HFA

Harbert Fund Advisors Portfolio holdings

AUM $33.3M
This Quarter Return
+4.7%
1 Year Return
+7.15%
3 Year Return
+56.18%
5 Year Return
+111.45%
10 Year Return
–
AUM
$179M
AUM Growth
+$179M
Cap. Flow
+$33.5M
Cap. Flow %
18.7%
Top 10 Hldgs %
66.69%
Holding
43
New
18
Increased
8
Reduced
1
Closed
10

Top Buys

1
LUCK
Lucky Strike Entertainment Corporation
LUCK
$7.41M
2
ARAY icon
Accuray
ARAY
$7.37M
3
BFX
BowFlex Inc.
BFX
$7.25M
4
CVA
Covanta Holding Corporation
CVA
$6.87M
5
CTRN icon
Citi Trends
CTRN
$6.39M

Top Sells

1
YETI icon
Yeti Holdings
YETI
$10.5M
2
ISOS.U
Isos Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of
ISOS.U
$7.47M
3
BOX icon
Box
BOX
$5.74M
4
AXTA icon
Axalta
AXTA
$4.88M
5
TIGR
UP Fintech Holding
TIGR
$4.71M

Sector Composition

1 Technology 25.73%
2 Industrials 20.63%
3 Healthcare 20.28%
4 Consumer Discretionary 15.15%
5 Financials 12.04%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PCT icon
26
PureCycle Technologies
PCT
$2.57B
$1.14M 0.64%
+48,200
New +$1.14M
FENC icon
27
Fennec Pharmaceuticals
FENC
$247M
$881K 0.49%
+120,851
New +$881K
RXT icon
28
Rackspace Technology
RXT
$302M
$657K 0.37%
+33,500
New +$657K
VATE icon
29
INNOVATE Corp
VATE
$72.1M
$551K 0.31%
138,519
-51,981
-27% -$207K
UPH
30
DELISTED
UpHealth, Inc.
UPH
$337K 0.19%
+50,000
New +$337K
ISOS.WS
31
DELISTED
Isos Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share
ISOS.WS
$250K 0.14%
+250,000
New +$250K
LQDA icon
32
Liquidia Corp
LQDA
$2.38B
$128K 0.07%
+44,771
New +$128K
AXTA icon
33
Axalta
AXTA
$6.77B
– –
-165,000
Closed -$4.88M
BOX icon
34
Box
BOX
$4.73B
– –
-250,000
Closed -$5.74M
HYG icon
35
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
– –
0
– –
LFCR icon
36
Lifecore Biomedical
LFCR
$285M
– –
-152,505
Closed -$1.62M
MCHX icon
37
Marchex
MCHX
$86.6M
– –
-442,270
Closed -$1.24M
TIGR
38
UP Fintech Holding
TIGR
$2.21B
– –
-265,000
Closed -$4.71M
ULTA icon
39
Ulta Beauty
ULTA
$22.1B
– –
-3,500
Closed -$1.08M
UNFI icon
40
United Natural Foods
UNFI
$1.71B
– –
-28,587
Closed -$942K
YETI icon
41
Yeti Holdings
YETI
$2.86B
– –
-145,000
Closed -$10.5M
ISOS.U
42
DELISTED
Isos Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of
ISOS.U
– –
-750,000
Closed -$7.47M
TACO
43
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
– –
-198,198
Closed -$1.9M
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