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HFA

Harbert Fund Advisors Portfolio holdings

AUM $3.03M
1-Year Est. Return 40.55%
This Fund
S&P 500
This Quarter Est. Return
-9.53%
1 Year Est. Return
+40.55%
3 Year Est. Return
+70.8%
5 Year Est. Return
+66.06%
10 Year Est. Return
–
AUM
$140M
AUM Growth
-$38.1M
Cap. Flow
-$19.5M
Cap. Flow %
-13.88%
Top 10 Hldgs %
44.3%
Holding
55
New
11
Increased
9
Reduced
5
Closed
10

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$3.66M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.93M
3
ISRG icon
Intuitive Surgical
ISRG
+$2.65M
4
META icon
Meta Platforms (Facebook)
META
+$2.18M
5
NVDA icon
NVIDIA
NVDA
+$1.79M

Top Sells

Rank Stock Value
1
FNKO icon
Funko
FNKO
+$4.33M
2
ENPH icon
Enphase Energy
ENPH
+$2.93M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$2.39M
4
CTLT
CATALENT, INC.
CTLT
+$2.17M
5
TMUS icon
T-Mobile US
TMUS
+$1.81M

Sector Composition

Rank Sector Weight
1 Healthcare 28.84%
2 Technology 24.36%
3 Consumer Discretionary 19.49%
4 Industrials 13.08%
5 Communication Services 12.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGS
1
DELISTED
PlayAGS
AGS
$7.33M 5.23%
1,125,000
– –
ENZ
2
DELISTED
Enzo Biochem, Inc.
ENZ
$7.25M 5.17%
5,175,913
– –
VSEC icon
3
VSE Corp
VSEC
$5.19B
$6.93M 4.94%
137,446
– –
INVE icon
4
Identive
INVE
$61M
$6.63M 4.73%
785,557
– –
INFU icon
5
InfuSystem Holdings
INFU
$197M
$5.96M 4.25%
618,085
– –
META icon
6
Meta Platforms (Facebook)
META
$1.49T
$5.93M 4.23%
19,750
+7,250
+58% +$2.18M
MSFT icon
7
Microsoft
MSFT
$2.9T
$5.92M 4.22%
18,750
+3,750
+25% +$1.24M
GOOG icon
8
Alphabet (Google) Class C
GOOG
$4.11T
$5.6M 4%
42,500
+22,500
+113% +$2.93M
AMZN icon
9
Amazon
AMZN
$2.44T
$5.47M 3.9%
43,000
+3,000
+8% +$402K
SSYS icon
10
Stratasys
SSYS
$666M
$5.1M 3.64%
375,000
+50,000
+15% +$791K
ARAY icon
11
Accuray
ARAY
$27.5M
$5.03M 3.59%
1,849,184
– –
TBCH
12
Turtle Beach Corp
TBCH
$238M
$4.67M 3.33%
514,964
– –
STRM
13
DELISTED
Streamline Health Solutions
STRM
$4.67M 3.33%
321,614
– –
CSV icon
14
Carriage Services
CSV
$647M
$4.48M 3.19%
158,497
– –
TACT icon
15
Transact Technologies
TACT
$50.5M
$4.11M 2.93%
640,168
– –
IQV icon
16
IQVIA
IQV
$40.7B
$3.94M 2.81%
20,000
-2,500
-11% -$543K
TMO icon
17
Thermo Fisher Scientific
TMO
$214B
$3.54M 2.53%
7,000
+2,000
+40% +$1.07M
FENC icon
18
Fennec Pharmaceuticals
FENC
$335M
$3.51M 2.5%
466,869
– –
BABA icon
19
Alibaba
BABA
$276B
$3.47M 2.47%
+40,000
New +$3.66M
INSE icon
20
Inspired Entertainment
INSE
$183M
$3.1M 2.21%
259,537
– –
DIBS icon
21
1stdibs.com
DIBS
$148M
$3.07M 2.19%
843,323
– –
CALY
22
Callaway Golf Company
CALY
$3.28B
$3.04M 2.17%
220,000
– –
ECVT icon
23
Ecovyst
ECVT
$1.32B
$2.92M 2.08%
297,061
– –
WDAY icon
24
Workday
WDAY
$41.5B
$2.69M 1.91%
12,500
-2,500
-17% -$580K
DDOG icon
25
Datadog
DDOG
$94B
$2.5M 1.79%
27,500
+7,500
+38% +$742K
1
2 3

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CAGAS
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SCM
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Harbert Fund Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Harbert Fund Advisors held 55 positions worth $140M, down 21% from $178M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Harbert Fund Advisors withdrew a net $19.5M in Q3 2023, closing 10 positions and reducing 5 holdings. Its most notable exit was Funko, an estimated $4.33M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 29% of assets, up from 28% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Harbert Fund Advisors opened a new position in Alibaba worth $3.47M.

  • Harbert Fund Advisors's largest Q3 2023 buy was Alibaba: 40,000 shares worth $3.47M.
  • Harbert Fund Advisors added most to Alphabet (Google) Class C in Q3 2023, an estimated $2.93M increase.
  • Harbert Fund Advisors's biggest Q3 2023 reduction was Advanced Micro Devices, cutting an estimated $1.41M.
  • Harbert Fund Advisors fully exited Funko in Q3 2023, selling an estimated $4.33M.
  • Harbert Fund Advisors's ten largest holdings make up 44% of its $140M portfolio in Q3 2023.
  • Harbert Fund Advisors opened 11 new positions and closed 10 in Q3 2023.
  • Harbert Fund Advisors's portfolio value fell 21% quarter-over-quarter to $140M.

Based on Harbert Fund Advisors's 13F filing for Q3 2023, filed 14 Nov 2023.