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HFA

Harbert Fund Advisors Portfolio holdings

AUM $3.03M
1-Year Est. Return 40.55%
This Fund
S&P 500
This Quarter Est. Return
-9.53%
1 Year Est. Return
+40.55%
3 Year Est. Return
+70.8%
5 Year Est. Return
+66.06%
10 Year Est. Return
–
AUM
$140M
AUM Growth
-$38.1M
Cap. Flow
-$19.5M
Cap. Flow %
-13.88%
Top 10 Hldgs %
44.3%
Holding
55
New
11
Increased
9
Reduced
5
Closed
10

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$3.66M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.93M
3
ISRG icon
Intuitive Surgical
ISRG
+$2.65M
4
META icon
Meta Platforms (Facebook)
META
+$2.18M
5
NVDA icon
NVIDIA
NVDA
+$1.79M

Top Sells

Rank Stock Value
1
FNKO icon
Funko
FNKO
+$4.33M
2
ENPH icon
Enphase Energy
ENPH
+$2.93M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$2.39M
4
CTLT
CATALENT, INC.
CTLT
+$2.17M
5
TMUS icon
T-Mobile US
TMUS
+$1.81M

Sector Composition

Rank Sector Weight
1 Healthcare 28.84%
2 Technology 24.36%
3 Consumer Discretionary 19.49%
4 Industrials 13.08%
5 Communication Services 12.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISRG icon
26
Intuitive Surgical
ISRG
$127B
$2.48M 1.77%
+8,500
New +$2.65M
PCOR icon
27
Procore
PCOR
$7.57B
$2.45M 1.75%
37,500
+2,500
+7% +$167K
DE icon
28
Deere & Co
DE
$165B
$2.36M 1.68%
6,250
+750
+14% +$309K
LQDA icon
29
Liquidia Corp
LQDA
$7.72B
$2.15M 1.53%
339,158
– –
AMD icon
30
Advanced Micro Devices
AMD
$700B
$1.75M 1.25%
17,000
-13,000
-43% -$1.41M
NVDA icon
31
NVIDIA
NVDA
$4.6T
$1.74M 1.24%
+40,000
New +$1.79M
IIIV icon
32
i3 Verticals
IIIV
$419M
$1.73M 1.23%
81,606
– –
NFLX icon
33
Netflix
NFLX
$307B
$1.23M 0.88%
+32,500
New +$1.38M
FWONK icon
34
Liberty Media Series C
FWONK
$25.5B
$1.21M 0.87%
+19,500
New +$1.34M
EMR icon
35
Emerson Electric
EMR
$81.6B
$1.21M 0.86%
+12,500
New +$1.19M
SHCR
36
DELISTED
Sharecare, Inc. Class A Common Stock
SHCR
$821K 0.59%
873,488
– –
PCT icon
37
PureCycle Technologies
PCT
$1.19B
$680K 0.49%
121,274
– –
WM icon
38
Waste Management
WM
$95B
$534K 0.38%
+3,500
New +$566K
BSX icon
39
Boston Scientific
BSX
$68.4B
$528K 0.38%
10,000
-22,500
-69% -$1.18M
GTLB icon
40
GitLab
GTLB
$5.75B
$509K 0.36%
+11,250
New +$539K
BRZE icon
41
Braze
BRZE
$3.02B
$502K 0.36%
+10,750
New +$472K
HUBS icon
42
HubSpot
HUBS
$12.9B
$493K 0.35%
+1,000
New +$522K
GORV
43
DELISTED
Lazydays
GORV
$436K 0.31%
1,913
-291
-13% -$95.8K
DRRX
44
DELISTED
DURECT Corp
DRRX
$326K 0.23%
130,933
– –
DHR icon
45
Danaher
DHR
$138B
$248K 0.18%
+1,128
New +$252K
ENPH icon
46
Enphase Energy
ENPH
$4.62B
– –
-17,500
Closed -$2.93M
FNKO icon
47
Funko
FNKO
$346M
– –
-400,000
Closed -$4.33M
NKE icon
48
Nike
NKE
$64.1B
– –
-10,000
Closed -$1.1M
SSYS icon
49
CALL
Stratasys
SSYS
$666M
– –
-1,250,000
Closed -$22.2M
TMUS icon
50
T-Mobile US
TMUS
$195B
– –
-13,000
Closed -$1.81M
1
2
3

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BPM
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CAGAS
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SCM
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Harbert Fund Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Harbert Fund Advisors held 55 positions worth $140M, down 21% from $178M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Harbert Fund Advisors withdrew a net $19.5M in Q3 2023, closing 10 positions and reducing 5 holdings. Its most notable exit was Funko, an estimated $4.33M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 29% of assets, up from 28% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Harbert Fund Advisors opened a new position in Alibaba worth $3.47M.

  • Harbert Fund Advisors's largest Q3 2023 buy was Alibaba: 40,000 shares worth $3.47M.
  • Harbert Fund Advisors added most to Alphabet (Google) Class C in Q3 2023, an estimated $2.93M increase.
  • Harbert Fund Advisors's biggest Q3 2023 reduction was Advanced Micro Devices, cutting an estimated $1.41M.
  • Harbert Fund Advisors fully exited Funko in Q3 2023, selling an estimated $4.33M.
  • Harbert Fund Advisors's ten largest holdings make up 44% of its $140M portfolio in Q3 2023.
  • Harbert Fund Advisors opened 11 new positions and closed 10 in Q3 2023.
  • Harbert Fund Advisors's portfolio value fell 21% quarter-over-quarter to $140M.

Based on Harbert Fund Advisors's 13F filing for Q3 2023, filed 14 Nov 2023.