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HFA
Harbert Fund Advisors Portfolio holdings
AUM
$3.03M
1-Year Est. Return
40.55%
This Fund
S&P 500
This Quarter
Est. Return
-27.69%
1 Year Est. Return
+40.55%
3 Year Est. Return
+70.8%
5 Year Est. Return
+66.06%
10 Year Est. Return
–
AUM
$59.8M
AUM Growth
-$15M
(-20%)
Cap. Flow
+$13.6M
Cap. Flow
% of AUM
22.75%
Top 10 Holdings %
Top 10 Hldgs %
88.63%
Holding
16
New
4
Increased
6
Reduced
–
Closed
1
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Marchex
MCHX
|
+$4.2M |
| 2 |
AVID
Avid Technology Inc
AVID
|
+$3.37M |
| 3 |
Global Indemnity Group
GBLI
|
+$2.29M |
| 4 |
Alico
ALCO
|
+$1.64M |
| 5 |
DRTT
DIRTT Environmental Solutions Ltd. Common Shares
DRTT
|
+$1.46M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FGNX
FG Nexus Inc
FGNX
|
+$2.51M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 38.9% |
| 2 | Technology | 33.63% |
| 3 | Consumer Staples | 6.66% |
| 4 | Communication Services | 6.12% |
| 5 | Financials | 3.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ENZ
1
DELISTED
Enzo Biochem, Inc.
ENZ
| $14.2M | 23.77% |
5,620,681
| – | – |
|
2
i3 Verticals
IIIV
$419M
| $13.4M | 22.33% |
699,672
| – | – |
|
|
3
Alico
ALCO
$280M
| $3.98M | 6.66% |
128,371
+48,365
| +60% | +$1.64M |
|
|
4
Marchex
MCHX
$78M
| $3.66M | 6.12% |
2,525,811
+1,459,852
| +137% | +$4.2M |
|
5
Amtech Systems
ASYS
$239M
| $3.6M | 6.03% |
828,740
+92,824
| +13% | +$522K |
|
6
Lifecore Biomedical
LFCR
$162M
| $3.36M | 5.62% |
386,835
+18,563
| +5% | +$193K |
|
|
AVID
7
DELISTED
Avid Technology Inc
AVID
| $2.87M | 4.8% |
+426,325
| New | +$3.37M |
|
|
PRCP
8
DELISTED
Perceptron Inc
PRCP
| $2.84M | 4.75% |
987,091
| – | – |
|
|
STRM
9
DELISTED
Streamline Health Solutions
STRM
| $2.84M | 4.75% |
222,776
| – | – |
|
|
QUMU
10
DELISTED
Qumu Corp.
QUMU
| $2.27M | 3.8% |
1,367,522
| – | – |
|
|
11
Global Indemnity Group
GBLI
$402M
| $1.94M | 3.24% |
+75,896
| New | +$2.29M |
|
|
DRTT
12
DELISTED
DIRTT Environmental Solutions Ltd. Common Shares
DRTT
| $1.82M | 3.04% |
1,801,109
+637,400
| +55% | +$1.46M |
|
13
Transact Technologies
TACT
$50.5M
| $1.34M | 2.23% |
429,535
+65,701
| +18% | +$601K |
|
14
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| $994K | 1.66% |
+12,900
| New | +$1.09M |
|
15
PUT
Invesco Senior Loan ETF
BKLN
$6.96B
| $716K | 1.2% |
+35,000
| New | +$762K |
|
|
FGNX
16
FG Nexus Inc
FGNX
$39.5M
| – | – |
-3,641
| Closed | -$2.51M |
|
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Harbert Fund Advisors's Q1 2020 Portfolio in Review
As of Q1 2020, Harbert Fund Advisors held 16 positions worth $59.8M, down 20% from $74.8M the previous quarter. Its ten largest holdings account for 89% of the portfolio.
Harbert Fund Advisors deployed $13.6M of net new capital in Q1 2020, opening 4 new positions and adding to 6 existing holdings. Its largest new stake was Avid Technology Inc: 426,325 shares worth $2.87M.
By sector, the portfolio is most concentrated in Healthcare at 39% of assets, up from 39% a quarter earlier, followed by Technology and Consumer Staples.
On the sell side, the most notable exit was FG Nexus Inc, an estimated $2.51M sold.
- Harbert Fund Advisors's largest Q1 2020 buy was Avid Technology Inc: 426,325 shares worth $2.87M.
- Harbert Fund Advisors added most to Marchex in Q1 2020, an estimated $4.2M increase.
- Harbert Fund Advisors fully exited FG Nexus Inc in Q1 2020, selling an estimated $2.51M.
- Harbert Fund Advisors's ten largest holdings make up 89% of its $59.8M portfolio in Q1 2020.
- Harbert Fund Advisors opened 4 new positions and closed 1 in Q1 2020.
- Harbert Fund Advisors's portfolio value fell 20% quarter-over-quarter to $59.8M.
Based on Harbert Fund Advisors's 13F filing for Q1 2020, filed 14 May 2020.