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GAAM
Guinness Atkinson Asset Management Portfolio holdings
AUM
$223M
1-Year Est. Return
42.52%
This Fund
S&P 500
This Quarter
Est. Return
-10.97%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$157M
AUM Growth
-$60.6M
(-28%)
Cap. Flow
-$37.1M
Cap. Flow
% of AUM
-23.6%
Top 10 Holdings %
Top 10 Hldgs %
38.67%
Holding
73
New
4
Increased
16
Reduced
17
Closed
8
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$6.28M |
| 2 |
PAY
Verifone Systems Inc
PAY
|
+$6.06M |
| 3 |
PayPal
PYPL
|
+$5.65M |
| 4 |
APA Corp
APA
|
+$373K |
| 5 |
Canadian Natural Resources
CNQ
|
+$362K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Capital One
COF
|
+$7.62M |
| 2 |
eBay
EBAY
|
+$7.04M |
| 3 |
BP
BP
|
+$7.01M |
| 4 |
AMTD
TD Ameritrade Holding Corp
AMTD
|
+$6.82M |
| 5 |
LLL
L3 Technologies, Inc.
LLL
|
+$6.52M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 44.12% |
| 2 | Energy | 17.31% |
| 3 | Financials | 10.62% |
| 4 | Communication Services | 9.9% |
| 5 | Healthcare | 7.93% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Mattel
MAT
$4.32B
| $333K | 0.21% |
15,790
+3,430
| +28% | +$80.3K |
|
52
Illinois Tool Works
ITW
$83B
| $330K | 0.21% |
4,010
+550
| +16% | +$48.1K |
|
53
Microsoft
MSFT
$3.62T
| $327K | 0.21% |
7,380
| – | – |
|
54
Coca-Cola
KO
$374B
| $323K | 0.21% |
8,060
| – | – |
|
55
General Dynamics
GD
$103B
| $319K | 0.2% |
2,310
| – | – |
|
|
CHL
56
DELISTED
China Mobile Limited
CHL
| $312K | 0.2% |
5,250
+910
| +21% | +$56.1K |
|
57
Arthur J. Gallagher & Co
AJG
$63.7B
| $309K | 0.2% |
7,480
+730
| +11% | +$33.1K |
|
58
Canadian Solar
CSIQ
$1.05B
| $306K | 0.19% |
18,400
| – | – |
|
59
Merck
MRK
$316B
| $301K | 0.19% |
6,382
+670
| +12% | +$35.6K |
|
60
Teva Pharmaceuticals
TEVA
$40.2B
| $296K | 0.19% |
+5,250
| New | +$340K |
|
61
AbbVie
ABBV
$433B
| $261K | 0.17% |
4,790
| – | – |
|
62
CEMIG Preferred Shares
CIG
$6.24B
| $239K | 0.15% |
263,478
| – | – |
|
63
Enphase Energy
ENPH
$5.2B
| $206K | 0.13% |
55,700
| – | – |
|
|
YGE
64
DELISTED
Yingli Green Energy Holding Comp
YGE
| $88K | 0.06% |
21,510
| – | – |
|
|
TPLM
65
DELISTED
Triangle Petroleum Corporation
TPLM
| $36K | 0.02% |
25,000
| – | – |
|
|
66
BP
BP
$114B
| – | – |
-208,427
| Closed | -$7.01M |
|
|
67
Capital One
COF
$134B
| – | – |
-86,600
| Closed | -$7.62M |
|
|
68
eBay
EBAY
$47.6B
| – | – |
-277,541
| Closed | -$7.04M |
|
69
Xerox
XRX
$411M
| – | – |
-201,089
| Closed | -$5.64M |
|
|
AMTD
70
DELISTED
TD Ameritrade Holding Corp
AMTD
| – | – |
-185,090
| Closed | -$6.82M |
|
|
CHK
71
DELISTED
Chesapeake Energy Corporation
CHK
| – | – |
-697
| Closed | -$1.56M |
|
|
LLL
72
DELISTED
L3 Technologies, Inc.
LLL
| – | – |
-57,480
| Closed | -$6.52M |
|
|
SGY
73
DELISTED
Stone Energy
SGY
| – | – |
-1,140
| Closed | -$816K |
|
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Guinness Atkinson Asset Management's Q3 2015 Portfolio in Review
As of Q3 2015, Guinness Atkinson Asset Management held 73 positions worth $157M, down 28% from $218M the previous quarter. Its ten largest holdings account for 39% of the portfolio.
Guinness Atkinson Asset Management withdrew a net $37.1M in Q3 2015, closing 8 positions and reducing 17 holdings. Its most notable exit was Capital One, an estimated $7.62M position sold in full.
By sector, the portfolio is most concentrated in Technology at 44% of assets, up from 34% a quarter earlier, followed by Energy and Financials.
Against the trend, Guinness Atkinson Asset Management opened a new position in Cognizant worth $6.26M.
- Guinness Atkinson Asset Management's largest Q3 2015 buy was Cognizant: 100,000 shares worth $6.26M.
- Guinness Atkinson Asset Management added most to APA Corp in Q3 2015, an estimated $373K increase.
- Guinness Atkinson Asset Management's biggest Q3 2015 reduction was H&R Block, cutting an estimated $1.93M.
- Guinness Atkinson Asset Management fully exited Capital One in Q3 2015, selling an estimated $7.62M.
- Guinness Atkinson Asset Management's ten largest holdings make up 39% of its $157M portfolio in Q3 2015.
- Guinness Atkinson Asset Management opened 4 new positions and closed 8 in Q3 2015.
- Guinness Atkinson Asset Management's portfolio value fell 28% quarter-over-quarter to $157M.
Based on Guinness Atkinson Asset Management's 13F filing for Q3 2015, filed 23 Oct 2015.