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GAAM
Guinness Atkinson Asset Management Portfolio holdings
AUM
$223M
1-Year Est. Return
42.52%
This Fund
S&P 500
This Quarter
Est. Return
+7.87%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$101M
AUM Growth
-$2.58M
(-2.5%)
Cap. Flow
-$9.1M
Cap. Flow
% of AUM
-8.98%
Top 10 Holdings %
Top 10 Hldgs %
28.5%
Holding
83
New
3
Increased
17
Reduced
14
Closed
12
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Qualcomm
QCOM
|
+$1.76M |
| 2 |
TGNA
TEGNA Inc
TGNA
|
+$1.6M |
| 3 |
Ormat Technologies
ORA
|
+$252K |
| 4 |
CEO
CNOOC Limited
CEO
|
+$175K |
| 5 |
SOL
Emeren Group
SOL
|
+$149K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Best Buy
BBY
|
+$2.52M |
| 2 |
AVTA
Avantax, Inc. Common Stock
AVTA
|
+$1.62M |
| 3 |
Nokia
NOK
|
+$1.41M |
| 4 |
TSL
Trina Solar Limited
TSL
|
+$782K |
| 5 |
Toyota
TM
|
+$769K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 42.48% |
| 2 | Technology | 22.85% |
| 3 | Communication Services | 15.79% |
| 4 | Financials | 7.91% |
| 5 | Healthcare | 3.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Itron
ITRI
$4.36B
| $775K | 0.76% |
18,700
+2,700
| +17% | +$115K |
|
|
SPWR
52
DELISTED
SunPower Corporation Common Stock
SPWR
| $768K | 0.76% |
39,320
-21,760
| -36% | -$435K |
|
53
CEMIG Preferred Shares
CIG
$6.26B
| $720K | 0.71% |
237,181
+29,501
| +14% | +$97.8K |
|
|
YGE
54
DELISTED
Yingli Green Energy Holding Comp
YGE
| $689K | 0.68% |
13,650
| – | – |
|
|
SOL
55
DELISTED
Emeren Group
SOL
| $659K | 0.65% |
38,220
+6,820
| +22% | +$149K |
|
|
TPLM
56
DELISTED
Triangle Petroleum Corporation
TPLM
| $208K | 0.21% |
25,000
| – | – |
|
|
CEO
57
DELISTED
CNOOC Limited
CEO
| $165K | 0.16% |
+880
| New | +$175K |
|
58
Northrop Grumman
NOC
$77.1B
| $88K | 0.09% |
770
| – | – |
|
59
Illinois Tool Works
ITW
$82.6B
| $76K | 0.08% |
900
+130
| +17% | +$10.3K |
|
60
Mattel
MAT
$4.38B
| $76K | 0.08% |
1,600
+150
| +10% | +$6.68K |
|
61
Coca-Cola
KO
$377B
| $75K | 0.07% |
1,810
+590
| +48% | +$23.3K |
|
62
Microsoft
MSFT
$3.45T
| $75K | 0.07% |
2,000
+450
| +29% | +$16.3K |
|
63
AbbVie
ABBV
$443B
| $72K | 0.07% |
1,370
| – | – |
|
64
Arthur J. Gallagher & Co
AJG
$64.1B
| $72K | 0.07% |
1,530
+190
| +14% | +$8.82K |
|
65
Procter & Gamble
PG
$336B
| $72K | 0.07% |
890
+120
| +16% | +$9.78K |
|
66
Aflac
AFL
$64.9B
| $71K | 0.07% |
2,140
+320
| +18% | +$10.5K |
|
67
Johnson & Johnson
JNJ
$618B
| $71K | 0.07% |
780
+80
| +11% | +$7.37K |
|
68
Merck
MRK
$322B
| $70K | 0.07% |
1,467
+272
| +23% | +$12.4K |
|
69
General Dynamics
GD
$104B
| $69K | 0.07% |
720
| – | – |
|
|
RAI
70
DELISTED
Reynolds American Inc
RAI
| $69K | 0.07% |
2,760
+640
| +30% | +$16.1K |
|
|
CHL
71
DELISTED
China Mobile Limited
CHL
| $63K | 0.06% |
1,200
+340
| +40% | +$18.1K |
|
72
BlackBerry
BB
$4.98B
| – | – |
-36,660
| Closed | -$291K |
|
|
73
Best Buy
BBY
$18.2B
| – | – |
-67,220
| Closed | -$2.52M |
|
74
Honda
HMC
$39.1B
| – | – |
-19,780
| Closed | -$754K |
|
75
HSBC
HSBC
$365B
| – | – |
-4,554
| Closed | -$213K |
|
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AM
Guinness Atkinson Asset Management's Q4 2013 Portfolio in Review
As of Q4 2013, Guinness Atkinson Asset Management held 83 positions worth $101M, down 2.5% from $104M the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Guinness Atkinson Asset Management withdrew a net $9.1M in Q4 2013, closing 12 positions and reducing 14 holdings. Its most notable exit was Best Buy, an estimated $2.52M position sold in full.
By sector, the portfolio is most concentrated in Energy at 42% of assets, up from 41% a quarter earlier, followed by Technology and Communication Services.
Against the trend, Guinness Atkinson Asset Management opened a new position in Qualcomm worth $1.85M.
- Guinness Atkinson Asset Management's largest Q4 2013 buy was Qualcomm: 24,900 shares worth $1.85M.
- Guinness Atkinson Asset Management added most to Ormat Technologies in Q4 2013, an estimated $252K increase.
- Guinness Atkinson Asset Management's biggest Q4 2013 reduction was Trina Solar Limited, cutting an estimated $782K.
- Guinness Atkinson Asset Management fully exited Best Buy in Q4 2013, selling an estimated $2.52M.
- Guinness Atkinson Asset Management's ten largest holdings make up 28% of its $101M portfolio in Q4 2013.
- Guinness Atkinson Asset Management opened 3 new positions and closed 12 in Q4 2013.
- Guinness Atkinson Asset Management's portfolio value fell 2.5% quarter-over-quarter to $101M.
Based on Guinness Atkinson Asset Management's 13F filing for Q4 2013, filed 29 Jan 2014.