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GAAM
Guinness Atkinson Asset Management Portfolio holdings
AUM
$223M
1-Year Est. Return
42.52%
This Fund
S&P 500
This Quarter
Est. Return
+4.67%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$148M
AUM Growth
-$13.4M
(-8.3%)
Cap. Flow
-$18.6M
Cap. Flow
% of AUM
-12.64%
Top 10 Holdings %
Top 10 Hldgs %
38.99%
Holding
71
New
3
Increased
8
Reduced
35
Closed
7
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
New Oriental
EDU
|
+$7.34M |
| 2 |
Nike
NKE
|
+$5.33M |
| 3 |
H&R Block
HRB
|
+$1.7M |
| 4 |
PAY
Verifone Systems Inc
PAY
|
+$1.55M |
| 5 |
Gilead Sciences
GILD
|
+$1.26M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSMC
TSM
|
+$6.7M |
| 2 |
State Street
STT
|
+$6.42M |
| 3 |
Oracle
ORCL
|
+$5.62M |
| 4 |
TGNA
TEGNA Inc
TGNA
|
+$4.58M |
| 5 |
NVIDIA
NVDA
|
+$3.97M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 31% |
| 2 | Energy | 22.97% |
| 3 | Financials | 11.35% |
| 4 | Communication Services | 9% |
| 5 | Healthcare | 7.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Arthur J. Gallagher & Co
AJG
$64.1B
| $219K | 0.15% |
4,220
-900
| -18% | -$45.3K |
|
52
CME Group
CME
$96.3B
| $219K | 0.15% |
1,900
-660
| -26% | -$73.4K |
|
53
AbbVie
ABBV
$443B
| $218K | 0.15% |
3,480
-660
| -16% | -$40.3K |
|
54
General Dynamics
GD
$104B
| $218K | 0.15% |
1,260
-560
| -31% | -$91.6K |
|
55
Johnson & Johnson
JNJ
$618B
| $218K | 0.15% |
1,890
-100
| -5% | -$11.6K |
|
56
Procter & Gamble
PG
$336B
| $218K | 0.15% |
2,590
-420
| -14% | -$35.8K |
|
57
VF Corp
VFC
$5.63B
| $218K | 0.15% |
+4,333
| New | +$225K |
|
58
Coca-Cola
KO
$377B
| $217K | 0.15% |
5,240
-400
| -7% | -$16.6K |
|
59
Walmart Inc
WMT
$885B
| $217K | 0.15% |
9,420
-900
| -9% | -$21K |
|
60
Microsoft
MSFT
$3.45T
| $216K | 0.15% |
3,470
-960
| -22% | -$57.7K |
|
61
RTX Corp
RTX
$290B
| $216K | 0.15% |
3,130
-620
| -17% | -$41.1K |
|
|
CA
62
DELISTED
CA, Inc.
CA
| $216K | 0.15% |
6,810
-930
| -12% | -$29.7K |
|
63
Mattel
MAT
$4.38B
| $215K | 0.15% |
7,820
+170
| +2% | +$5.17K |
|
64
Teva Pharmaceuticals
TEVA
$40.8B
| $211K | 0.14% |
5,820
+1,250
| +27% | +$49.9K |
|
65
Enphase Energy
ENPH
$4.96B
| – | – |
-208,900
| Closed | -$247K |
|
66
Fortive
FTV
$17.9B
| – | – |
-47,192
| Closed | -$1.51M |
|
|
67
Oracle
ORCL
$374B
| – | – |
-143,130
| Closed | -$5.62M |
|
|
68
State Street
STT
$50.6B
| – | – |
-92,134
| Closed | -$6.42M |
|
|
TGNA
69
DELISTED
TEGNA Inc
TGNA
| – | – |
-327,391
| Closed | -$4.58M |
|
|
70
TSMC
TSM
$2.1T
| – | – |
-218,869
| Closed | -$6.7M |
|
|
TSL
71
DELISTED
Trina Solar Limited
TSL
| – | – |
-63,603
| Closed | -$651K |
|
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Guinness Atkinson Asset Management's Q4 2016 Portfolio in Review
As of Q4 2016, Guinness Atkinson Asset Management held 71 positions worth $148M, down 8.3% from $161M the previous quarter. Its ten largest holdings account for 39% of the portfolio.
Guinness Atkinson Asset Management withdrew a net $18.6M in Q4 2016, closing 7 positions and reducing 35 holdings. Its most notable exit was TSMC, an estimated $6.7M position sold in full.
By sector, the portfolio is most concentrated in Technology at 31% of assets, down from 39% a quarter earlier, followed by Energy and Financials.
Against the trend, Guinness Atkinson Asset Management opened a new position in New Oriental worth $6.56M.
- Guinness Atkinson Asset Management's largest Q4 2016 buy was New Oriental: 155,900 shares worth $6.56M.
- Guinness Atkinson Asset Management added most to H&R Block in Q4 2016, an estimated $1.7M increase.
- Guinness Atkinson Asset Management's biggest Q4 2016 reduction was NVIDIA, cutting an estimated $3.97M.
- Guinness Atkinson Asset Management fully exited TSMC in Q4 2016, selling an estimated $6.7M.
- Guinness Atkinson Asset Management's ten largest holdings make up 39% of its $148M portfolio in Q4 2016.
- Guinness Atkinson Asset Management opened 3 new positions and closed 7 in Q4 2016.
- Guinness Atkinson Asset Management's portfolio value fell 8.3% quarter-over-quarter to $148M.
Based on Guinness Atkinson Asset Management's 13F filing for Q4 2016, filed 14 Feb 2017.