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HFA

Harbert Fund Advisors Portfolio holdings

AUM $3.03M
1-Year Est. Return 40.55%
This Fund
S&P 500
This Quarter Est. Return
+2.85%
1 Year Est. Return
+40.55%
3 Year Est. Return
+70.8%
5 Year Est. Return
+66.06%
10 Year Est. Return
–
AUM
$397M
AUM Growth
+$115M
Cap. Flow
+$127M
Cap. Flow %
31.9%
Top 10 Hldgs %
61.16%
Holding
53
New
16
Increased
12
Reduced
5
Closed
8

Top Buys

Rank Stock Value
1
HR icon
Healthcare Realty
HR
+$15.2M
2
XM
Qualtrics International Inc. Class A Common Stock
XM
+$12.8M
3
SOVO
Sovos Brands, Inc. Common Stock
SOVO
+$7.1M
4
MGI
MoneyGram International, Inc. New
MGI
+$6.03M
5
DIBS icon
1stdibs.com
DIBS
+$5.55M

Top Sells

Rank Stock Value
1
FLOW
SPX FLOW, Inc.
FLOW
+$10.7M
2
MXCT icon
MaxCyte
MXCT
+$6.73M
3
ECOL
US Ecology, Inc.
ECOL
+$6.32M
4
CROX icon
Crocs
CROX
+$2.87M
5
MCFT icon
MasterCraft Boat Holdings
MCFT
+$2.27M

Sector Composition

Rank Sector Weight
1 Technology 13.33%
2 Industrials 11.92%
3 Healthcare 10.41%
4 Financials 5.38%
5 Real Estate 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIBS icon
26
1stdibs.com
DIBS
$148M
$4.99M 1.26%
+399,039
New +$5.55M
SHCR
27
DELISTED
Sharecare, Inc. Class A Common Stock
SHCR
$3.92M 0.99%
873,488
– –
QUMU
28
DELISTED
Qumu Corp.
QUMU
$3.6M 0.91%
1,695,785
– –
PPC icon
29
Pilgrim's Pride
PPC
$7.13B
$2.82M 0.71%
+100,000
New +$2.85M
CMTL icon
30
Comtech Telecommunications
CMTL
$49.7M
$2.5M 0.63%
+105,340
New +$2.58M
LQDA icon
31
Liquidia Corp
LQDA
$7.72B
$2.1M 0.53%
430,458
+9,519
+2% +$38K
JACK icon
32
Jack in the Box
JACK
$314M
$2.01M 0.51%
+22,978
New +$2.13M
IIIV icon
33
i3 Verticals
IIIV
$419M
$1.86M 0.47%
81,606
– –
DRRX
34
DELISTED
DURECT Corp
DRRX
$1.25M 0.32%
127,140
– –
MSOS icon
35
AdvisorShares Pure US Cannabis ETF
MSOS
$814M
$1.19M 0.3%
+46,500
New +$1.28M
MXCT icon
36
MaxCyte
MXCT
$108M
$1M 0.25%
98,304
-626,552
-86% -$6.73M
FENC icon
37
Fennec Pharmaceuticals
FENC
$335M
$835K 0.21%
189,750
+15,000
+9% +$112K
UPH
38
DELISTED
UpHealth, Inc.
UPH
$831K 0.21%
37,100
+32,100
+642% +$743K
AVYA
39
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$782K 0.2%
+39,500
New +$779K
KLR
40
DELISTED
Kaleyra, Inc.
KLR
$643K 0.16%
18,286
+1,429
+8% +$54.4K
PCT icon
41
PureCycle Technologies
PCT
$1.19B
$634K 0.16%
66,255
– –
VATE icon
42
INNOVATE Corp
VATE
$106M
$513K 0.13%
13,852
– –
CURO
43
DELISTED
CURO Group Holdings Corp.
CURO
$496K 0.13%
+31,000
New +$539K
BOWL.WS
44
DELISTED
Bowlero Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an e
BOWL.WS
$288K 0.07%
+250,000
New +$289K
CROX icon
45
Crocs
CROX
$6.63B
– –
-20,000
Closed -$2.87M
MCFT icon
46
MasterCraft Boat Holdings
MCFT
$596M
– –
-90,640
Closed -$2.27M
ULTA icon
47
Ulta Beauty
ULTA
$21.8B
– –
-6,000
Closed -$2.17M
WSC icon
48
WillScot Mobile Mini Holdings
WSC
$4.37B
– –
-62,682
Closed -$1.99M
FLOW
49
CALL
DELISTED
SPX FLOW, Inc.
FLOW
– –
-250,000
Closed -$18.3M
FLOW
50
DELISTED
SPX FLOW, Inc.
FLOW
– –
-146,520
Closed -$10.7M
1
2
3

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Harbert Fund Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Harbert Fund Advisors held 53 positions worth $397M, up 41% from $282M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Harbert Fund Advisors deployed $127M of net new capital in Q4 2021, opening 16 new positions and adding to 12 existing holdings. Its largest new stake was Healthcare Realty: 455,058 shares worth $15.2M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was MaxCyte, an estimated $6.73M trimmed.

  • Harbert Fund Advisors's largest Q4 2021 buy was Healthcare Realty: 455,058 shares worth $15.2M.
  • Harbert Fund Advisors added most to Citrix Systems Inc in Q4 2021, an estimated $3M increase.
  • Harbert Fund Advisors's biggest Q4 2021 reduction was MaxCyte, cutting an estimated $6.73M.
  • Harbert Fund Advisors fully exited SPX FLOW, Inc. in Q4 2021, selling an estimated $10.7M.
  • Harbert Fund Advisors's ten largest holdings make up 61% of its $397M portfolio in Q4 2021.
  • Harbert Fund Advisors opened 16 new positions and closed 8 in Q4 2021.
  • Harbert Fund Advisors's portfolio value rose 41% quarter-over-quarter to $397M.

Based on Harbert Fund Advisors's 13F filing for Q4 2021, filed 14 Feb 2022.