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GAAM

Guinness Atkinson Asset Management Portfolio holdings

AUM $223M
1-Year Est. Return 42.52%
This Fund
S&P 500
This Quarter Est. Return
+4.33%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$100M
AUM Growth
-$1.26M
Cap. Flow
-$4.7M
Cap. Flow %
-4.7%
Top 10 Hldgs %
28.1%
Holding
71
New
–
Increased
31
Reduced
10
Closed
3

Top Buys

Rank Stock Value
1
LUMN icon
Lumen
LUMN
+$369K
2
HLX icon
Helix Energy Solutions
HLX
+$272K
3
AMAT icon
Applied Materials
AMAT
+$271K
4
EBAY icon
eBay
EBAY
+$249K
5
NVDA icon
NVIDIA
NVDA
+$239K

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$2.35M
2
VOD icon
Vodafone
VOD
+$1.68M
3
PVA
PENN VIRGINIA CORP
PVA
+$1.21M
4
SOHU
Sohu.com
SOHU
+$591K
5
PTEN icon
Patterson-UTI
PTEN
+$425K

Sector Composition

Rank Sector Weight
1 Energy 42.59%
2 Technology 24.71%
3 Communication Services 12.62%
4 Financials 8.39%
5 Consumer Discretionary 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOL
51
DELISTED
Emeren Group
SOL
$613K 0.61%
38,220
– –
YGE
52
DELISTED
Yingli Green Energy Holding Comp
YGE
$594K 0.59%
13,650
– –
PVA
53
DELISTED
PENN VIRGINIA CORP
PVA
$408K 0.41%
23,350
-90,550
-79% -$1.21M
TPLM
54
DELISTED
Triangle Petroleum Corporation
TPLM
$206K 0.21%
25,000
– –
CEO
55
DELISTED
CNOOC Limited
CEO
$185K 0.18%
1,220
+340
+39% +$55K
MSFT icon
56
Microsoft
MSFT
$3.64T
$110K 0.11%
2,690
+690
+35% +$25.9K
MAT icon
57
Mattel
MAT
$4.37B
$109K 0.11%
2,720
+1,120
+70% +$44.5K
JNJ icon
58
Johnson & Johnson
JNJ
$611B
$108K 0.11%
1,100
+320
+41% +$29.7K
PG icon
59
Procter & Gamble
PG
$337B
$105K 0.1%
1,300
+410
+46% +$32.3K
AJG icon
60
Arthur J. Gallagher & Co
AJG
$64B
$103K 0.1%
2,170
+640
+42% +$29.9K
KO icon
61
Coca-Cola
KO
$374B
$102K 0.1%
2,650
+840
+46% +$32.5K
CHL
62
DELISTED
China Mobile Limited
CHL
$102K 0.1%
2,230
+1,030
+86% +$48.9K
ABBV icon
63
AbbVie
ABBV
$434B
$101K 0.1%
1,970
+600
+44% +$30.3K
ITW icon
64
Illinois Tool Works
ITW
$82.5B
$101K 0.1%
1,240
+340
+38% +$27.5K
GD icon
65
General Dynamics
GD
$104B
$100K 0.1%
920
+200
+28% +$20.7K
MRK icon
66
Merck
MRK
$315B
$100K 0.1%
1,844
+377
+26% +$19.5K
AFL icon
67
Aflac
AFL
$64.6B
$99K 0.1%
3,140
+1,000
+47% +$31.8K
RAI
68
DELISTED
Reynolds American Inc
RAI
$94K 0.09%
3,520
+760
+28% +$19.1K
COP icon
69
ConocoPhillips
COP
$145B
– –
-33,328
Closed -$2.35M
NOC icon
70
Northrop Grumman
NOC
$77.6B
– –
-770
Closed -$88K
VOD icon
71
Vodafone
VOD
$36B
– –
-41,972
Closed -$1.68M
1 2
3

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Guinness Atkinson Asset Management's Q1 2014 Portfolio in Review

As of Q1 2014, Guinness Atkinson Asset Management held 71 positions worth $100M, down 1.2% from $101M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Guinness Atkinson Asset Management withdrew a net $4.7M in Q1 2014, closing 3 positions and reducing 10 holdings. Its most notable exit was ConocoPhillips, an estimated $2.35M position sold in full.

By sector, the portfolio is most concentrated in Energy at 43% of assets, up from 42% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Guinness Atkinson Asset Management added an estimated $369K to Lumen.

  • Guinness Atkinson Asset Management added most to Lumen in Q1 2014, an estimated $369K increase.
  • Guinness Atkinson Asset Management's biggest Q1 2014 reduction was PENN VIRGINIA CORP, cutting an estimated $1.21M.
  • Guinness Atkinson Asset Management fully exited ConocoPhillips in Q1 2014, selling an estimated $2.35M.
  • Guinness Atkinson Asset Management's ten largest holdings make up 28% of its $100M portfolio in Q1 2014.
  • Guinness Atkinson Asset Management opened 0 new positions and closed 3 in Q1 2014.
  • Guinness Atkinson Asset Management's portfolio value fell 1.2% quarter-over-quarter to $100M.

Based on Guinness Atkinson Asset Management's 13F filing for Q1 2014, filed 24 Apr 2014.