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GAAM
Guinness Atkinson Asset Management Portfolio holdings
AUM
$223M
1-Year Est. Return
42.52%
This Fund
S&P 500
This Quarter
Est. Return
-3.72%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$177M
AUM Growth
+$42.5M
(+31%)
Cap. Flow
+$51.2M
Cap. Flow
% of AUM
28.87%
Top 10 Holdings %
Top 10 Hldgs %
25.84%
Holding
73
New
8
Increased
50
Reduced
9
Closed
2
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SLB Ltd
SLB
|
+$4.67M |
| 2 |
Boeing
BA
|
+$4.34M |
| 3 |
Xerox
XRX
|
+$4.16M |
| 4 |
Occidental Petroleum
OXY
|
+$3.36M |
| 5 |
BP
BP
|
+$2.04M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Chevron
CVX
|
+$3.5M |
| 2 |
Itron
ITRI
|
+$758K |
| 3 |
CEMIG Preferred Shares
CIG
|
+$287K |
| 4 |
NetEase
NTES
|
+$272K |
| 5 |
SPWR
SunPower Corporation Common Stock
SPWR
|
+$235K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 32.28% |
| 2 | Technology | 30.27% |
| 3 | Financials | 10.78% |
| 4 | Communication Services | 8.77% |
| 5 | Consumer Discretionary | 5.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Ormat Technologies
ORA
$6B
| $729K | 0.41% |
27,759
-3,900
| -12% | -$106K |
|
|
SPWR
52
DELISTED
SunPower Corporation Common Stock
SPWR
| $659K | 0.37% |
29,700
-9,620
| -24% | -$235K |
|
53
Canadian Solar
CSIQ
$1.02B
| $658K | 0.37% |
+18,400
| New | +$597K |
|
|
JKS
54
JinkoSolar
JKS
$793M
| $654K | 0.37% |
23,800
-4,400
| -16% | -$125K |
|
|
YGE
55
DELISTED
Yingli Green Energy Holding Comp
YGE
| $629K | 0.35% |
20,220
-5,630
| -22% | -$195K |
|
|
56
CEMIG Preferred Shares
CIG
$6.26B
| $531K | 0.3% |
167,349
-69,841
| -29% | -$287K |
|
|
TPLM
57
DELISTED
Triangle Petroleum Corporation
TPLM
| $275K | 0.16% |
25,000
| – | – |
|
|
CEO
58
DELISTED
CNOOC Limited
CEO
| $266K | 0.15% |
1,540
+70
| +5% | +$12.9K |
|
|
SSE
59
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
| $191K | 0.11% |
+8,042
| New | +$192K |
|
|
CHL
60
DELISTED
China Mobile Limited
CHL
| $174K | 0.1% |
2,970
+350
| +13% | +$20.1K |
|
61
AbbVie
ABBV
$443B
| $169K | 0.1% |
2,930
+560
| +24% | +$31.1K |
|
62
General Dynamics
GD
$104B
| $169K | 0.1% |
1,330
+100
| +8% | +$12.1K |
|
63
Johnson & Johnson
JNJ
$618B
| $163K | 0.09% |
1,530
+140
| +10% | +$14.5K |
|
64
Microsoft
MSFT
$3.45T
| $163K | 0.09% |
3,510
| – | – |
|
65
Procter & Gamble
PG
$336B
| $162K | 0.09% |
1,930
+190
| +11% | +$15.6K |
|
66
Merck
MRK
$322B
| $160K | 0.09% |
2,830
+220
| +8% | +$12.4K |
|
67
Coca-Cola
KO
$377B
| $159K | 0.09% |
3,730
+300
| +9% | +$12.4K |
|
68
Illinois Tool Works
ITW
$82.6B
| $154K | 0.09% |
1,830
+200
| +12% | +$17.3K |
|
69
Arthur J. Gallagher & Co
AJG
$64.1B
| $153K | 0.09% |
3,370
+300
| +10% | +$13.8K |
|
70
Aflac
AFL
$64.9B
| $143K | 0.08% |
4,900
+380
| +8% | +$11.6K |
|
71
Mattel
MAT
$4.38B
| $132K | 0.07% |
4,310
+690
| +19% | +$24.4K |
|
|
72
Chevron
CVX
$392B
| – | – |
-26,800
| Closed | -$3.5M |
|
|
73
Itron
ITRI
$4.36B
| – | – |
-18,700
| Closed | -$758K |
|
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Guinness Atkinson Asset Management's Q3 2014 Portfolio in Review
As of Q3 2014, Guinness Atkinson Asset Management held 73 positions worth $177M, up 31% from $135M the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Guinness Atkinson Asset Management deployed $51.2M of net new capital in Q3 2014, opening 8 new positions and adding to 50 existing holdings. Its largest new stake was SLB Ltd: 42,860 shares worth $4.36M.
By sector, the portfolio is most concentrated in Energy at 32% of assets, down from 41% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was CEMIG Preferred Shares, an estimated $287K trimmed.
- Guinness Atkinson Asset Management's largest Q3 2014 buy was SLB Ltd: 42,860 shares worth $4.36M.
- Guinness Atkinson Asset Management added most to BP in Q3 2014, an estimated $2.04M increase.
- Guinness Atkinson Asset Management's biggest Q3 2014 reduction was CEMIG Preferred Shares, cutting an estimated $287K.
- Guinness Atkinson Asset Management fully exited Chevron in Q3 2014, selling an estimated $3.5M.
- Guinness Atkinson Asset Management's ten largest holdings make up 26% of its $177M portfolio in Q3 2014.
- Guinness Atkinson Asset Management opened 8 new positions and closed 2 in Q3 2014.
- Guinness Atkinson Asset Management's portfolio value rose 31% quarter-over-quarter to $177M.
Based on Guinness Atkinson Asset Management's 13F filing for Q3 2014, filed 23 Oct 2014.