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HFA

Harbert Fund Advisors Portfolio holdings

AUM $3.03M
1-Year Est. Return 40.55%
This Fund
S&P 500
This Quarter Est. Return
+18.76%
1 Year Est. Return
+40.55%
3 Year Est. Return
+70.8%
5 Year Est. Return
+66.06%
10 Year Est. Return
–
AUM
$68.3M
AUM Growth
-$33.4M
Cap. Flow
-$40.7M
Cap. Flow %
-59.62%
Top 10 Hldgs %
99.71%
Holding
16
New
1
Increased
7
Reduced
2
Closed
5

Top Buys

Rank Stock Value
1
ENZ
Enzo Biochem, Inc.
ENZ
+$7.52M
2
PRCP
Perceptron Inc
PRCP
+$2.86M
3
ASYS icon
Amtech Systems
ASYS
+$2.62M
4
DZSI
DZS Inc. Common Stock
DZSI
+$428K
5
TACT icon
Transact Technologies
TACT
+$168K

Top Sells

Rank Stock Value
1
IIIV icon
i3 Verticals
IIIV
+$26.2M
2
BRG
Bluerock Residential Growth REIT, Inc.
BRG
+$12.8M
3
MGNI icon
Magnite
MGNI
+$4.71M
4
AMBR
Amber Road Inc
AMBR
+$3.63M
5
HIVE
Aerohive Networks
HIVE
+$3.58M

Sector Composition

Rank Sector Weight
1 Technology 42.36%
2 Healthcare 35.99%
3 Communication Services 5.64%
4 Financials 3.74%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IIIV icon
1
i3 Verticals
IIIV
$419M
$20.6M 30.15%
699,672
-1,059,806
-60% -$26.2M
ENZ
2
DELISTED
Enzo Biochem, Inc.
ENZ
$17.4M 25.49%
5,169,337
+2,135,696
+70% +$7.52M
QUMU
3
DELISTED
Qumu Corp.
QUMU
$5.26M 7.7%
1,267,522
+22
+0% +$74
DZSI
4
DELISTED
DZS Inc. Common Stock
DZSI
$4.88M 7.13%
375,285
+36,085
+11% +$428K
PRCP
5
DELISTED
Perceptron Inc
PRCP
$4.39M 6.43%
987,091
+482,991
+96% +$2.86M
MCHX icon
6
Marchex
MCHX
$78M
$3.85M 5.64%
820,014
-366,186
-31% -$1.75M
ASYS icon
7
Amtech Systems
ASYS
$239M
$3.27M 4.78%
593,897
+429,297
+261% +$2.62M
EEI
8
DELISTED
Ecology and Environment
EEI
$3.13M 4.58%
287,330
+730
+0.3% +$7.94K
STRM
9
DELISTED
Streamline Health Solutions
STRM
$2.78M 4.07%
122,776
+3
+0% +$58
FGNX
10
FG Nexus Inc
FGNX
$39.5M
$2.56M 3.74%
4,129
– –
TACT icon
11
Transact Technologies
TACT
$50.5M
$201K 0.29%
+17,825
New +$168K
MGNI icon
12
Magnite
MGNI
$2.83B
– –
-773,900
Closed -$4.71M
BRG
13
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
– –
-1,185,600
Closed -$12.8M
HIVE
14
DELISTED
Aerohive Networks
HIVE
– –
-791,300
Closed -$3.58M
AMBR
15
DELISTED
Amber Road Inc
AMBR
– –
-419,000
Closed -$3.63M
FSNN
16
DELISTED
Fusion Connect, Inc. Common Stock
FSNN
– –
-1,282,600
Closed -$1.68M

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Harbert Fund Advisors's Q2 2019 Portfolio in Review

As of Q2 2019, Harbert Fund Advisors held 16 positions worth $68.3M, down 33% from $102M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Harbert Fund Advisors withdrew a net $40.7M in Q2 2019, closing 5 positions and reducing 2 holdings. Its most notable exit was Bluerock Residential Growth REIT, Inc., an estimated $12.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 42% of assets, down from 53% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Harbert Fund Advisors opened a new position in Transact Technologies worth $201K.

  • Harbert Fund Advisors's largest Q2 2019 buy was Transact Technologies: 17,825 shares worth $201K.
  • Harbert Fund Advisors added most to Enzo Biochem, Inc. in Q2 2019, an estimated $7.52M increase.
  • Harbert Fund Advisors's biggest Q2 2019 reduction was i3 Verticals, cutting an estimated $26.2M.
  • Harbert Fund Advisors fully exited Bluerock Residential Growth REIT, Inc. in Q2 2019, selling an estimated $12.8M.
  • Harbert Fund Advisors's ten largest holdings make up 100% of its $68.3M portfolio in Q2 2019.
  • Harbert Fund Advisors opened 1 new position and closed 5 in Q2 2019.
  • Harbert Fund Advisors's portfolio value fell 33% quarter-over-quarter to $68.3M.

Based on Harbert Fund Advisors's 13F filing for Q2 2019, filed 14 Aug 2019.