GAAM

Guinness Atkinson Asset Management Portfolio holdings

AUM $191M
This Quarter Return
+20.96%
1 Year Return
+21.22%
3 Year Return
+115.88%
5 Year Return
+190.69%
10 Year Return
+552.94%
AUM
$104M
AUM Growth
+$104M
Cap. Flow
-$6.52M
Cap. Flow %
-6.27%
Top 10 Hldgs %
28.1%
Holding
82
New
1
Increased
19
Reduced
30
Closed
2

Top Buys

1
JKS
JinkoSolar
JKS
$879K
2
LUMN icon
Lumen
LUMN
$464K
3
LDK
LDK SOLAR CO LTD.
LDK
$389K
4
BP icon
BP
BP
$372K
5
CIG icon
CEMIG Preferred Shares
CIG
$328K

Top Sells

1
TSL
Trina Solar Limited
TSL
$716K
2
PWER
POWER-ONE INC COM STK NEW (DE)
PWER
$714K
3
NBL
Noble Energy, Inc.
NBL
$637K
4
SGY
Stone Energy
SGY
$616K
5
SOHU
Sohu.com
SOHU
$591K

Sector Composition

1 Energy 40.74%
2 Technology 23.26%
3 Communication Services 13.95%
4 Financials 8.59%
5 Consumer Discretionary 7%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BBG
51
DELISTED
Bill Barrett Corp
BBG
$791K 0.76%
31,500
-3,300
-9% -$82.9K
QEP
52
DELISTED
QEP RESOURCES, INC.
QEP
$789K 0.76%
28,500
– –
SOL
53
Emeren Group
SOL
$93.4M
$783K 0.75%
157,000
-95,000
-38% -$474K
TM icon
54
Toyota
TM
$254B
$769K 0.74%
6,010
-730
-11% -$93.4K
HMC icon
55
Honda
HMC
$44.4B
$754K 0.73%
19,780
+2,640
+15% +$101K
CIG icon
56
CEMIG Preferred Shares
CIG
$5.81B
$699K 0.67%
80,959
+38,000
+88% +$328K
LDK
57
DELISTED
LDK SOLAR CO LTD.
LDK
$690K 0.66%
357,700
+201,900
+130% +$389K
ITRI icon
58
Itron
ITRI
$5.62B
$685K 0.66%
16,000
+7,000
+78% +$300K
ORA icon
59
Ormat Technologies
ORA
$5.56B
$592K 0.57%
22,119
– –
BB icon
60
BlackBerry
BB
$2.28B
$291K 0.28%
36,660
– –
TPLM
61
DELISTED
Triangle Petroleum Corporation
TPLM
$246K 0.24%
25,000
-55,000
-69% -$541K
HSBC icon
62
HSBC
HSBC
$224B
$213K 0.21%
3,924
– –
PTR
63
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$154K 0.15%
1,400
– –
NOC icon
64
Northrop Grumman
NOC
$84.5B
$73K 0.07%
770
– –
GD icon
65
General Dynamics
GD
$87.3B
$63K 0.06%
720
– –
ABBV icon
66
AbbVie
ABBV
$372B
$61K 0.06%
1,370
– –
JNJ icon
67
Johnson & Johnson
JNJ
$427B
$61K 0.06%
700
– –
MAT icon
68
Mattel
MAT
$5.9B
$61K 0.06%
1,450
– –
MDLZ icon
69
Mondelez International
MDLZ
$79.5B
$60K 0.06%
1,920
– –
ITW icon
70
Illinois Tool Works
ITW
$77.1B
$59K 0.06%
770
– –
PFE icon
71
Pfizer
PFE
$141B
$59K 0.06%
2,070
– –
AJG icon
72
Arthur J. Gallagher & Co
AJG
$77.6B
$58K 0.06%
1,340
– –
PG icon
73
Procter & Gamble
PG
$368B
$58K 0.06%
770
– –
AFL icon
74
Aflac
AFL
$57.2B
$56K 0.05%
910
– –
KRFT
75
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$56K 0.05%
1,063
– –
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