GAAM

Guinness Atkinson Asset Management Portfolio holdings

AUM $212M
1-Year Est. Return 30.83%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+30.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$157M
AUM Growth
-$60.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
73
New
Increased
Reduced
Closed

Top Buys

1
+$6.28M
2
+$6.06M
3
+$5.65M
4
APA icon
APA Corp
APA
+$373K
5
CNQ icon
Canadian Natural Resources
CNQ
+$362K

Top Sells

1
+$7.62M
2
+$7.04M
3
+$7.01M
4
AMTD
TD Ameritrade Holding Corp
AMTD
+$6.82M
5
LLL
L3 Technologies, Inc.
LLL
+$6.52M

Sector Composition

1 Technology 44.12%
2 Energy 17.31%
3 Financials 10.62%
4 Communication Services 9.9%
5 Healthcare 7.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
$333K 0.21%
15,790
+3,430
52
$330K 0.21%
4,010
+550
53
$327K 0.21%
7,380
54
$323K 0.21%
8,060
55
$319K 0.2%
2,310
56
$312K 0.2%
5,250
+910
57
$309K 0.2%
7,480
+730
58
$306K 0.19%
18,400
59
$301K 0.19%
6,382
+670
60
$296K 0.19%
+5,250
61
$261K 0.17%
4,790
62
$239K 0.15%
263,478
63
$206K 0.13%
55,700
64
$88K 0.06%
21,510
65
$36K 0.02%
25,000
66
– –
-208,427
67
– –
-86,600
68
– –
-277,541
69
– –
-301,634
70
– –
-185,090
71
– –
-697
72
– –
-57,480
73
– –
-1,140
1 2
3