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HFA

Harbert Fund Advisors Portfolio holdings

AUM $3.03M
1-Year Est. Return 40.55%
This Fund
S&P 500
This Quarter Est. Return
-9.53%
1 Year Est. Return
+40.55%
3 Year Est. Return
+70.8%
5 Year Est. Return
+66.06%
10 Year Est. Return
–
AUM
$140M
AUM Growth
-$38.1M
Cap. Flow
-$19.5M
Cap. Flow %
-13.88%
Top 10 Hldgs %
44.3%
Holding
55
New
11
Increased
9
Reduced
5
Closed
10

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$3.66M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.93M
3
ISRG icon
Intuitive Surgical
ISRG
+$2.65M
4
META icon
Meta Platforms (Facebook)
META
+$2.18M
5
NVDA icon
NVIDIA
NVDA
+$1.79M

Top Sells

Rank Stock Value
1
FNKO icon
Funko
FNKO
+$4.33M
2
ENPH icon
Enphase Energy
ENPH
+$2.93M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$2.39M
4
CTLT
CATALENT, INC.
CTLT
+$2.17M
5
TMUS icon
T-Mobile US
TMUS
+$1.81M

Sector Composition

Rank Sector Weight
1 Healthcare 28.84%
2 Technology 24.36%
3 Consumer Discretionary 19.49%
4 Industrials 13.08%
5 Communication Services 12.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
51
UnitedHealth
UNH
$382B
– –
-2,500
Closed -$1.2M
WSC icon
52
WillScot Mobile Mini Holdings
WSC
$4.37B
– –
-50,000
Closed -$2.39M
CTLT
53
CALL
DELISTED
CATALENT, INC.
CTLT
– –
-6,500
Closed -$282K
CTLT
54
DELISTED
CATALENT, INC.
CTLT
– –
-50,000
Closed -$2.17M
SCU
55
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
– –
-162,727
Closed -$1.44M
1 2
3

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BPM
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Harbert Fund Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Harbert Fund Advisors held 55 positions worth $140M, down 21% from $178M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Harbert Fund Advisors withdrew a net $19.5M in Q3 2023, closing 10 positions and reducing 5 holdings. Its most notable exit was Funko, an estimated $4.33M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 29% of assets, up from 28% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Harbert Fund Advisors opened a new position in Alibaba worth $3.47M.

  • Harbert Fund Advisors's largest Q3 2023 buy was Alibaba: 40,000 shares worth $3.47M.
  • Harbert Fund Advisors added most to Alphabet (Google) Class C in Q3 2023, an estimated $2.93M increase.
  • Harbert Fund Advisors's biggest Q3 2023 reduction was Advanced Micro Devices, cutting an estimated $1.41M.
  • Harbert Fund Advisors fully exited Funko in Q3 2023, selling an estimated $4.33M.
  • Harbert Fund Advisors's ten largest holdings make up 44% of its $140M portfolio in Q3 2023.
  • Harbert Fund Advisors opened 11 new positions and closed 10 in Q3 2023.
  • Harbert Fund Advisors's portfolio value fell 21% quarter-over-quarter to $140M.

Based on Harbert Fund Advisors's 13F filing for Q3 2023, filed 14 Nov 2023.