We are live on ! Find out more
GAAM

Guinness Atkinson Asset Management Portfolio holdings

AUM $223M
1-Year Est. Return 42.52%
This Fund
S&P 500
This Quarter Est. Return
+20.96%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$104M
AUM Growth
+$9.11M
Cap. Flow
-$5.8M
Cap. Flow %
-5.58%
Top 10 Hldgs %
28.1%
Holding
82
New
1
Increased
19
Reduced
30
Closed
2

Top Buys

Rank Stock Value
1
JKS
JinkoSolar
JKS
+$578K
2
LUMN icon
Lumen
LUMN
+$504K
3
BP icon
BP
BP
+$371K
4
HRB icon
H&R Block
HRB
+$332K
5
CIG icon
CEMIG Preferred Shares
CIG
+$331K

Top Sells

Rank Stock Value
1
PWER
POWER-ONE INC COM STK NEW (DE)
PWER
+$714K
2
NBL
Noble Energy, Inc.
NBL
+$608K
3
CHK
Chesapeake Energy Corporation
CHK
+$557K
4
SGY
Stone Energy
SGY
+$520K
5
HES
Hess
HES
+$499K

Sector Composition

Rank Sector Weight
1 Energy 40.74%
2 Technology 23.26%
3 Communication Services 13.95%
4 Financials 8.59%
5 Consumer Discretionary 7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
76
Merck
MRK
$314B
$54K 0.05%
1,195
– –
MSFT icon
77
Microsoft
MSFT
$3.62T
$52K 0.05%
1,550
– –
RAI
78
DELISTED
Reynolds American Inc
RAI
$52K 0.05%
2,120
– –
CHL
79
DELISTED
China Mobile Limited
CHL
$49K 0.05%
860
– –
KO icon
80
Coca-Cola
KO
$373B
$46K 0.04%
1,220
– –
STP
81
DELISTED
SUNTECH POWER HOLDINGS CO., LTD
STP
– –
-247,291
Closed -$255K
PWER
82
DELISTED
POWER-ONE INC COM STK NEW (DE)
PWER
– –
-113,000
Closed -$714K
1 2 3
4

Similar funds

EF
Elite Financial Lewiston, Idaho $223M AUM 15.88% 1-Year Est. Return
E
EntreWealth Austin, Texas $223M AUM 14.93% 1-Year Est. Return
MAM
Mainsail Asset Management Birmingham, Alabama $223M AUM 15.09% 1-Year Est. Return
AWM
Ariadne Wealth Management Santa Barbara, California $223M AUM 36.41% 1-Year Est. Return
SCM
Sterneck Capital Management Kansas City, Missouri $223M AUM 17.15% 1-Year Est. Return
CWA
Cura Wealth Advisors Chicago, Illinois $223M AUM 1.48% 1-Year Est. Return
RCM
Regency Capital Management Honolulu, Hawaii $224M AUM 26.03% 1-Year Est. Return
AM
Aspect Management Palo Alto, California $224M AUM

Guinness Atkinson Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Guinness Atkinson Asset Management held 82 positions worth $104M, up 9.6% from $94.8M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Guinness Atkinson Asset Management withdrew a net $5.8M in Q3 2013, closing 2 positions and reducing 30 holdings. Its most notable exit was POWER-ONE INC COM STK NEW (DE), an estimated $714K position sold in full.

By sector, the portfolio is most concentrated in Energy at 41% of assets, down from 46% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Guinness Atkinson Asset Management opened a new position in JinkoSolar worth $879K.

  • Guinness Atkinson Asset Management's largest Q3 2013 buy was JinkoSolar: 39,000 shares worth $879K.
  • Guinness Atkinson Asset Management added most to Lumen in Q3 2013, an estimated $504K increase.
  • Guinness Atkinson Asset Management's biggest Q3 2013 reduction was Noble Energy, Inc., cutting an estimated $608K.
  • Guinness Atkinson Asset Management fully exited POWER-ONE INC COM STK NEW (DE) in Q3 2013, selling an estimated $714K.
  • Guinness Atkinson Asset Management's ten largest holdings make up 28% of its $104M portfolio in Q3 2013.
  • Guinness Atkinson Asset Management opened 1 new position and closed 2 in Q3 2013.
  • Guinness Atkinson Asset Management's portfolio value rose 9.6% quarter-over-quarter to $104M.

Based on Guinness Atkinson Asset Management's 13F filing for Q3 2013, filed 9 Oct 2013.