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HFA
Harbert Fund Advisors Portfolio holdings
AUM
$3.03M
1-Year Est. Return
40.55%
This Fund
S&P 500
This Quarter
Est. Return
+10.3%
1 Year Est. Return
+40.55%
3 Year Est. Return
+70.8%
5 Year Est. Return
+66.06%
10 Year Est. Return
–
AUM
$74.8M
AUM Growth
+$7.62M
(+11%)
Cap. Flow
+$4.67M
Cap. Flow
% of AUM
6.25%
Top 10 Holdings %
Top 10 Hldgs %
92.81%
Holding
14
New
2
Increased
6
Reduced
1
Closed
2
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DRTT
DIRTT Environmental Solutions Ltd. Common Shares
DRTT
|
+$4.34M |
| 2 |
Alico
ALCO
|
+$2.69M |
| 3 |
Transact Technologies
TACT
|
+$1.86M |
| 4 |
STRM
Streamline Health Solutions
STRM
|
+$1.84M |
| 5 |
Lifecore Biomedical
LFCR
|
+$1.26M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
EEI
Ecology and Environment
EEI
|
+$4.36M |
| 2 |
DZSI
DZS Inc. Common Stock
DZSI
|
+$3.44M |
| 3 |
FGNX
FG Nexus Inc
FGNX
|
+$292K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 43.88% |
| 2 | Healthcare | 38.78% |
| 3 | Communication Services | 5.38% |
| 4 | Consumer Staples | 3.83% |
| 5 | Financials | 3.36% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
i3 Verticals
IIIV
$419M
| $19.8M | 26.41% |
699,672
| – | – |
|
|
ENZ
2
DELISTED
Enzo Biochem, Inc.
ENZ
| $14.8M | 19.75% |
5,620,681
| – | – |
|
|
PRCP
3
DELISTED
Perceptron Inc
PRCP
| $5.43M | 7.25% |
987,091
| – | – |
|
4
Amtech Systems
ASYS
$239M
| $5.27M | 7.04% |
735,916
+67,964
| +10% | +$394K |
|
|
STRM
5
DELISTED
Streamline Health Solutions
STRM
| $4.64M | 6.21% |
222,776
+100,000
| +81% | +$1.84M |
|
|
6
Lifecore Biomedical
LFCR
$162M
| $4.17M | 5.57% |
368,272
+118,393
| +47% | +$1.26M |
|
7
Marchex
MCHX
$78M
| $4.03M | 5.38% |
1,065,959
+28,504
| +3% | +$102K |
|
|
8
Transact Technologies
TACT
$50.5M
| $3.99M | 5.33% |
363,834
+162,121
| +80% | +$1.86M |
|
|
DRTT
9
DELISTED
DIRTT Environmental Solutions Ltd. Common Shares
DRTT
| $3.81M | 5.09% |
+1,163,709
| New | +$4.34M |
|
|
QUMU
10
DELISTED
Qumu Corp.
QUMU
| $3.57M | 4.77% |
1,367,522
+100,000
| +8% | +$275K |
|
|
11
Alico
ALCO
$280M
| $2.87M | 3.83% |
+80,006
| New | +$2.69M |
|
|
FGNX
12
FG Nexus Inc
FGNX
$39.5M
| $2.51M | 3.36% |
3,641
-488
| -12% | -$292K |
|
|
DZSI
13
DELISTED
DZS Inc. Common Stock
DZSI
| – | – |
-375,285
| Closed | -$3.44M |
|
|
EEI
14
DELISTED
Ecology and Environment
EEI
| – | – |
-287,330
| Closed | -$4.36M |
|
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Harbert Fund Advisors's Q4 2019 Portfolio in Review
As of Q4 2019, Harbert Fund Advisors held 14 positions worth $74.8M, up 11% from $67.2M the previous quarter. Its ten largest holdings account for 93% of the portfolio.
Harbert Fund Advisors deployed $4.67M of net new capital in Q4 2019, opening 2 new positions and adding to 6 existing holdings. Its largest new stake was DIRTT Environmental Solutions Ltd. Common Shares: 1,163,709 shares worth $3.81M.
By sector, the portfolio is most concentrated in Technology at 44% of assets, up from 35% a quarter earlier, followed by Healthcare and Communication Services.
On the sell side, the largest reduction was FG Nexus Inc, an estimated $292K trimmed.
- Harbert Fund Advisors's largest Q4 2019 buy was DIRTT Environmental Solutions Ltd. Common Shares: 1,163,709 shares worth $3.81M.
- Harbert Fund Advisors added most to Transact Technologies in Q4 2019, an estimated $1.86M increase.
- Harbert Fund Advisors's biggest Q4 2019 reduction was FG Nexus Inc, cutting an estimated $292K.
- Harbert Fund Advisors fully exited Ecology and Environment in Q4 2019, selling an estimated $4.36M.
- Harbert Fund Advisors's ten largest holdings make up 93% of its $74.8M portfolio in Q4 2019.
- Harbert Fund Advisors opened 2 new positions and closed 2 in Q4 2019.
- Harbert Fund Advisors's portfolio value rose 11% quarter-over-quarter to $74.8M.
Based on Harbert Fund Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.