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HFA

Harbert Fund Advisors Portfolio holdings

AUM $3.03M
1-Year Est. Return 40.55%
This Fund
S&P 500
This Quarter Est. Return
+12.85%
1 Year Est. Return
+40.55%
3 Year Est. Return
+70.8%
5 Year Est. Return
+66.06%
10 Year Est. Return
–
AUM
$81.8M
AUM Growth
-$5.97M
Cap. Flow
-$9.81M
Cap. Flow %
-11.98%
Top 10 Hldgs %
82.17%
Holding
24
New
2
Increased
5
Reduced
3
Closed
7

Top Buys

Rank Stock Value
1
GBLI icon
Global Indemnity Group
GBLI
+$1.83M
2
INVE icon
Identive
INVE
+$1.68M
3
VSEC icon
VSE Corp
VSEC
+$675K
4
TACT icon
Transact Technologies
TACT
+$280K
5
MCHX icon
Marchex
MCHX
+$173K

Top Sells

Rank Stock Value
1
IIIV icon
i3 Verticals
IIIV
+$3.7M
2
HUM icon
Humana
HUM
+$508K
3
CI icon
Cigna
CI
+$468K
4
CNC icon
Centene
CNC
+$427K
5
VATE icon
INNOVATE Corp
VATE
+$251K

Sector Composition

Rank Sector Weight
1 Healthcare 32.62%
2 Technology 25.43%
3 Communication Services 6.84%
4 Financials 6.36%
5 Consumer Staples 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IIIV icon
1
i3 Verticals
IIIV
$419M
$14.2M 17.33%
561,606
-138,066
-20% -$3.7M
ENZ
2
DELISTED
Enzo Biochem, Inc.
ENZ
$11.9M 14.49%
5,620,681
– –
PRCP
3
DELISTED
Perceptron Inc
PRCP
$6.71M 8.2%
987,091
– –
QUMU
4
DELISTED
Qumu Corp.
QUMU
$6.3M 7.7%
1,367,522
– –
MCHX icon
5
Marchex
MCHX
$78M
$5.6M 6.84%
2,640,513
+98,202
+4% +$173K
STRM
6
DELISTED
Streamline Health Solutions
STRM
$5.21M 6.37%
222,776
– –
GBLI icon
7
Global Indemnity Group
GBLI
$402M
$5.2M 6.36%
250,166
+77,400
+45% +$1.83M
SITE icon
8
PUT
SiteOne Landscape Supply
SITE
$4.16B
$4.27M 5.22%
35,000
– –
ASYS icon
9
Amtech Systems
ASYS
$239M
$4.06M 4.96%
829,994
+11,493
+1% +$59.2K
ALCO icon
10
Alico
ALCO
$280M
$3.85M 4.7%
134,411
+307
+0.2% +$9.54K
AVID
11
DELISTED
Avid Technology Inc
AVID
$3.29M 4.02%
384,328
-25,100
-6% -$201K
LFCR icon
12
Lifecore Biomedical
LFCR
$162M
$2.91M 3.55%
299,116
-10,496
-3% -$100K
TACT icon
13
Transact Technologies
TACT
$50.5M
$2.57M 3.14%
513,911
+59,213
+13% +$280K
BKLN icon
14
CALL
Invesco Senior Loan ETF
BKLN
$6.96B
$2.36M 2.88%
108,500
– –
INVE icon
15
Identive
INVE
$61M
$1.97M 2.4%
+314,215
New +$1.68M
HYG icon
16
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$797K 0.97%
9,500
– –
VSEC icon
17
VSE Corp
VSEC
$5.19B
$701K 0.86%
+22,868
New +$675K
BC icon
18
PUT
Brunswick
BC
$5.23B
– –
-50,000
Closed -$3.2M
CI icon
19
Cigna
CI
$78.4B
– –
-2,495
Closed -$468K
CNC icon
20
Centene
CNC
$30.5B
– –
-6,715
Closed -$427K
FOXF icon
21
PUT
Fox Factory Holding Corp
FOXF
$794M
– –
-45,000
Closed -$3.72M
HUM icon
22
Humana
HUM
$43.9B
– –
-1,310
Closed -$508K
MZTI
23
PUT
The Marzetti Company
MZTI
$3.05B
– –
-12,500
Closed -$1.94M
VATE icon
24
INNOVATE Corp
VATE
$106M
– –
-7,500
Closed -$251K

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BPM
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Harbert Fund Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Harbert Fund Advisors held 24 positions worth $81.8M, down 6.8% from $87.8M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Harbert Fund Advisors withdrew a net $9.81M in Q3 2020, closing 7 positions and reducing 3 holdings. Its most notable exit was Humana, an estimated $508K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 33% of assets, up from 28% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Harbert Fund Advisors opened a new position in Identive worth $1.97M.

  • Harbert Fund Advisors's largest Q3 2020 buy was Identive: 314,215 shares worth $1.97M.
  • Harbert Fund Advisors added most to Global Indemnity Group in Q3 2020, an estimated $1.83M increase.
  • Harbert Fund Advisors's biggest Q3 2020 reduction was i3 Verticals, cutting an estimated $3.7M.
  • Harbert Fund Advisors fully exited Humana in Q3 2020, selling an estimated $508K.
  • Harbert Fund Advisors's ten largest holdings make up 82% of its $81.8M portfolio in Q3 2020.
  • Harbert Fund Advisors opened 2 new positions and closed 7 in Q3 2020.
  • Harbert Fund Advisors's portfolio value fell 6.8% quarter-over-quarter to $81.8M.

Based on Harbert Fund Advisors's 13F filing for Q3 2020, filed 13 Nov 2020.