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GAAM

Guinness Atkinson Asset Management Portfolio holdings

AUM $223M
1-Year Est. Return 42.52%
This Fund
S&P 500
This Quarter Est. Return
+20.96%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$104M
AUM Growth
+$9.11M
Cap. Flow
-$5.8M
Cap. Flow %
-5.58%
Top 10 Hldgs %
28.1%
Holding
82
New
1
Increased
19
Reduced
30
Closed
2

Top Buys

Rank Stock Value
1
JKS
JinkoSolar
JKS
+$578K
2
LUMN icon
Lumen
LUMN
+$504K
3
BP icon
BP
BP
+$371K
4
HRB icon
H&R Block
HRB
+$332K
5
CIG icon
CEMIG Preferred Shares
CIG
+$331K

Top Sells

Rank Stock Value
1
PWER
POWER-ONE INC COM STK NEW (DE)
PWER
+$714K
2
NBL
Noble Energy, Inc.
NBL
+$608K
3
CHK
Chesapeake Energy Corporation
CHK
+$557K
4
SGY
Stone Energy
SGY
+$520K
5
HES
Hess
HES
+$499K

Sector Composition

Rank Sector Weight
1 Energy 40.74%
2 Technology 23.26%
3 Communication Services 13.95%
4 Financials 8.59%
5 Consumer Discretionary 7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBG
51
DELISTED
Bill Barrett Corp
BBG
$791K 0.76%
31,500
-3,300
-9% -$74.2K
QEP
52
DELISTED
QEP RESOURCES, INC.
QEP
$789K 0.76%
28,500
– –
SOL
53
DELISTED
Emeren Group
SOL
$783K 0.75%
31,400
-19,000
-38% -$390K
TM icon
54
Toyota
TM
$224B
$769K 0.74%
6,010
-730
-11% -$92.9K
HMC icon
55
Honda
HMC
$39.1B
$754K 0.73%
19,780
+2,640
+15% +$101K
CIG icon
56
CEMIG Preferred Shares
CIG
$6.26B
$699K 0.67%
207,680
+97,479
+88% +$331K
LDK
57
DELISTED
LDK SOLAR CO LTD.
LDK
$690K 0.66%
357,700
+201,900
+130% +$316K
ITRI icon
58
Itron
ITRI
$4.36B
$685K 0.66%
16,000
+7,000
+78% +$287K
ORA icon
59
Ormat Technologies
ORA
$6B
$592K 0.57%
22,119
– –
BB icon
60
BlackBerry
BB
$4.98B
$291K 0.28%
36,660
– –
TPLM
61
DELISTED
Triangle Petroleum Corporation
TPLM
$246K 0.24%
25,000
-55,000
-69% -$420K
HSBC icon
62
HSBC
HSBC
$365B
$213K 0.21%
4,554
– –
PTR
63
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$154K 0.15%
1,400
– –
NOC icon
64
Northrop Grumman
NOC
$77.1B
$73K 0.07%
770
– –
GD icon
65
General Dynamics
GD
$104B
$63K 0.06%
720
– –
ABBV icon
66
AbbVie
ABBV
$443B
$61K 0.06%
1,370
– –
JNJ icon
67
Johnson & Johnson
JNJ
$618B
$61K 0.06%
700
– –
MAT icon
68
Mattel
MAT
$4.38B
$61K 0.06%
1,450
– –
MDLZ icon
69
Mondelez International
MDLZ
$79.5B
$60K 0.06%
1,920
– –
ITW icon
70
Illinois Tool Works
ITW
$82.6B
$59K 0.06%
770
– –
PFE icon
71
Pfizer
PFE
$143B
$59K 0.06%
2,182
– –
AJG icon
72
Arthur J. Gallagher & Co
AJG
$64.1B
$58K 0.06%
1,340
– –
PG icon
73
Procter & Gamble
PG
$336B
$58K 0.06%
770
– –
AFL icon
74
Aflac
AFL
$64.9B
$56K 0.05%
1,820
– –
KRFT
75
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$56K 0.05%
1,063
– –
1 2
3
4

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AWM
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SCM
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RCM
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Guinness Atkinson Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Guinness Atkinson Asset Management held 82 positions worth $104M, up 9.6% from $94.8M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Guinness Atkinson Asset Management withdrew a net $5.8M in Q3 2013, closing 2 positions and reducing 30 holdings. Its most notable exit was POWER-ONE INC COM STK NEW (DE), an estimated $714K position sold in full.

By sector, the portfolio is most concentrated in Energy at 41% of assets, down from 46% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Guinness Atkinson Asset Management opened a new position in JinkoSolar worth $879K.

  • Guinness Atkinson Asset Management's largest Q3 2013 buy was JinkoSolar: 39,000 shares worth $879K.
  • Guinness Atkinson Asset Management added most to Lumen in Q3 2013, an estimated $504K increase.
  • Guinness Atkinson Asset Management's biggest Q3 2013 reduction was Noble Energy, Inc., cutting an estimated $608K.
  • Guinness Atkinson Asset Management fully exited POWER-ONE INC COM STK NEW (DE) in Q3 2013, selling an estimated $714K.
  • Guinness Atkinson Asset Management's ten largest holdings make up 28% of its $104M portfolio in Q3 2013.
  • Guinness Atkinson Asset Management opened 1 new position and closed 2 in Q3 2013.
  • Guinness Atkinson Asset Management's portfolio value rose 9.6% quarter-over-quarter to $104M.

Based on Guinness Atkinson Asset Management's 13F filing for Q3 2013, filed 9 Oct 2013.