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HFA

Harbert Fund Advisors Portfolio holdings

AUM $3.03M
1-Year Est. Return 40.55%
This Fund
S&P 500
This Quarter Est. Return
+20.63%
1 Year Est. Return
+40.55%
3 Year Est. Return
+70.8%
5 Year Est. Return
+66.06%
10 Year Est. Return
–
AUM
$212M
AUM Growth
+$79.9M
Cap. Flow
+$63.9M
Cap. Flow %
30.16%
Top 10 Hldgs %
76.73%
Holding
34
New
16
Increased
5
Reduced
4
Closed
8

Top Buys

Rank Stock Value
1
TBCH
Turtle Beach Corp
TBCH
+$12.1M
2
YETI icon
Yeti Holdings
YETI
+$10.3M
3
ECOL
US Ecology, Inc.
ECOL
+$7.59M
4
ISOS.U
Isos Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of
ISOS.U
+$7.48M
5
TIGR
UP Fintech Holding
TIGR
+$5.39M

Top Sells

Rank Stock Value
1
IIIV icon
i3 Verticals
IIIV
+$6.37M
2
ASYS icon
Amtech Systems
ASYS
+$5.36M
3
AVID
Avid Technology Inc
AVID
+$5.14M
4
MCHX icon
Marchex
MCHX
+$4.23M
5
ALCO icon
Alico
ALCO
+$3.5M

Sector Composition

Rank Sector Weight
1 Financials 14.11%
2 Technology 13.82%
3 Healthcare 13.38%
4 Industrials 11.15%
5 Consumer Discretionary 6.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VATE icon
26
INNOVATE Corp
VATE
$106M
$751K 0.35%
+19,050
New +$707K
ALCO icon
27
Alico
ALCO
$280M
– –
-112,700
Closed -$3.5M
ASYS icon
28
Amtech Systems
ASYS
$239M
– –
-840,351
Closed -$5.36M
MAPS
29
DELISTED
WM TECHNOLOGY INC A
MAPS
– –
-210,000
Closed -$2.68M
QQQ icon
30
PUT
Invesco QQQ Trust
QQQ
$436B
– –
-30,000
Closed -$9.41M
RXT icon
31
Rackspace Technology
RXT
$960M
– –
-102,200
Closed -$1.95M
SPY icon
32
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$771B
– –
-54,000
Closed -$20.2M
VIXY icon
33
ProShares VIX Short-Term Futures ETF
VIXY
$221M
– –
-763
Closed -$838K
AVID
34
DELISTED
Avid Technology Inc
AVID
– –
-324,177
Closed -$5.14M
1
2

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Harbert Fund Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Harbert Fund Advisors held 34 positions worth $212M, up 61% from $132M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Harbert Fund Advisors deployed $63.9M of net new capital in Q1 2021, opening 16 new positions and adding to 5 existing holdings. Its largest new stake was Turtle Beach Corp: 440,100 shares worth $11.7M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 18% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was i3 Verticals, an estimated $6.37M trimmed.

  • Harbert Fund Advisors's largest Q1 2021 buy was Turtle Beach Corp: 440,100 shares worth $11.7M.
  • Harbert Fund Advisors added most to VSE Corp in Q1 2021, an estimated $2.44M increase.
  • Harbert Fund Advisors's biggest Q1 2021 reduction was i3 Verticals, cutting an estimated $6.37M.
  • Harbert Fund Advisors fully exited Amtech Systems in Q1 2021, selling an estimated $5.36M.
  • Harbert Fund Advisors's ten largest holdings make up 77% of its $212M portfolio in Q1 2021.
  • Harbert Fund Advisors opened 16 new positions and closed 8 in Q1 2021.
  • Harbert Fund Advisors's portfolio value rose 61% quarter-over-quarter to $212M.

Based on Harbert Fund Advisors's 13F filing for Q1 2021, filed 17 May 2021.