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HFA

Harbert Fund Advisors Portfolio holdings

AUM $3.03M
1-Year Est. Return 40.55%
This Fund
S&P 500
This Quarter Est. Return
+20.63%
1 Year Est. Return
+40.55%
3 Year Est. Return
+70.8%
5 Year Est. Return
+66.06%
10 Year Est. Return
–
AUM
$212M
AUM Growth
+$79.9M
Cap. Flow
+$63.9M
Cap. Flow %
30.16%
Top 10 Hldgs %
76.73%
Holding
34
New
16
Increased
5
Reduced
4
Closed
8

Top Buys

Rank Stock Value
1
TBCH
Turtle Beach Corp
TBCH
+$12.1M
2
YETI icon
Yeti Holdings
YETI
+$10.3M
3
ECOL
US Ecology, Inc.
ECOL
+$7.59M
4
ISOS.U
Isos Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of
ISOS.U
+$7.48M
5
TIGR
UP Fintech Holding
TIGR
+$5.39M

Top Sells

Rank Stock Value
1
IIIV icon
i3 Verticals
IIIV
+$6.37M
2
ASYS icon
Amtech Systems
ASYS
+$5.36M
3
AVID
Avid Technology Inc
AVID
+$5.14M
4
MCHX icon
Marchex
MCHX
+$4.23M
5
ALCO icon
Alico
ALCO
+$3.5M

Sector Composition

Rank Sector Weight
1 Financials 14.11%
2 Technology 13.82%
3 Healthcare 13.38%
4 Industrials 11.15%
5 Consumer Discretionary 6.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
1
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$40.5M 19.13%
+465,000
New +$40.5M
GBLI icon
2
Global Indemnity Group
GBLI
$402M
$25.2M 11.89%
849,985
+27,508
+3% +$786K
BOX icon
3
CALL
Box
BOX
$4.49B
$23M 10.83%
+1,000,000
New +$19.5M
ENZ
4
DELISTED
Enzo Biochem, Inc.
ENZ
$17.8M 8.4%
5,175,913
-444,768
-8% -$1.38M
TBCH
5
Turtle Beach Corp
TBCH
$238M
$11.7M 5.54%
+440,100
New +$12.1M
YETI icon
6
Yeti Holdings
YETI
$3.87B
$10.5M 4.94%
+145,000
New +$10.3M
QUMU
7
DELISTED
Qumu Corp.
QUMU
$9.24M 4.36%
1,367,522
– –
INVE icon
8
Identive
INVE
$61M
$8.43M 3.98%
735,213
+130,947
+22% +$1.34M
STRM
9
DELISTED
Streamline Health Solutions
STRM
$8.13M 3.84%
264,442
+41,666
+19% +$1.19M
ECOL
10
DELISTED
US Ecology, Inc.
ECOL
$8.12M 3.83%
+195,000
New +$7.59M
ISOS.U
11
DELISTED
Isos Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of
ISOS.U
$7.47M 3.52%
+750,000
New +$7.48M
VSEC icon
12
VSE Corp
VSEC
$5.19B
$6.34M 2.99%
160,534
+62,598
+64% +$2.44M
TACT icon
13
Transact Technologies
TACT
$50.5M
$6.24M 2.94%
573,913
+22,541
+4% +$230K
BOX icon
14
Box
BOX
$4.49B
$5.74M 2.71%
+250,000
New +$4.87M
AXTA icon
15
Axalta
AXTA
$7.45B
$4.88M 2.3%
+165,000
New +$4.73M
TIGR
16
UP Fintech Holding
TIGR
$856M
$4.71M 2.22%
+265,000
New +$5.39M
IIIV icon
17
i3 Verticals
IIIV
$419M
$2.54M 1.2%
81,606
-200,000
-71% -$6.37M
AVYA
18
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$2.26M 1.07%
+80,700
New +$2.16M
TACO
19
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
$1.9M 0.9%
+198,198
New +$2.02M
LFCR icon
20
Lifecore Biomedical
LFCR
$162M
$1.62M 0.76%
152,505
-146,611
-49% -$1.65M
MCHX icon
21
Marchex
MCHX
$78M
$1.24M 0.59%
442,270
-1,447,620
-77% -$4.23M
ULTA icon
22
Ulta Beauty
ULTA
$21.8B
$1.08M 0.51%
+3,500
New +$1.09M
UNFI icon
23
United Natural Foods
UNFI
$3.04B
$942K 0.44%
+28,587
New +$796K
MSON
24
DELISTED
Misonix Inc
MSON
$813K 0.38%
+41,495
New +$693K
KLR
25
DELISTED
Kaleyra, Inc.
KLR
$783K 0.37%
+15,857
New +$813K
1
2

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Harbert Fund Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Harbert Fund Advisors held 34 positions worth $212M, up 61% from $132M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Harbert Fund Advisors deployed $63.9M of net new capital in Q1 2021, opening 16 new positions and adding to 5 existing holdings. Its largest new stake was Turtle Beach Corp: 440,100 shares worth $11.7M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 18% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was i3 Verticals, an estimated $6.37M trimmed.

  • Harbert Fund Advisors's largest Q1 2021 buy was Turtle Beach Corp: 440,100 shares worth $11.7M.
  • Harbert Fund Advisors added most to VSE Corp in Q1 2021, an estimated $2.44M increase.
  • Harbert Fund Advisors's biggest Q1 2021 reduction was i3 Verticals, cutting an estimated $6.37M.
  • Harbert Fund Advisors fully exited Amtech Systems in Q1 2021, selling an estimated $5.36M.
  • Harbert Fund Advisors's ten largest holdings make up 77% of its $212M portfolio in Q1 2021.
  • Harbert Fund Advisors opened 16 new positions and closed 8 in Q1 2021.
  • Harbert Fund Advisors's portfolio value rose 61% quarter-over-quarter to $212M.

Based on Harbert Fund Advisors's 13F filing for Q1 2021, filed 17 May 2021.