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GAAM

Guinness Atkinson Asset Management Portfolio holdings

AUM $223M
1-Year Est. Return 42.52%
This Fund
S&P 500
This Quarter Est. Return
+7.87%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$101M
AUM Growth
-$2.58M
Cap. Flow
-$9.1M
Cap. Flow %
-8.98%
Top 10 Hldgs %
28.5%
Holding
83
New
3
Increased
17
Reduced
14
Closed
12

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$1.76M
2
TGNA
TEGNA Inc
TGNA
+$1.6M
3
ORA icon
Ormat Technologies
ORA
+$252K
4
CEO
CNOOC Limited
CEO
+$175K
5
SOL
Emeren Group
SOL
+$149K

Top Sells

Rank Stock Value
1
BBY icon
Best Buy
BBY
+$2.52M
2
AVTA
Avantax, Inc. Common Stock
AVTA
+$1.62M
3
NOK icon
Nokia
NOK
+$1.41M
4
TSL
Trina Solar Limited
TSL
+$782K
5
TM icon
Toyota
TM
+$769K

Sector Composition

Rank Sector Weight
1 Energy 42.48%
2 Technology 22.85%
3 Communication Services 15.79%
4 Financials 7.91%
5 Healthcare 3.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDLZ icon
76
Mondelez International
MDLZ
$79.5B
– –
-1,920
Closed -$60K
NOK icon
77
Nokia
NOK
$51B
– –
-216,422
Closed -$1.41M
PFE icon
78
Pfizer
PFE
$143B
– –
-2,182
Closed -$59K
TM icon
79
Toyota
TM
$224B
– –
-6,010
Closed -$769K
AVTA
80
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-70,460
Closed -$1.62M
PTR
81
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
– –
-1,400
Closed -$154K
KRFT
82
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-1,063
Closed -$56K
LDK
83
DELISTED
LDK SOLAR CO LTD.
LDK
– –
-357,700
Closed -$690K
1 2 3
4

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Guinness Atkinson Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Guinness Atkinson Asset Management held 83 positions worth $101M, down 2.5% from $104M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Guinness Atkinson Asset Management withdrew a net $9.1M in Q4 2013, closing 12 positions and reducing 14 holdings. Its most notable exit was Best Buy, an estimated $2.52M position sold in full.

By sector, the portfolio is most concentrated in Energy at 42% of assets, up from 41% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Guinness Atkinson Asset Management opened a new position in Qualcomm worth $1.85M.

  • Guinness Atkinson Asset Management's largest Q4 2013 buy was Qualcomm: 24,900 shares worth $1.85M.
  • Guinness Atkinson Asset Management added most to Ormat Technologies in Q4 2013, an estimated $252K increase.
  • Guinness Atkinson Asset Management's biggest Q4 2013 reduction was Trina Solar Limited, cutting an estimated $782K.
  • Guinness Atkinson Asset Management fully exited Best Buy in Q4 2013, selling an estimated $2.52M.
  • Guinness Atkinson Asset Management's ten largest holdings make up 28% of its $101M portfolio in Q4 2013.
  • Guinness Atkinson Asset Management opened 3 new positions and closed 12 in Q4 2013.
  • Guinness Atkinson Asset Management's portfolio value fell 2.5% quarter-over-quarter to $101M.

Based on Guinness Atkinson Asset Management's 13F filing for Q4 2013, filed 29 Jan 2014.