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GAAM

Guinness Atkinson Asset Management Portfolio holdings

AUM $223M
1-Year Est. Return 42.52%
This Fund
S&P 500
This Quarter Est. Return
+8.45%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$161M
AUM Growth
+$1.29M
Cap. Flow
-$10.2M
Cap. Flow %
-6.36%
Top 10 Hldgs %
39.28%
Holding
69
New
1
Increased
6
Reduced
21
Closed
1

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$1.51M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$301K
3
FSLR icon
First Solar
FSLR
+$137K
4
SEDG icon
SolarEdge
SEDG
+$127K
5
JKS
JinkoSolar
JKS
+$119K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$4.16M
2
AMAT icon
Applied Materials
AMAT
+$2.58M
3
DHR icon
Danaher
DHR
+$1.52M
4
NTES icon
NetEase
NTES
+$1.38M
5
CSCO icon
Cisco
CSCO
+$1.11M

Sector Composition

Rank Sector Weight
1 Technology 38.83%
2 Energy 20.46%
3 Financials 14.11%
4 Communication Services 12.18%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JKS
51
JinkoSolar
JKS
$793M
$401K 0.25%
25,400
+6,500
+34% +$119K
ORA icon
52
Ormat Technologies
ORA
$6B
$395K 0.25%
8,159
-700
-8% -$33.1K
GD icon
53
General Dynamics
GD
$104B
$282K 0.18%
1,820
– –
MRK icon
54
Merck
MRK
$322B
$276K 0.17%
4,643
– –
PG icon
55
Procter & Gamble
PG
$336B
$270K 0.17%
3,010
– –
CME icon
56
CME Group
CME
$96.3B
$268K 0.17%
2,560
– –
ITW icon
57
Illinois Tool Works
ITW
$82.6B
$264K 0.16%
2,200
-240
-10% -$27.9K
ABBV icon
58
AbbVie
ABBV
$443B
$261K 0.16%
4,140
– –
AJG icon
59
Arthur J. Gallagher & Co
AJG
$64.1B
$260K 0.16%
5,120
-340
-6% -$16.8K
CA
60
DELISTED
CA, Inc.
CA
$256K 0.16%
7,740
– –
MSFT icon
61
Microsoft
MSFT
$3.45T
$255K 0.16%
4,430
-540
-11% -$30.5K
WMT icon
62
Walmart Inc
WMT
$885B
$248K 0.15%
10,320
– –
ENPH icon
63
Enphase Energy
ENPH
$4.96B
$247K 0.15%
208,900
– –
RTX icon
64
RTX Corp
RTX
$290B
$240K 0.15%
3,750
-238
-6% -$15.8K
KO icon
65
Coca-Cola
KO
$377B
$239K 0.15%
5,640
– –
JNJ icon
66
Johnson & Johnson
JNJ
$618B
$235K 0.15%
1,990
-150
-7% -$18.2K
MAT icon
67
Mattel
MAT
$4.38B
$232K 0.14%
7,650
-1,390
-15% -$45.4K
TEVA icon
68
Teva Pharmaceuticals
TEVA
$40.8B
$210K 0.13%
4,570
-380
-8% -$19.8K
JCI icon
69
Johnson Controls International
JCI
$88.8B
– –
-10,219
Closed -$474K
1 2
3

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Guinness Atkinson Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Guinness Atkinson Asset Management held 69 positions worth $161M, up 0.81% from $160M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Guinness Atkinson Asset Management withdrew a net $10.2M in Q3 2016, closing 1 position and reducing 21 holdings. Its most notable exit was Johnson Controls International, an estimated $474K position sold in full.

By sector, the portfolio is most concentrated in Technology at 39% of assets, up from 39% a quarter earlier, followed by Energy and Financials.

Against the trend, Guinness Atkinson Asset Management opened a new position in Fortive worth $1.51M.

  • Guinness Atkinson Asset Management's largest Q3 2016 buy was Fortive: 47,192 shares worth $1.51M.
  • Guinness Atkinson Asset Management added most to SunPower Corporation Common Stock in Q3 2016, an estimated $301K increase.
  • Guinness Atkinson Asset Management's biggest Q3 2016 reduction was NVIDIA, cutting an estimated $4.16M.
  • Guinness Atkinson Asset Management fully exited Johnson Controls International in Q3 2016, selling an estimated $474K.
  • Guinness Atkinson Asset Management's ten largest holdings make up 39% of its $161M portfolio in Q3 2016.
  • Guinness Atkinson Asset Management opened 1 new position and closed 1 in Q3 2016.
  • Guinness Atkinson Asset Management's portfolio value rose 0.81% quarter-over-quarter to $161M.

Based on Guinness Atkinson Asset Management's 13F filing for Q3 2016, filed 18 Oct 2016.