HFA

Harbert Fund Advisors Portfolio holdings

AUM $33.3M
This Quarter Return
-0.02%
1 Year Return
+7.15%
3 Year Return
+56.18%
5 Year Return
+111.45%
10 Year Return
–
AUM
$125M
AUM Growth
+$125M
Cap. Flow
+$14.2M
Cap. Flow %
11.36%
Top 10 Hldgs %
57.08%
Holding
58
New
9
Increased
13
Reduced
5
Closed
7

Top Buys

1
TH icon
Target Hospitality
TH
$5.68M
2
AMZN icon
Amazon
AMZN
$2.71M
3
YETI icon
Yeti Holdings
YETI
$2.14M
4
WDAY icon
Workday
WDAY
$1.87M
5
BSX icon
Boston Scientific
BSX
$1.87M

Top Sells

1
LUCK
Lucky Strike Entertainment Corporation
LUCK
$5.83M
2
DFIN icon
Donnelley Financial Solutions
DFIN
$4.29M
3
UNH icon
UnitedHealth
UNH
$1.06M
4
TBCH
Turtle Beach Corporation Common Stock
TBCH
$1.05M
5
VYX icon
NCR Voyix
VYX
$650K

Sector Composition

1 Healthcare 30.83%
2 Industrials 19.45%
3 Technology 16.23%
4 Consumer Discretionary 12.8%
5 Communication Services 10.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IQV icon
26
IQVIA
IQV
$31.2B
$1.81M 0.96%
10,000
+5,075
+103% +$919K
LQDA icon
27
Liquidia Corp
LQDA
$2.46B
$1.79M 0.95%
329,158
-101,300
-24% -$551K
SHCR
28
DELISTED
Sharecare, Inc. Class A Common Stock
SHCR
$1.66M 0.88%
873,488
– –
IIIV icon
29
i3 Verticals
IIIV
$731M
$1.64M 0.87%
81,606
– –
GOOG icon
30
Alphabet (Google) Class C
GOOG
$2.56T
$1.56M 0.83%
16,250
+15,797
+3,487% +$1.52M
FENC icon
31
Fennec Pharmaceuticals
FENC
$248M
$1.54M 0.82%
189,750
– –
QUMU
32
DELISTED
Qumu Corp.
QUMU
$1.03M 0.55%
1,695,785
– –
AJRD
33
DELISTED
Aerojet Rocketdyne Holdings, Inc.
AJRD
$1M 0.53%
+25,000
New +$1M
AGS
34
DELISTED
PlayAGS
AGS
$789K 0.42%
+148,916
New +$789K
DRRX icon
35
DURECT Corp
DRRX
$60.2M
$735K 0.39%
1,271,402
– –
PATH icon
36
UiPath
PATH
$5.83B
$677K 0.36%
+53,711
New +$677K
MXCT icon
37
MaxCyte
MXCT
$143M
$639K 0.34%
98,304
– –
PCT icon
38
PureCycle Technologies
PCT
$2.47B
$535K 0.28%
66,255
– –
PRM icon
39
Perimeter Solutions
PRM
$3.3B
$300K 0.16%
+37,500
New +$300K
MSOS icon
40
AdvisorShares Pure US Cannabis ETF
MSOS
$913M
$236K 0.13%
26,500
– –
NVRI icon
41
Enviri
NVRI
$883M
$187K 0.1%
+50,000
New +$187K
UPH
42
DELISTED
UpHealth, Inc.
UPH
$27K 0.01%
50,000
-181,000
-78% -$97.7K
DFIN icon
43
Donnelley Financial Solutions
DFIN
$1.54B
– –
-146,530
Closed -$4.29M
EWG icon
44
iShares MSCI Germany ETF
EWG
$2.49B
– –
0
– –
HYG icon
45
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.7B
– –
0
– –
IWM icon
46
iShares Russell 2000 ETF
IWM
$66.6B
– –
0
– –
KSS icon
47
Kohl's
KSS
$1.81B
– –
0
– –
NOW icon
48
ServiceNow
NOW
$189B
– –
-650
Closed -$309K
QQQ icon
49
Invesco QQQ Trust
QQQ
$361B
– –
0
– –
SPY icon
50
SPDR S&P 500 ETF Trust
SPY
$653B
– –
0
– –
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