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GAAM
Guinness Atkinson Asset Management Portfolio holdings
AUM
$223M
1-Year Est. Return
42.52%
This Fund
S&P 500
This Quarter
Est. Return
-0.58%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$162M
AUM Growth
-$10.4M
(-6%)
Cap. Flow
-$7.33M
Cap. Flow
% of AUM
-4.53%
Top 10 Holdings %
Top 10 Hldgs %
36.41%
Holding
72
New
3
Increased
7
Reduced
31
Closed
2
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Imperial Oil
IMO
|
+$1.61M |
| 2 |
Chevron
CVX
|
+$1.38M |
| 3 |
SLB Ltd
SLB
|
+$909K |
| 4 |
WisdomTree
WT
|
+$892K |
| 5 |
SPWR
SunPower Corporation Common Stock
SPWR
|
+$821K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
PTC
PTC
|
+$5.92M |
| 2 |
Intercontinental Exchange
ICE
|
+$1.04M |
| 3 |
Roper Technologies
ROP
|
+$875K |
| 4 |
PayPal
PYPL
|
+$761K |
| 5 |
Comcast
CMCSA
|
+$690K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 39% |
| 2 | Energy | 18.67% |
| 3 | Financials | 13.19% |
| 4 | Communication Services | 13.16% |
| 5 | Healthcare | 7.37% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Mattel
MAT
$4.4B
| $371K | 0.23% |
11,030
-730
| -6% | -$22.2K |
|
|
SOL
52
DELISTED
Emeren Group
SOL
| $368K | 0.23% |
51,120
-11,140
| -18% | -$82.2K |
|
53
Canadian Solar
CSIQ
$1.09B
| $355K | 0.22% |
18,400
| – | – |
|
54
Illinois Tool Works
ITW
$82.3B
| $346K | 0.21% |
3,380
| – | – |
|
55
Enphase Energy
ENPH
$5.09B
| $342K | 0.21% |
146,600
-50,100
| -25% | -$123K |
|
56
SolarEdge
SEDG
$2.64B
| $342K | 0.21% |
13,600
-8,600
| -39% | -$225K |
|
|
CA
57
DELISTED
CA, Inc.
CA
| $338K | 0.21% |
10,990
| – | – |
|
58
Coca-Cola
KO
$374B
| $337K | 0.21% |
7,260
| – | – |
|
59
Arthur J. Gallagher & Co
AJG
$63.8B
| $333K | 0.21% |
7,480
| – | – |
|
60
Johnson & Johnson
JNJ
$609B
| $332K | 0.21% |
3,070
| – | – |
|
61
RTX Corp
RTX
$289B
| $331K | 0.2% |
5,260
| – | – |
|
62
Procter & Gamble
PG
$338B
| $324K | 0.2% |
3,940
| – | – |
|
63
Merck
MRK
$315B
| $322K | 0.2% |
6,382
| – | – |
|
64
CME Group
CME
$96B
| $321K | 0.2% |
3,340
| – | – |
|
65
Walmart Inc
WMT
$880B
| $320K | 0.2% |
+14,010
| New | +$307K |
|
66
Microsoft
MSFT
$3.62T
| $313K | 0.19% |
5,670
| – | – |
|
67
General Dynamics
GD
$103B
| $288K | 0.18% |
2,190
-120
| -5% | -$15.9K |
|
68
AbbVie
ABBV
$435B
| $274K | 0.17% |
4,790
| – | – |
|
69
Teva Pharmaceuticals
TEVA
$39.5B
| $253K | 0.16% |
4,730
| – | – |
|
|
CEO
70
DELISTED
CNOOC Limited
CEO
| $41K | 0.03% |
350
-300
| -46% | -$31.3K |
|
|
71
PTC
PTC
$16.4B
| – | – |
-170,970
| Closed | -$5.92M |
|
|
TPLM
72
DELISTED
Triangle Petroleum Corporation
TPLM
| – | – |
-25,000
| Closed | -$19K |
|
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AM
Guinness Atkinson Asset Management's Q1 2016 Portfolio in Review
As of Q1 2016, Guinness Atkinson Asset Management held 72 positions worth $162M, down 6% from $172M the previous quarter. Its ten largest holdings account for 36% of the portfolio.
Guinness Atkinson Asset Management withdrew a net $7.33M in Q1 2016, closing 2 positions and reducing 31 holdings. Its most notable exit was PTC, an estimated $5.92M position sold in full.
By sector, the portfolio is most concentrated in Technology at 39% of assets, down from 41% a quarter earlier, followed by Energy and Financials.
Against the trend, Guinness Atkinson Asset Management opened a new position in Imperial Oil worth $1.72M.
- Guinness Atkinson Asset Management's largest Q1 2016 buy was Imperial Oil: 51,401 shares worth $1.72M.
- Guinness Atkinson Asset Management added most to SLB Ltd in Q1 2016, an estimated $909K increase.
- Guinness Atkinson Asset Management's biggest Q1 2016 reduction was Intercontinental Exchange, cutting an estimated $1.04M.
- Guinness Atkinson Asset Management fully exited PTC in Q1 2016, selling an estimated $5.92M.
- Guinness Atkinson Asset Management's ten largest holdings make up 36% of its $162M portfolio in Q1 2016.
- Guinness Atkinson Asset Management opened 3 new positions and closed 2 in Q1 2016.
- Guinness Atkinson Asset Management's portfolio value fell 6% quarter-over-quarter to $162M.
Based on Guinness Atkinson Asset Management's 13F filing for Q1 2016, filed 12 Apr 2016.