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HFA
Harbert Fund Advisors Portfolio holdings
AUM
$3.03M
1-Year Est. Return
40.55%
This Fund
S&P 500
This Quarter
Est. Return
-1.4%
1 Year Est. Return
+40.55%
3 Year Est. Return
+70.8%
5 Year Est. Return
+66.06%
10 Year Est. Return
–
AUM
$282M
AUM Growth
+$102M
(+57%)
Cap. Flow
+$107M
Cap. Flow
% of AUM
37.91%
Top 10 Holdings %
Top 10 Hldgs %
60.23%
Holding
47
New
15
Increased
9
Reduced
1
Closed
11
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FLOW
SPX FLOW, Inc.
FLOW
|
+$11.1M |
| 2 |
MaxCyte
MXCT
|
+$10.9M |
| 3 |
TGNA
TEGNA Inc
TGNA
|
+$7.84M |
| 4 |
SHCR
Sharecare, Inc. Class A Common Stock
SHCR
|
+$6.61M |
| 5 |
CTXS
Citrix Systems Inc
CTXS
|
+$4.87M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BFX
BowFlex Inc.
BFX
|
+$7.25M |
| 2 |
CVA
Covanta Holding Corporation
CVA
|
+$6.87M |
| 3 |
Citi Trends
CTRN
|
+$6.39M |
| 4 |
PLYA
Playa Hotels & Resorts
PLYA
|
+$4.38M |
| 5 |
DBD
Diebold Nixdorf Incorporated
DBD
|
+$3.53M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 18.83% |
| 2 | Industrials | 17.67% |
| 3 | Technology | 13.94% |
| 4 | Financials | 8.22% |
| 5 | Consumer Discretionary | 5.25% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Global Indemnity Group
GBLI
$402M
| $23.2M | 8.22% |
849,985
| – | – |
|
|
TGNA
2
CALL
DELISTED
TEGNA Inc
TGNA
| $19.7M | 7% |
+1,000,000
| New | +$18.2M |
|
|
ENZ
3
DELISTED
Enzo Biochem, Inc.
ENZ
| $18.3M | 6.51% |
5,175,913
| – | – |
|
|
FLOW
4
CALL
DELISTED
SPX FLOW, Inc.
FLOW
| $18.3M | 6.49% |
+250,000
| New | +$19M |
|
|
FLOW
5
PUT
DELISTED
SPX FLOW, Inc.
FLOW
| $18.3M | 6.49% |
+250,000
| New | +$19M |
|
|
TBCH
6
Turtle Beach Corp
TBCH
$238M
| $16.3M | 5.79% |
585,816
+75,816
| +15% | +$2.21M |
|
7
Identive
INVE
$61M
| $15.3M | 5.45% |
814,750
| – | – |
|
|
TBCH
8
CALL
Turtle Beach Corp
TBCH
$238M
| $14.6M | 5.19% |
+525,000
| New | +$15.3M |
|
|
TBCH
9
PUT
Turtle Beach Corp
TBCH
$238M
| $13.9M | 4.94% |
+500,000
| New | +$14.6M |
|
|
ECOL
10
DELISTED
US Ecology, Inc.
ECOL
| $11.7M | 4.16% |
362,317
+25,544
| +8% | +$918K |
|
|
FLOW
11
DELISTED
SPX FLOW, Inc.
FLOW
| $10.7M | 3.8% |
+146,520
| New | +$11.1M |
|
|
12
MaxCyte
MXCT
$108M
| $8.85M | 3.14% |
+724,856
| New | +$10.9M |
|
13
VSE Corp
VSEC
$5.19B
| $8.56M | 3.04% |
177,652
| – | – |
|
|
TGNA
14
DELISTED
TEGNA Inc
TGNA
| $8.52M | 3.02% |
+431,790
| New | +$7.84M |
|
15
Transact Technologies
TACT
$50.5M
| $8.4M | 2.98% |
604,061
+26,947
| +5% | +$383K |
|
|
LUCK
16
Lucky Strike Entertainment
LUCK
$959M
| $7.49M | 2.66% |
750,000
| – | – |
|
|
SHCR
17
DELISTED
Sharecare, Inc. Class A Common Stock
SHCR
| $7.19M | 2.55% |
+873,488
| New | +$6.61M |
|
18
Accuray
ARAY
$27.5M
| $7.13M | 2.53% |
1,804,184
+173,866
| +11% | +$690K |
|
19
Donnelley Financial Solutions
DFIN
$1.28B
| $7.1M | 2.52% |
205,000
+35,000
| +21% | +$1.16M |
|
|
STRM
20
DELISTED
Streamline Health Solutions
STRM
| $6.94M | 2.46% |
264,442
| – | – |
|
|
CTXS
21
DELISTED
Citrix Systems Inc
CTXS
| $4.84M | 1.72% |
+45,085
| New | +$4.87M |
|
|
QUMU
22
DELISTED
Qumu Corp.
QUMU
| $4.21M | 1.49% |
1,695,785
+328,263
| +24% | +$871K |
|
23
CALL
AdvisorShares Pure US Cannabis ETF
MSOS
$814M
| $3.79M | 1.34% |
+120,000
| New | +$4.16M |
|
24
Crocs
CROX
$6.63B
| $2.87M | 1.02% |
+20,000
| New | +$2.75M |
|
25
MasterCraft Boat Holdings
MCFT
$596M
| $2.27M | 0.81% |
+90,640
| New | +$2.32M |
|
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Harbert Fund Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Harbert Fund Advisors held 47 positions worth $282M, up 57% from $179M the previous quarter. Its ten largest holdings account for 60% of the portfolio.
Harbert Fund Advisors deployed $107M of net new capital in Q3 2021, opening 15 new positions and adding to 9 existing holdings. Its largest new stake was SPX FLOW, Inc.: 146,520 shares worth $10.7M.
By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Kaleyra, Inc., an estimated $1.09M trimmed.
- Harbert Fund Advisors's largest Q3 2021 buy was SPX FLOW, Inc.: 146,520 shares worth $10.7M.
- Harbert Fund Advisors added most to Turtle Beach Corp in Q3 2021, an estimated $2.21M increase.
- Harbert Fund Advisors's biggest Q3 2021 reduction was Kaleyra, Inc., cutting an estimated $1.09M.
- Harbert Fund Advisors fully exited BowFlex Inc. in Q3 2021, selling an estimated $7.25M.
- Harbert Fund Advisors's ten largest holdings make up 60% of its $282M portfolio in Q3 2021.
- Harbert Fund Advisors opened 15 new positions and closed 11 in Q3 2021.
- Harbert Fund Advisors's portfolio value rose 57% quarter-over-quarter to $282M.
Based on Harbert Fund Advisors's 13F filing for Q3 2021, filed 12 Nov 2021.