45M 3.65%
201,713
+183,888
+1,032% +$2.21M
FGNX
11
FG Nexus Inc
FGNX
$39.5M
$2.28M 3.39%
4,129
– –
STRM
12
DELISTED
Streamline Health Solutions
STRM
$2M 2.97%
122,776
– –

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Harbert Fund Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Harbert Fund Advisors held 12 positions worth $67.2M, down 1.7% from $68.3M the previous quarter. Its ten largest holdings account for 94% of the portfolio.

Harbert Fund Advisors deployed $7.77M of net new capital in Q3 2019, opening 1 new position and adding to 4 existing holdings. Its largest new stake was Lifecore Biomedical: 249,879 shares worth $2.72M.

By sector, the portfolio is most concentrated in Healthcare at 44% of assets, up from 36% a quarter earlier, followed by Technology and Communication Services.

  • Harbert Fund Advisors's largest Q3 2019 buy was Lifecore Biomedical: 249,879 shares worth $2.72M.
  • Harbert Fund Advisors added most to Transact Technologies in Q3 2019, an estimated $2.21M increase.
  • Harbert Fund Advisors's ten largest holdings make up 94% of its $67.2M portfolio in Q3 2019.
  • Harbert Fund Advisors opened 1 new position and closed 0 in Q3 2019.
  • Harbert Fund Advisors's portfolio value fell 1.7% quarter-over-quarter to $67.2M.

Based on Harbert Fund Advisors's 13F filing for Q3 2019, filed 13 Nov 2019.