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HFA

Harbert Fund Advisors Portfolio holdings

AUM $3.03M
1-Year Est. Return 40.55%
This Fund
S&P 500
This Quarter Est. Return
+33%
1 Year Est. Return
+40.55%
3 Year Est. Return
+70.8%
5 Year Est. Return
+66.06%
10 Year Est. Return
–
AUM
$132M
AUM Growth
+$50.2M
Cap. Flow
+$28.1M
Cap. Flow %
21.26%
Top 10 Hldgs %
82.12%
Holding
22
New
5
Increased
5
Reduced
4
Closed
4

Top Buys

Rank Stock Value
1
GBLI icon
Global Indemnity Group
GBLI
+$14.6M
2
VSEC icon
VSE Corp
VSEC
+$2.56M
3
MAPS
WM TECHNOLOGY INC A
MAPS
+$2.26M
4
INVE icon
Identive
INVE
+$2M
5
RXT icon
Rackspace Technology
RXT
+$1.85M

Top Sells

Rank Stock Value
1
IIIV icon
i3 Verticals
IIIV
+$7.5M
2
PRCP
Perceptron Inc
PRCP
+$6.71M
3
MCHX icon
Marchex
MCHX
+$1.52M
4
AVID
Avid Technology Inc
AVID
+$673K
5
ALCO icon
Alico
ALCO
+$668K

Sector Composition

Rank Sector Weight
1 Financials 17.81%
2 Technology 17.62%
3 Healthcare 17.14%
4 Industrials 6.75%
5 Communication Services 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBLI icon
1
Global Indemnity Group
GBLI
$402M
$23.5M 17.81%
822,477
+572,311
+229% +$14.6M
SPY icon
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$20.2M 15.29%
+54,000
New +$19.2M
ENZ
3
DELISTED
Enzo Biochem, Inc.
ENZ
$14.2M 10.73%
5,620,681
– –
QUMU
4
DELISTED
Qumu Corp.
QUMU
$10.9M 8.28%
1,367,522
– –
QQQ icon
5
PUT
Invesco QQQ Trust
QQQ
$436B
$9.41M 7.13%
+30,000
New +$8.81M
IIIV icon
6
i3 Verticals
IIIV
$419M
$9.35M 7.08%
281,606
-280,000
-50% -$7.5M
ASYS icon
7
Amtech Systems
ASYS
$239M
$5.36M 4.06%
840,351
+10,357
+1% +$61.6K
STRM
8
DELISTED
Streamline Health Solutions
STRM
$5.21M 3.95%
222,776
– –
AVID
9
DELISTED
Avid Technology Inc
AVID
$5.14M 3.9%
324,177
-60,151
-16% -$673K
INVE icon
10
Identive
INVE
$61M
$5.14M 3.89%
604,266
+290,051
+92% +$2M
TACT icon
11
Transact Technologies
TACT
$50.5M
$3.92M 2.97%
551,372
+37,461
+7% +$295K
VSEC icon
12
VSE Corp
VSEC
$5.19B
$3.77M 2.86%
97,936
+75,068
+328% +$2.56M
MCHX icon
13
Marchex
MCHX
$78M
$3.7M 2.81%
1,889,890
-750,623
-28% -$1.52M
ALCO icon
14
Alico
ALCO
$280M
$3.5M 2.65%
112,700
-21,711
-16% -$668K
LFCR icon
15
Lifecore Biomedical
LFCR
$162M
$3.25M 2.46%
299,116
– –
MAPS
16
DELISTED
WM TECHNOLOGY INC A
MAPS
$2.68M 2.03%
+210,000
New +$2.26M
RXT icon
17
Rackspace Technology
RXT
$960M
$1.95M 1.48%
+102,200
New +$1.85M
VIXY icon
18
ProShares VIX Short-Term Futures ETF
VIXY
$221M
$838K 0.63%
+763
New +$1.02M
BKLN icon
19
CALL
Invesco Senior Loan ETF
BKLN
$6.96B
– –
-108,500
Closed -$2.36M
HYG icon
20
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
– –
-9,500
Closed -$797K
SITE icon
21
PUT
SiteOne Landscape Supply
SITE
$4.16B
– –
-35,000
Closed -$4.27M
PRCP
22
DELISTED
Perceptron Inc
PRCP
– –
-987,091
Closed -$6.71M

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BPM
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Harbert Fund Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Harbert Fund Advisors held 22 positions worth $132M, up 61% from $81.8M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Harbert Fund Advisors deployed $28.1M of net new capital in Q4 2020, opening 5 new positions and adding to 5 existing holdings. Its largest new stake was WM TECHNOLOGY INC A: 210,000 shares worth $2.68M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 6.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was i3 Verticals, an estimated $7.5M trimmed.

  • Harbert Fund Advisors's largest Q4 2020 buy was WM TECHNOLOGY INC A: 210,000 shares worth $2.68M.
  • Harbert Fund Advisors added most to Global Indemnity Group in Q4 2020, an estimated $14.6M increase.
  • Harbert Fund Advisors's biggest Q4 2020 reduction was i3 Verticals, cutting an estimated $7.5M.
  • Harbert Fund Advisors fully exited Perceptron Inc in Q4 2020, selling an estimated $6.71M.
  • Harbert Fund Advisors's ten largest holdings make up 82% of its $132M portfolio in Q4 2020.
  • Harbert Fund Advisors opened 5 new positions and closed 4 in Q4 2020.
  • Harbert Fund Advisors's portfolio value rose 61% quarter-over-quarter to $132M.

Based on Harbert Fund Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.